Back to filter
Original filing (PDF)20251015141713NAL0006390752001
PEAK6 GROUP LLC
Form 5500
FILING_RECEIVED
PEAK6 GROUP LLC 401(K) PS PLAN
401(k) retirement plan
Active participants
318
Accounts w/ balance
683
Plan assets (EOY)
$101.2M
Net assets (EOY)
$101.2M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PEAK6 GROUP LLC.
Plan sponsor
Name
PEAK6 GROUP LLC
EIN
38-4087834
Address
141 WEST JACKSON · SUITE 500 · CHICAGO, IL · 60604
Phone
(312) 362-2401
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $20K | — |
Investments
35 direct securities· $101.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $19.4M | 19.1% | |
| Fidelity Investments Fidelity Contrafund K | — | — | — | $11.3M | 11.2% | |
| Fidelity Investments Fidelity Blue Chip Growth | — | — | — | $10.1M | 10.0% | |
| /*** Fidelity Investments Fidelity Government Money Market Fund | — | — | — | $5.3M | 5.2% | |
| Fidelity Investments Fidelity Freedom K 2055 Fund | — | — | — | $5.1M | 5.1% | |
| Fidelity Investments Fidelity Freedom K 2050 Fund | — | — | — | $4.2M | 4.2% | |
| Fidelity Investments Fidelity Freedom K 2060 Fund | — | — | — | $3.7M | 3.7% | |
| Putnam Large Cap Value Fund Class R6 | — | — | — | $3.4M | 3.3% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $3.2M | 3.2% | |
| Fidelity Investments Fidelity Low Priced Stock | — | — | — | $3.0M | 3.0% | |
| American Beacon Funds American Beacon Small Cap Value Fund | — | — | — | $2.9M | 2.9% | |
| Fidelity Investments Fidelity Freedom K 2045 Fund | — | — | — | $2.9M | 2.8% | |
| Fidelity Investments Fidelity Freedom K 2040 Fund | — | — | — | $2.5M | 2.5% | |
| Victory Established Value Fund Class A | — | — | — | $2.4M | 2.4% | |
| Fidelity Investments Fidelity Freedom K 2035 Fund | — | — | — | $2.4M | 2.4% | |
| ClearBridge International Growth Fund - Class A | — | — | — | $2.3M | 2.2% | |
| Fidelity Investments Fidelity Extended Market Index Fund | — | — | — | $2.0M | 2.0% | |
| Vanguard Explorer Fund Admiral Shares | — | — | — | $1.7M | 1.7% | |
| Fidelity Investments Fidelity Strategic Income Fund | — | — | — | $1.6M | 1.6% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $1.5M | 1.5% | |
| Janus Investment Funds Janus Enterprise Fund Class N | — | — | — | $1.5M | 1.5% | |
| Fidelity Investments Fidelity Freedom K 2065 Fund | — | — | — | $1.1M | 1.1% | |
| BlackRock Emerging Markets Fund, Inc. K Shares | — | — | — | $1.1M | 1.1% | |
| American Funds AF Modified Growth & Income Portfolio R4 | — | — | — | $1.1M | 1.1% | |
| Fidelity Investments Fidelity U.S. Bond Index Fund | — | — | — | $1.0M | 1.0% | |
| PIMCO Total Return Fund Institutional Class | — | — | — | $984K | 1.0% | |
| Fidelity Investments Fidelity Freedom K 2015 Fund | — | — | — | $919K | 0.9% | |
| Fidelity Investments Fidelity Freedom K 2020 Fund | — | — | — | $871K | 0.9% | |
| Fidelity Investments Fidelity Freedom K 2030 Fund | — | — | — | $828K | 0.8% | |
| Fidelity Investments Fidelity Freedom K 2025 Fund | — | — | — | $363K | 0.4% | |
| Participants Participant loans from participants (interest rates ranging from 4.25% to 9.50%, maturity through December 2029) | — | — | — | $176K | 0.2% | |
| Fidelity Investments Fidelity Freedom K Income Fund | — | — | — | $141K | 0.1% | |
| /*** Fidelity Investments Fidelity Cash Reserves | — | — | — | $75K | <0.1% | |
| Fidelity Investments Fidelity Freedom K 2010 Fund | — | — | — | $57K | <0.1% | |
| Various Registered investment companies | — | — | — | $39K | <0.1% |
Related plans
Other plans using STRATEGIC ADVISORS, INC.
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
AMAZON.COM SERVICES, LLC
AMAZON 401(K) PLAN
$34.6B · 1,207,759 participants
CHEVRON CORPORATION
CHEVRON EMPLOYEE SAVINGS INVESTMENT PLAN
$20.4B · 22,195 participants
L3HARRIS TECHNOLOGIES, INC.
L3HARRIS RETIREMENT SAVINGS PLAN MASTER TRUST
$16.2B
MEDTRONIC, INC.
MEDTRONIC SAVINGS AND INVESTMENT PLAN
$13.7B · 38,035 participants
Similar-size Finance & Insurance plans
STEPSTONE GROUP LP
STEPSTONE GROUP LP 401(K) RETIREMENT PLAN
$101.1M · 695 participants
PDT PARTNERS, LLC
PDT 401(K) PLAN
$101.4M · 251 participants
HELLMAN & FRIEDMAN LLC
HELLMAN & FRIEDMAN PROFIT SHARING & 401(K) SAVINGS PLAN
$101.8M · 152 participants
EMONEY ADVISOR, LLC
EMONEY ADVISOR, LLC 401(K) PLAN
$100.3M · 626 participants
AMYNTA AGENCY, INC.
AMYNTA 401(K) PLAN
$102.2M · 1,702 participants
FREMONT GROUP MANAGEMENT, LLC.
FREMONT GROUP RETIREMENT PLAN
$102.8M · 175 participants
Large plans in Illinois
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - NON-LENDING
$91.1B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - DC - NON-LENDING
$62.8B
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUND
CENTRAL STATES, SOUTHEAST & SOUTHWEST AREAS PENSION PLAN
$48.2B · 38,102 participants
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY
STATE FARM INSURANCE COMPANIES RETIREMENT PLAN FOR UNITED STATES EMPLOYEES
$37.7B · 39,712 participants
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - LENDING
$35.5B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE SHORT TERM INVESTMENT
$29.7B