Original filing (PDF)20251007092932NAL0004378513001

SWBG, LLC

Name: SWBG, LLC — SWBG, LLC 401(K) PLAN, Form 5500 (2024)
Creator: SWBG, LLC

Form 5500

FILING_RECEIVED

SWBG, LLC 401(K) PLAN

401(k) retirement plan

Signals · 1

58% in single holding

Active participants

21,573

Accounts w/ balance

8,003

Plan assets (EOY)

$269.4M

Net assets (EOY)

$269.4M

How this plan invests

This plan

2 pooled trusts

Schedule D

2 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Knocking points off

Top holding "[DFE: JANUS HENDERSON ENTERPRISE COLLECTIVE FUND (extraction pending)]" is 58% of plan.
17 bps in Schedule C fees — 72% above peer band of 10 bps.
Only 37% as many balances as active participants — suggests many active employees aren't deferring.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWBG, LLC.

Plan sponsor

Name

SWBG, LLC

EIN

38-3958040

Address

6240 SEA HARBOR DRIVE · ORLANDO, FL · 32821

Phone

(407) 226-5020

Industry

Arts, Entertainment, Recreationsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-07

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

WARREN AVERETT,LLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	06-1050034	GREENWOOD VILLAGE, CO	RECORDKEEPER	$380K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
ALLIANT INSURANCE SERVICES INC	33-0785439	—	NONE	$80K	—
ADVISED ASSETS GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$4K	—

Investments

1 direct security · 2 pooled funds· $3.3M(1% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust

$2.1M

2 holdings

Uncategorized

$1.2M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
[DFE: JANUS HENDERSON ENTERPRISE COLLECTIVE FUND (extraction pending)]	—	—	—	$1.2M	0.5%
JAN HEN ENT CF CL III GREAT GRAY TRUST · EIN 38-7289853 / PN 001	Common Collective Trust	—	—	$1.2M	0.5%
PIONEER BOND TRUST R1 GREAT GRAY · EIN 81-5420248 / PN 291	Common Collective Trust	—	—	$900K	0.3%