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Original filing (PDF)20250815094838NAL0010067699001
CAPSTONE MANAGEMENT LLC
Form 5500
FILING_RECEIVED
CAPSTONE FACILITIES 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 33.0 moNo recordkeeper disclosed
Active participants
215
Accounts w/ balance
46
Plan assets (EOY)
$256K
Net assets (EOY)
$256K
How this plan invests
This plan
46 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
79
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
65
Knocking points off
- Filed 33.0 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
- Only 21% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPSTONE MANAGEMENT LLC.
Plan sponsor
Name
CAPSTONE MANAGEMENT LLC
EIN
38-3943640
Address
8515 DOUGLAS AVE., SUITE 15 · URBANDALE, IA · 50322
Phone
(515) 223-6064
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2021-01-01
Tax period
2021-12-31
Filed
2025-08-15
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
46 direct securities· $934K(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Hawkeye Estates dba The Bridges of | — | — | — | $126K | 49.1% | |
| PN 001 Capstone Management LLC Capstone Management LLC 38-3943640 26.56% | — | — | — | $90K | 35.3% | |
| Vngrd Trgt Rtrmt 2030 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $90K | 35.1% | |
| Vngrd Trgt Rtrmt 2030 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $71K | 27.6% | |
| Vngrd Trgt Rtrmt 2045 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $59K | 22.8% | |
| Vngrd Trgt Rtrmt 2045 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $56K | 21.7% | |
| Vngrd Trgt Rtrmt 2030 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $48K | 18.5% | |
| Maquoketa Care Center 42-1011222 4.68% | — | — | — | $40K | 15.6% | |
| Vngrd Trgt Rtrmt 2045 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $38K | 14.8% | |
| Vngrd Trgt Rtrmt 2035 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $26K | 10.3% | |
| Vngrd Trgt Rtrmt 2035 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $26K | 10.1% | |
| Vngrd 500 Index Fd AS Omnibus Account -Mutual Fund N/A | — | — | — | $24K | 9.4% | |
| Vngrd Trgt Rtrmt 2050 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $22K | 8.6% | |
| Vngrd Trgt Rtrmt 2050 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $17K | 6.4% | |
| Vngrd Trgt Rtrmt 2065 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $16K | 6.3% | |
| Vngrd Trgt Rtrmt 2025 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $15K | 5.8% | |
| Vngrd Trgt Rtrmt Inc Omnibus Account -Mutual Fund N/A | — | — | — | $15K | 5.7% | |
| Nationwide Trust Company, FSB Amfds Gr Fd Am R6 Omnibus Account -Mutual Fund N/A 442 Amfds Am Bal R6 Omnibus Account -Mutual Fund N/A 584 Pimco Stkplus Lg Dur Inst Omnibus Account -Mutual Fund N/A | — | — | — | $15K | 5.7% | |
| Vngrd 500 Index Fd AS Omnibus Account -Mutual Fund N/A | — | — | — | $13K | 5.0% | |
| Nationwide Trust Company, FSB Amfds Gr Fd Am R6 Omnibus Account -Mutual Fund N/A 941 Amfds New Prspct R6 Omnibus Account -Mutual Fund N/A 464 Pimco Stkplus Lg Dur Inst Omnibus Account -Mutual Fund N/A | — | — | — | $11K | 4.1% | |
| Vngrd Trgt Rtrmt 2025 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $10K | 3.9% | |
| Vngrd Trgt Rtrmt 2065 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $10K | 3.8% | |
| Vngrd Trgt Rtrmt 2040 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $10K | 3.7% | |
| Vngrd Trgt Rtrmt 2055 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $8K | 3.2% | |
| Vngrd Trgt Rtrmt 2050 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $8K | 3.2% | |
| Vngrd Trgt Rtrmt 2015 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $8K | 3.1% | |
| Pimco Inc Inst Omnibus Account -Mutual Fund N/A | — | — | — | $7K | 2.8% | |
| Vngrd Ttl Instlskindx Adml Omnibus Account -Mutual Fund N/A 604 Vngrd Bal Indx Adml Omnibus Account -Mutual Fund N/A | — | — | — | $7K | 2.7% | |
| Vngrd Trgt Rtrmt 2040 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $5K | 1.8% | |
| Vngrd Trgt Rtrmt 2055 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $4K | 1.7% | |
| Vngrd Trgt Rtrmt 2060 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $4K | 1.6% | |
| Vngrd Trgt Rtrmt 2065 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $4K | 1.6% | |
| Vngrd Trgt Rtrmt 2020 Inv Omnibus Account -Mutual Fund N/A 780 Vngrd Trgt Rtrmt 2025 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $4K | 1.6% | |
| Vngrd Ttl Instlskindx Adml Omnibus Account -Mutual Fund N/A 516 Vngrd Bal Indx Adml Omnibus Account -Mutual Fund N/A | — | — | — | $4K | 1.4% | |
| Pimco Inc Inst Omnibus Account -Mutual Fund N/A | — | — | — | $3K | 1.4% | |
| Vngrd Trgt Rtrmt 2020 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $3K | 1.4% | |
| Vngrd Trgt Rtrmt 2060 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $3K | 1.1% | |
| Vngrd Trgt Rtrmt 2020 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $2K | 0.9% | |
| Vngrd Trgt Rtrmt 2055 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $2K | 0.9% | |
| Pimco Inc Inst Omnibus Account -Mutual Fund N/A 708 Vngrd Trgt Rtrmt 2015 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $2K | 0.9% | |
| Vngrd Ttl Bnd Mkt Ldx Adm Omnibus Account -Mutual Fund N/A | — | — | — | $2K | 0.9% | |
| Nationwide Trust Company, FSB Amfds Am Bal R6 Omnibus Account -Mutual Fund N/A 153 Amfds New Prspct R6 Omnibus Account -Mutual Fund N/A 159 Pimco Stkplus Lg Dur Inst Omnibus Account -Mutual Fund N/A | — | — | — | $2K | 0.8% | |
| Fidadv Strat Divd Inc Inst Omnibus Account -Mutual Fund N/A 195 * Nationwide Trust Company, FSB General Account Guaranteed Investment Account N/A | — | — | — | $2K | 0.8% | |
| Vngrd Sm Cap Indx Fd As Omnibus Account -Mutual Fund N/A 456 Vngrd Gr Indx Adml Omnibus Account -Mutual Fund N/A 961 Vngrd Mid-Cap Idx Fd As Omnibus Account -Mutual Fund N/A 471 Vngrd Ttl Bnd Mkt Ldx Adm Omnibus Account -Mutual Fund N/A | — | — | — | $2K | 0.7% | |
| Vngrd Trgt Rtrmt 2040 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $1K | 0.4% | |
| Vngrd Trgt Rtrmt 2060 Inv Omnibus Account -Mutual Fund N/A | — | — | — | $1K | 0.4% |
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