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Original filing (PDF)20251014153414NAL0001591811001
VALLUZZO COMPANIES, LLC
Form 5500
FILING_RECEIVED
VALLUZZO COMPANIES, LLC 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,123
Accounts w/ balance
728
Plan assets (EOY)
$23.3M
Net assets (EOY)
$23.3M
How this plan invests
This plan
17 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 72 bps in Schedule C fees — 148% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 65% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VALLUZZO COMPANIES, LLC.
Plan sponsor
Name
VALLUZZO COMPANIES, LLC
EIN
38-3821140
Address
8710 JEFFERSON HIGHWAY · BATON ROUGE, LA · 70809
Phone
(225) 300-8960
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
Audit & trust (Schedule H)
Auditor
EISNERAMPER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ASSOCIATES INC. | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WHITNEY BANK | 64-0169065 | — | TRUSTEE | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPAY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $167K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EISNER AMPER | 72-1202445 | — | ACCOUNTANT | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HEARD MCELORY & VESTAL, LLC | 72-0398470 | — | OTHER SERVICES | $0 | — |
Investments
14 direct securities · 17 pooled funds· $23.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$16.3M
13 holdings
Pooled Separate Account
$3.7M
4 holdings
Uncategorized
$2.4M
12 holdings
Guaranteed Income / GIC
$450K
1 holding
Mutual Funds
$437K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBRID 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $4.2M | 18.2% | |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $2.9M | 12.3% | |
| PRIN LIFETIME HYBRID 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $2.7M | 11.6% | |
| PRIN LIFETIME HYBRID 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST COT COMPANY · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $2.3M | 10.1% | |
| PRIN LIFETIME HYBRID 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.3M | 9.7% | |
| PRIN LIFETIME HYBRID 2040 CIT Z PRINCIPAL TRUST COMPANY · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.8M | 7.6% | |
| PRIN LIFETIME HYBRID 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.3M | 5.7% | |
| PRIN LIFETIME HYBRID 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $853K | 3.7% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $825K | 3.5% | |
| American Funds American Funds Newprsp R6 Fnd | — | — | — | $549K | 2.4% | |
| * Principal Fixed Income Guaranteed Option Guaranteed investment contract, at contract value | Guaranteed Income / GIC | — | — | $450K | 1.9% | |
| Baird Aggregate Bond Inst Fund | Mutual Funds | — | — | $437K | 1.9% | |
| AllianceBernstein AB Large Cap Growth Z Fund | — | — | — | $428K | 1.8% | |
| Principal Funds Principal Equity Income Inst Fund | — | — | — | $384K | 1.6% | |
| Notes Receivable from Participants 4.25% - 9.50% | — | — | — | $362K | 1.6% | |
| PRIN LIFETIME HYBRID 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $328K | 1.4% | |
| PRIN LIFETIME HYBRID 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $255K | 1.1% | |
| Fidelity Sm Cp Idx Inst Pre Fd | — | — | — | $220K | 0.9% | |
| PRIN LIFETIME HYBRID 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $216K | 0.9% | |
| Fidelity Md Cp Idx Inst Pre Fd | — | — | — | $174K | 0.7% | |
| Principal Funds Principal Bond Market Index Fund | — | — | — | $82K | 0.4% | |
| Blackrock High Yield Bond K Fund | — | — | — | $79K | 0.3% | |
| Principal Funds Principal Smallcap Growth I R6 Fund | — | — | — | $47K | 0.2% | |
| Wells Fargo Allspring Special Sm Cp Value R6 Fd | — | — | — | $43K | 0.2% | |
| Victory Funds Victory Sycamore Est Value R6 Fd | — | — | — | $42K | 0.2% | |
| PRIN LIFETIME HYBRID INCOME CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $4K | <0.1% | |
| PRIN LIFETIME HYBRID 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $3K | <0.1% | |
| PRIN LIFETIME HYBRID 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $2K | <0.1% | |
| Principal Funds Principal International Equity Index Fund ** 437 Vanguard Emerging Markets Stock Index Fund | — | — | — | $2K | <0.1% | |
| PRIN MIDCAP GROWTH III SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 026 | Pooled Separate Account | — | — | $1K | <0.1% | |
| PRIN GL REAL EST SEC SA-Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 136 | Pooled Separate Account | — | — | $620 | <0.1% |