How big is Bates Financial Group, Inc.'s plan?

Bates Financial Group, Inc.'s plan reported $304K in assets and 9 participants for 2024.

Original filing (PDF)20251014084316NAL0003445648001

Bates Financial Group, Inc.

Name: Bates Financial Group, Inc. — Bates Financial, Form 5500 (2024)
Creator: Bates Financial Group, Inc.
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Bates Financial Services 401(k) Plan

401(k) retirement plan · Bates Financial Group, Inc.'s Bates Financial Services 401(k) Plan held $304K in plan assets for 9 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$304K

Net assets (EOY)

$304K

Plan identifiers

Bates Financial Group, Inc.'s EIN is 38-3662632.

EIN 38-3662632

Plan number 002

Plan year 2024

ACK ID 20251014084316NAL0003445648001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Bates Financial Group, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Bates Financial Group, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High account-holder ratio — balance-holders per active participant in the top 15% of peers (89th percentile).

Plan sponsor

Name

BATES FINANCIAL GROUP, INC.

EIN

all filings

Address

8437 NORTHERN AVENUE · ROCKFORD, IL · 61107

Phone

(815) 332-4020

Industry

Finance & Insurance

Plan administrator