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Original filing (PDF)20250804080531NAL0002973394001
UPPER PENINSULA MANAGED CARE, LLC
Form 5500
FILING_RECEIVED
UPPER PENINSULA HEALTH PLAN 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
49% in single holdingNo recordkeeper disclosed
Active participants
187
Accounts w/ balance
227
Plan assets (EOY)
$15.0M
Net assets (EOY)
$15.0M
How this plan invests
This plan
6 pooled trusts
Schedule D
6 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
76
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: ALERUS FINANCIAL MODERATE GROWTH FUND (extraction pending)]" is 49% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPPER PENINSULA MANAGED CARE, LLC.
Plan sponsor
Name
UPPER PENINSULA MANAGED CARE, LLC
EIN
38-3323620
Address
853 WEST WASHINGTON ST. · MARQUETTE, MI · 49855
Phone
(906) 225-7500
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ANDREWS HOOPER PAVLIK PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS FINANCIAL, N.A. | 45-6062081 | — | NONE | $18K | — |
Investments
6 pooled funds· $9.0M(60% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ALERUS MODERATE GROWTH DIRECT ALERUS FINANCIAL, N.A. · EIN 45-0417057 / PN 018 | Common Collective Trust | — | — | $4.4M | 29.2% | |
| ALERUS AGGRESSIVE GROWTH DIRECT ALERUS FINANCIAL, N.A. · EIN 45-0417057 / PN 019 | Common Collective Trust | — | — | $3.6M | 23.6% | |
| ALERUS MODERATE INCOME DIRECT ALERUS FINANCIAL, N.A. · EIN 45-0417057 / PN 016 | Common Collective Trust | — | — | $409K | 2.7% | |
| METLIFE STABLE VALUE CONTRACT 25554 WILMINGTON TRUST RETIREMENT AND INSTITUTIONAL SERVICES · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $329K | 2.2% | |
| ALERUS CONSERVATIVE GROWTH DIRECT ALERUS FINANCIAL, N.A. · EIN 45-0417057 / PN 017 | Common Collective Trust | — | — | $282K | 1.9% | |
| ALERUS CONSERVATIVE INCOME DIRECT ALERUS FINANCIAL, N.A. · EIN 45-0417057 / PN 015 | Common Collective Trust | — | — | $16K | 0.1% |
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