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Original filing (PDF)20250923153257NAL0009398978001
VOLVO CONSTRUCTION EQUIPMENT NORTH AMERICA, LLC
Form 5500
FILING_RECEIVED
VOLVO INVESTMENT PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
946
Accounts w/ balance
1,265
Plan assets (EOY)
$254.7M
Net assets (EOY)
$254.7M
How this plan invests
This plan
7 pooled trusts
Schedule D
15 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard Institutional 500 Index Trust" is 26% of plan.
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VOLVO CONSTRUCTION EQUIPMENT NORTH AMERICA, LLC.
Plan sponsor
Name
VOLVO CONSTRUCTION EQUIPMENT NORTH AMERICA, LLC
EIN
38-2496821
Address
312 VOLVO WAY · SHIPPENSBURG, PA · 17257
Phone
(717) 530-6610
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $83K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CURCIO WEBB | 36-4171366 | — | CONSULTANT | $11K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | NONE | $8K | — |
Investments
11 direct securities · 7 pooled funds· $274.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$129.2M
1 holding
Common Collective Trust
$83.6M
6 holdings
Uncategorized
$61.3M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TARGET RETIREMENT FUND TRUST VOLVO GROUP NORTH AMERICA, LLC · EIN 58-2431188 / PN 010 | Master Trust | — | — | $129.2M | 50.7% | |
| VANGUARD INSTITUTIONAL 500 INDEX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $32.6M | 12.8% | |
| FIDELITY CONTRAFUND COMMINGLED POOL FIDELTIY MANGEMENT TRUST COMPANY · EIN 04-3022712 / PN 133 | Common Collective Trust | — | — | $25.5M | 10.0% | |
| GALLIARD STABLE RETURN FUND E SEI · EIN 52-2250951 / PN 001 | Common Collective Trust | — | — | $18.9M | 7.4% | |
| Galliard Stable Value Fund | — | — | — | $18.4M | 7.2% | |
| Neuberger & Berman Neuberger & Berman Genesis Fund | — | — | — | $11.0M | 4.3% | |
| Vanguard Windsor II Fund | — | — | — | $10.6M | 4.2% | |
| Vanguard International Growth Fund | — | — | — | $5.9M | 2.3% | |
| VANGUARD INSTITUTIONAL EXTND MKT ID VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6324211 / PN 001 | Common Collective Trust | — | — | $4.9M | 1.9% | |
| Dodge & Cox Dodge & Cox International Fund | — | — | — | $4.8M | 1.9% | |
| Legg Mason Legg Mason Western Asset Core Plus Bond Portfolio | — | — | — | $3.8M | 1.5% | |
| Macquarie Macquire Small Cap Value R6 | — | — | — | $2.1M | 0.8% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $2.0M | 0.8% | |
| PIMCO Income Institutional Fund | — | — | — | $1.2M | 0.5% | |
| VANGUARD INSTL TTL INTL STCK MKT ID VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6317280 / PN 001 | Common Collective Trust | — | — | $884K | 0.3% | |
| Vanguard Institutional Total International Stock Market Index Trust | — | — | — | $884K | 0.3% | |
| VANGUARD INSTITUTIONAL TTL BD MKT I VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $776K | 0.3% | |
| Galliard Stable Value Fund- Unallocated | — | — | — | $531K | 0.2% |