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Original filing (PDF)20250811135951NAL0020901666001
ROMEO-RIM, INC.
Form 5500
FILING_RECEIVED
ROMEO-RIM, INC. 401(K) SAVINGS AND INVESTMENT PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
87
Accounts w/ balance
124
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
How this plan invests
This plan
11 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Northern Trust Global Investments CITs NT Col S&P 500 Indx Fund DC NL 4" is 26% of plan.
- 73 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROMEO-RIM, INC..
Plan sponsor
Name
ROMEO-RIM, INC.
EIN
38-2438198
Address
74000 VAN DYKE RD · ROMEO, MI · 480653208
Phone
(586) 336-5800
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2S · Automatic enrollment
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO. | — | GREENWOOD, CO | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | — | RALEIGH, NC | INVESTMENT ADVISOR | $12K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ BENEFITS & INS SERVICES | — | CINCINNATI, OH | CONTRACT ADMIN | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD, CO | INVESTMENT MGMT | $9K | — |
Investments
14 direct securities · 11 pooled funds· $7.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$5.8M
11 holdings
Uncategorized
$1.6M
13 holdings
Mutual Funds
$113K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COL S&P 500 IDX FD DC NL 4 NORTHERN TRUST GLOBAL INVESTMENTS CITS · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $1.9M | 25.6% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.0M | 13.8% | |
| HARBOR CAPITAL APPRECIATION CIT R HARBOR FUNDS · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $564K | 7.5% | |
| NT ACWI EX US IMI FD DC NL TIER 4 NORTHERN TRUST GLOBAL INVESTMENTS CITS · EIN 45-6138589 / PN 103 | Common Collective Trust | — | — | $547K | 7.3% | |
| NT EXT EQUITY MKT IDX FD DC NL T4 NORTHERN TRUST GLOBAL INVESTMENTS CITS · EIN 45-6138589 / PN 100 | Common Collective Trust | — | — | $481K | 6.4% | |
| NT AGG BOND INDEX FUND NL T4 NORTHERN TRUST GLOBAL INVESTMENTS CITS · EIN 46-6138589 / PN 088 | Common Collective Trust | — | — | $407K | 5.4% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $285K | 3.8% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $282K | 3.7% | |
| MFS MID CAP VALUE FUND CT GREAT GRAY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $269K | 3.6% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $263K | 3.5% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $261K | 3.5% | |
| GREAT GRAY TRUST EUROPACIFIC GROWTH GREAT GRAY · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $229K | 3.0% | |
| MFS LARGE CAP VALUE CIT CL CT GREAT GRAY · EIN 38-7275332 / PN 781 | Common Collective Trust | — | — | $166K | 2.2% | |
| Participant loans Interest rates from 4.25% to 9.50% -0- | — | — | — | $126K | 1.7% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $115K | 1.5% | |
| Allspring Global Allspring Special Small Cap Value R6 | Mutual Funds | — | — | $113K | 1.5% | |
| MFS MID CAP GROWTH FUND CT GREAT GRAY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $111K | 1.5% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $81K | 1.1% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $78K | 1.0% | |
| FIAM CORE PLUS COMMINGLED POOL CLAS FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $64K | 0.9% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $44K | 0.6% | |
| Vanguard Target Retirement Income Inv | — | — | — | $41K | 0.5% | |
| Principal Small Cap Growth I R6 | — | — | — | $24K | 0.3% | |
| Vanguard Target Retirement 2020 Inv | — | — | — | $7K | <0.1% | |
| Vanguard Target Retirement 2065 Inv | — | — | — | $4K | <0.1% |