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Original filing (PDF)20250829052558NAL0006046547001
THELEN, INC.
Form 5500
FILING_RECEIVED
THELEN INC. 401K PLAN
401(k) retirement plan
Active participants
138
Accounts w/ balance
152
Plan assets (EOY)
$10.6M
Net assets (EOY)
$10.6M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THELEN, INC..
Plan sponsor
Name
THELEN, INC.
EIN
38-1737354
Address
4191 N EUCLID AVE · BAY CITY, MI · 48706
Phone
(989) 671-1153
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JANZ AND KNIGHT CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $16K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $24K | — |
Investments
26 direct securities · 1 pooled fund· $10.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$10.1M
26 holdings
Common Collective Trust
$578K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $2.3M | 21.9% | |
| JPMORGAN US VALUE R6 | Registered Investment Companies | — | — | $1.6M | 15.1% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $1.4M | 13.1% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $931K | 8.8% | |
| NUVEEN LC INDEX 2030 R6 | Registered Investment Companies | — | — | $635K | 6.0% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $601K | 5.6% | |
| PUTNAM STABLE VALUE FUND - 20 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $578K | 5.4% | |
| HOTCHKIS AND WILEY SM CAP VL Z | Registered Investment Companies | — | — | $517K | 4.9% | |
| VAN STRATEGIC EQUITY - INV | Registered Investment Companies | — | — | $398K | 3.7% | |
| VANGUARD EXPLORER ADMIN | Registered Investment Companies | — | — | $378K | 3.6% | |
| NUVEEN LC INDEX 2060 R6 | Registered Investment Companies | — | — | $365K | 3.4% | |
| LOOMIS SAYLES INV GRADE BOND N | Registered Investment Companies | — | — | $172K | 1.6% | |
| NUVEEN LC INDEX 2050 R6 | Registered Investment Companies | — | — | $158K | 1.5% | |
| AMF AMERICAN HIGH INCOME - R6 | Registered Investment Companies | — | — | $105K | 1.0% | |
| NUVEEN LC INDEX 2040 R6 | Registered Investment Companies | — | — | $97K | 0.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $86K | 0.8% | |
| NUVEEN LC INDEX 2045 R6 | Registered Investment Companies | — | — | $85K | 0.8% | |
| HOTCHKIS AND WILEY MDCPVAL I | Registered Investment Companies | — | — | $55K | 0.5% | |
| NUVEEN LC INDEX 2035 R6 | Registered Investment Companies | — | — | $44K | 0.4% | |
| CONGRESS MID CAP GR FD INST | Registered Investment Companies | — | — | $44K | 0.4% | |
| NUVEEN LC INDEX 2055 R6 | Registered Investment Companies | — | — | $20K | 0.2% | |
| FID FREE INDEX 2065 IP | Registered Investment Companies | — | — | $18K | 0.2% | |
| FID FREE INDX INCOME IP | Registered Investment Companies | — | — | $13K | 0.1% | |
| PRI REAL ESTATE SECURITIES R6 | Registered Investment Companies | — | — | $4K | <0.1% | |
| NUVEEN LC INDEX 2010 R6 433 REGISTERED INVESTMENT COMPANY JANUS HENDERSON GLOBAL EQ I 301 REGISTERED INVESTMENT COMPANY VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $4K | <0.1% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $3K | <0.1% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $2K | <0.1% |