Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HORNOR TOWNSEND & KENT LLC | — | PHILADELPHIA, PA | BROKER | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Lifetime 2035 Fund Svc N/A | — | — | — | $1.3M | 16.3% | |
| Empower Lifetime 2045 Fund Svc N/A | — | — | — | $1.2M | 15.3% | |
| Empower Lifetime 2025 Fund Svc N/A | — | — | — |
| Indirect comp |
|---|
| NFP RETIREMENT INC | — | ALISO VIEJO, CA | TPA | $2K | — |
| $1.1M |
| 14.5% |
| Empower Key Guaranteed Portfolio Fund N/A | — | — | — | $887K | 11.3% |
| Empower Lifetime 2055 Fund Svc N/A | — | — | — | $686K | 8.8% |
| Empower S&P 500 Index Fund Inv N/A | — | — | — | $398K | 5.1% |
| Black Rock High Yield Bond Inv A N/A | — | — | — | $360K | 4.6% |
| interest rate -0- | — | — | — | $297K | 3.8% |
| American Funds Growth Fund of Amer R3 N/A | — | — | — | $283K | 3.6% |
| Empower S&P Small Cap 600 Index Fund Inv N/A | — | — | — | $143K | 1.8% |
| Baron Small Cap Retail N/A | — | — | — | $107K | 1.4% |
| PIMCO Total Return Admin N/A | — | — | — | $91K | 1.2% |
| American Century Equity Income A N/A | Mutual Funds | — | — | $91K | 1.2% |
| Empower International Index Fund Inv N/A | — | — | — | $90K | 1.2% |
| BNY Mellon Opp Midcap Value A N/A | — | — | — | $82K | 1.1% |
| American Funds Capital World G/I R3 N/A | — | — | — | $70K | 0.9% |
| Virtus Ceredex Mid Cap Value Equity I N/A | — | — | — | $64K | 0.8% |
| Empower T Rowe Price Mid Cap Growth Fund Inv N/A | — | — | — | $62K | 0.8% |
| American Funds EuroPacific GR R3 N/A | — | — | — | $46K | 0.6% |
| Empower Lifetime 2015 Fund Svc N/A | — | — | — | $45K | 0.6% |
| Thompson Bond Fund N/A | — | — | — | $44K | 0.6% |
| MFS Value A N/A | — | — | — | $42K | 0.5% |
| Invesco Growth & Income A N/A | — | — | — | $39K | 0.5% |
| PIMCO Real Return Admin N/A | — | — | — | $38K | 0.5% |
| Invesco International Bond A N/A | — | — | — | $37K | 0.5% |
| PACE Mortgage-Backed Sec Fixed Inc Invest P N/A | — | — | — | $35K | 0.4% |
| MFS Utilities A N/A | — | — | — | $25K | 0.3% |
| American Funds Fundamental Invs R3 N/A | — | — | — | $20K | 0.2% |
| ClearBridge Growth A N/A | — | — | — | $18K | 0.2% |
| Invesco Small Cap Value A N/A | — | — | — | $17K | 0.2% |
| Artisan International Value Investor N/A | — | — | — | $15K | 0.2% |
| MFS Total Return A N/A | — | — | — | $15K | 0.2% |
| Janus Henderson Venture S N/A | — | — | — | $14K | 0.2% |
| Invesco Oppenheimer International Growth A N/A | — | — | — | $4K | <0.1% |
