Warren Rose signed Edward Rose & Sons' 2022 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Edward Rose & Sons' EIN is 38-1469205.
Download the official 2022 Form 5500 (PDF) for Edward Rose & Sons from the U.S. Department of Labor's EFAST2 system.
Download the official 2022 Form 5500 (PDF)Edward Rose & Sons' plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA), a self-directed brokerage window.
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $144K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY & CO | 26-4310632 | — | INVESTMENT ADVISOR | $63K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| METZLER LOCRICCHIO SERRA & COMPANY | 38-2488264 | — | ACCOUNTANT/AUDITOR | $40K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| [Assets held in common collective trust] | Other | — | — | $14.5M | 19.3% | |
| AC IN RETIRE TR V GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $7.8M | 10.3% | |
| AC RD 2025 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 041 | Common Collective Trust | — | — | $6.2M | 8.3% | |
| Clearbridge Large Cap Growth Fund Class I .. | Other securities | — | — | $6.2M | 8.2% | |
| AC RD 2030 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 023 | Common Collective Trust | — | — | $5.5M | 7.4% | |
| American Century Investments American Century Retirement Date Income Trust V | Other securities | — | — | $5.1M | 6.8% | |
| AC RD 2050 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 027 | Common Collective Trust | — | — | $5.1M | 6.8% | |
| AC RD 2045 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 043 | Common Collective Trust | — | — | $5.0M | 6.7% | |
| Fidelity Investments Fidelity 500 Index Fund .. | Common Collective Trusts | — | — | $4.3M | 5.7% | |
| AC RD 2035 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 042 | Common Collective Trust | — | — | $4.3M | 5.6% | |
| AC RD 2040 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 022 | Common Collective Trust | — | — | $4.0M | 5.3% | |
| AC RD 2055 TR V EXETER TRUST COMPANY · EIN 02-0476209 / PN 044 | Common Collective Trust | — | — | $3.0M | 4.0% | |
| Goldman Sachs Goldman Sachs Stable Value Collective Investment Trust International Series Class Ill .. | Stable Value | — | — | $3.0M | 4.0% | |
| GS STABLE VAL INST3 GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $3.0M | 4.0% | |
| American Century Investments American Century Retirement Date 2060 Trust V | Other securities | — | — | $2.7M | 3.5% | |
| JPMorgan Asset Management JPMorgan U.S . Equity Fund Class R5 .. | Other securities | — | — | $2.4M | 3.2% | |
| Various Self-Directed Brokerage Account •• | Self-Directed Brokerage | — | — | $2.2M | 2.9% | |
| American Funds American Funds American Balanced Fund Class R-6 .. | Mutual Funds | — | — | $1.8M | 2.4% | |
| MFS Value Fund Class R6 .. | Mutual Funds | — | — | $1.7M | 2.3% | |
| MFS Columbia Threadneedle Columbia Total Return Bond Fund Institutional 3 Class .. | Mutual Funds | — | — | $1.5M | 2.0% | |
| Virtus Funds Virtus Kar Small-Cap Growth Fund Class R6 •• | Other securities | — | — | $1.4M | 1.9% | |
| BlackRock Mid-Cap Growth Equity Portfolio Institutional Shares .. | Other securities | — | — | $1.3M | 1.7% | |
| Fidelity Investments Fidelity Low-Priced Stock Fund - Class K •• | Mutual Funds | — | — | $1.2M | 1.6% | |
| Fidelity Investments Fidelity U.S. Bond Index Fund •• | Common Collective Trusts | — | — | $1.2M | 1.6% | |
| ClearBridge Investments ClearBridge Investments Clearbridge International Growth Fund Class IS .. | Other securities | — | — | $994K | 1.3% | |
| Fidelity Investments Fidelity Small Cap Index Fund •• | Common Collective Trusts | — | — | $637K | 0.8% | |
| Columbia Threadneedle Columbia Overseas Value Fund Advisor Class .. | Other securities | — | — | $618K | 0.8% | |
| JPMorgan Asset Management Undiscovered Managers Behavioral Value Fund Class L •• | Other securities | — | — | $470K | 0.6% | |
| PGIM Investments PGIM High Yield Fund- Class R6 •• | Other securities | — | — | $449K | 0.6% | |
| Virtus Funds Virtus Duff & Phelps Real Estate Securities Fund Class I •• | Other securities | — | — | $374K | 0.5% | |
| Fidelity Investments Fidelity Mid Cap Index Fund .. | Common Collective Trusts | — | — | $373K | 0.5% | |
| Fidelity Investments Fidelity Global EX U.S. Index Fund •• | Common Collective Trusts | — | — | $211K | 0.3% | |
| Invesco Developing Markets Fund Class R-6 •• | Mutual Funds | — | — | $189K | 0.3% | |
| Fidelity Investments Fidelity Government Money Market Fund .. | Mutual Funds | — | — | $15K | <0.1% | |
| American Century Investments American Century Retirement Date 2030 Trust V | Other securities | — | — | $6K | <0.1% | |
| American Century Investments American Century Retirement Date 2040 Trust V | Other securities | — | — | $4K | <0.1% | |
| American Century Investments American Century Retirement Date 2055 Trust V | Other securities | — | — | $3K | <0.1% |
