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Original filing (PDF)20260312073547NAL0006988194001
ROOFERS LOCAL 149 PENSION FUND
Form 5500
FILING_RECEIVED
ROOFERS LOCAL 149 PENSION FUND
Defined-benefit pension plan
Signals · 3
100% in single holdingNo recordkeeper disclosed21 service providers
Active participants
1,102
Accounts w/ balance
—
Plan assets (EOY)
$334.2M
Net assets (EOY)
$334.1M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: THE UNION LABOR LIFE INS. CO. SEPARATE ACCOUNT J (extraction pending)]" is 100% of plan.
- 58 bps in Schedule C fees — 482% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROOFERS LOCAL 149 PENSION FUND.
Plan sponsor
Name
ROOFERS LOCAL 149 PENSION FUND
EIN
38-1425819
Address
700 TOWER DRIVE SUITE 300 · TROY, MI · 480982808
Phone
(248) 641-4949
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-12
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
WESLEY HADDAD & COMPANY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
21 rowsOther
21| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 20-8764829 | — | NONE | $356K | — |
| BENESYS INC | 38-6058023 | — | NONE | $251K | — |
| BARON CAPTIAL MANAGEMENT | 13-3246409 | — | NONE | $205K | — |
| CLEARBRIDGE INVESTMENT | — | NEW YORK, NY | NONE | $172K | — |
| HGK TRINITY | — | JERSEY CITY, NJ | NONE | $165K | — |
| WCM INVESTMENT MANAGEMENT | — | LAGUNA, CA | NONE | $141K | — |
| WEDGE CAPTIAL MANAGEMENT | 56-1557450 | — | NONE | $84K | — |
| ARISTOTLE | — | WASHINGTON, DC | NONE | $83K | — |
| BAHL & GAYNOR | 31-1297139 | — | NONE | $66K | — |
| COMERICA BANK | 38-0477375 | — | NONE | $65K | — |
| O'SULLIVAN ASSOCIATES INC | — | CHERRY HILL, NJ | NONE | $57K | — |
| CAMBIAR INVESTMENTS | — | DENVER, CO | NONE | $52K | — |
| ASHER KELLY | 84-3379113 | — | NONE | $50K | — |
| EDGE ASSET MANAGEMENT | 42-1520348 | — | NONE | $45K | — |
| FRANKLIN TEMPLETON | — | SAN MATEO, CA | NONE | $39K | — |
| DELAWARE CAPITAL MANAGEMENT | — | PHILADELPHIA, PA | NONE | $34K | — |
| WRUBEL WESLEY & CO CPAS | 38-2574238 | — | NONE | $28K | — |
| IRON MOUNTAIN | 23-2588479 | — | NONE | $25K | — |
| ALLSPRING MANAGED ACCOUNTS | — | CHARLOTTE, NC | NONE | $18K | — |
| AMERICAN GRAPHICS PRINTING | — | CLINTON TOWNSHIP, MI | NONE | $8K | — |
| COHEN AND STERN | — | NEW YORK, NY | NONE | $5K | — |
Investments
1 direct security · 1 pooled fund· $28.1M(8% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.0M
1 holding
Pooled Separate Account
$14.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: THE UNION LABOR LIFE INS. CO. SEPARATE ACCOUNT J (extraction pending)] | — | — | — | $14.0M | 4.2% | |
| ULLICO SEPERATE ACCOUNT J THE UNION LABOR LIFE INSURANCE CO · EIN 13-1423090 / PN 203 | Pooled Separate Account | — | — | $14.0M | 4.2% |