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Original filing (PDF)20230220225052NAL0043223329001
PENNOCK HOSPITAL
Form 5500
FILING_RECEIVED
PENNOCK HOSPITAL 401(A) RETIREMENT PLAN
401(k) retirement plan
Signals · 3
Late filing · 39.1 mo~597 bps in Sched C fees13 service providers
Active participants
4
Accounts w/ balance
14
Plan assets (EOY)
$317K
Net assets (EOY)
$317K
Plan health score (directional)
79
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 39.1 months past the 10.5-month grace window.
- 597 bps in Schedule C fees — 278% above peer band of 158 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENNOCK HOSPITAL.
Plan sponsor
Name
PENNOCK HOSPITAL
EIN
38-1360562
Address
1009 WEST GREEN STREET · HASTINGS, MI · 49058
Phone
(269) 945-3451
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2022
Plan year begin
2018-01-01
Tax period
2018-12-31
Filed
2023-02-20
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INS. CO. | 04-1590850 | — | CONTRACT ADMINISTRATOR | $19K | — |
Other
12| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN FUNDS | 95-1411037 | — | INVESTMENT PROVIDER | $0 | — |
| AMERICAN FUNDS | 52-0792143 | — | INVESTMENT PROVIDER | $0 | — |
| BARON | 13-6891420 | — | INVESTMENT PROVIDER | $0 | — |
| BLACKROCK | 51-0318674 | — | INVESTMENT PROVIDER | $0 | — |
| DELAWARE INVESTMENTS | 23-2869117 | — | INVESTMENT PROVIDER | $0 | — |
| INVESCO | 76-0343427 | — | INVESTMENT PROVIDER | $0 | — |
| INVESCO | 84-0933032 | — | INVESTMENT PROVIDER | $0 | — |
| JP MORGAN | 13-3963293 | — | INVESTMENT PROVIDER | $0 | — |
| OPPENHEIMER | 22-3849391 | — | INVESTMENT PROVIDER | $0 | — |
| OPPENHEIMER | 84-1308320 | — | INVESTMENT PROVIDER | $0 | — |
| MANNING & NAPIER | 16-1501064 | — | INVESTMENT PROVIDER | $0 | — |
| MANNING & NAPIER | — | FAIRPORT, NY | INVESTMENT PROVIDER | $0 | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.