Back to filter
Original filing (PDF)20251014082514NAL0003370096001
SPRING ARBOR UNIVERSITY
Form 5500
FILING_RECEIVED
SPRING ARBOR UNIVERSITY DC RETIREMENT PLAN
403(b) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
392
Accounts w/ balance
743
Plan assets (EOY)
$60.8M
Net assets (EOY)
$60.8M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "TIAA Traditional Annuity Contract - Nonbenefit-Responsive" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPRING ARBOR UNIVERSITY.
Plan sponsor
Name
SPRING ARBOR UNIVERSITY
DBA
KERRY KLEE-TIESMAN
EIN
38-1359569
Address
106 E MAIN STREET · SPRING ARBOR, MI · 492839701
Phone
(517) 750-6658
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | SERVICE PROVIDER | $40K | — |
| TIAA CREF | 13-1624203 | — | SERVICE PROVIDER | $38K | — |
Investments
38 direct securities · 1 pooled fund· $60.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$58.9M
37 holdings
Pooled Separate Account
$1.5M
1 holding
Mutual Funds
$259K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Contract - Nonbenefit-Responsive | — | — | — | $16.0M | 26.3% | |
| Variable Annuity Accounts CREF Stock R2 15,103 Units | — | — | $15K | $13.8M | 22.6% | |
| CREF Growth R2 5,266 Units | — | — | $5K | $2.8M | 4.5% | |
| CREF Social Choice R2 6,101 Units | — | — | $6K | $2.2M | 3.7% | |
| Vanguard 500 Idx Adm 4,028 Shares | — | — | $4K | $2.2M | 3.6% | |
| CREF Equity Index R2 4,010 Units | — | — | $4K | $2.1M | 3.4% | |
| CREF Global Equities R2 5,910 Units | — | — | $6K | $2.0M | 3.4% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $3K | $1.5M | 2.5% | |
| Nuveen LfCycle Ix 2040 Retire 44,245 Shares | — | — | $44K | $1.3M | 2.1% | |
| Nuveen LfCycle Ix 2025 Retire 60,301 Shares | — | — | $60K | $1.3M | 2.1% | |
| TIAA Traditional Annuity Contract - Fully Benefit-Responsive | — | — | — | $1.1M | 1.9% | |
| Harbor Capital Appreciation In 10,591 Shares | — | — | $11K | $1.1M | 1.8% | |
| Nuveen LfCycle Ix 2035 Retire 34,635 Shares | — | — | $35K | $918K | 1.5% | |
| Vanguard Small-Cap Idx Adm 7,687 Shares | — | — | $8K | $885K | 1.5% | |
| Nuveen LfCycle Ix 2050 Retire 28,224 Shares | — | — | $28K | $879K | 1.4% | |
| Nuveen LfCycle Ix 2045 Retire 28,391 Shares | — | — | $28K | $868K | 1.4% | |
| Vanguard Ttl Intl Stk Idx Adm 26,732 Shares | — | — | $27K | $847K | 1.4% | |
| Nuveen LfCycle Ix 2020 Retire 44,922 Shares | — | — | $45K | $840K | 1.4% | |
| Nuveen LfCycle Ix 2015 Retire 45,493 Shares | — | — | $45K | $767K | 1.3% | |
| CREF Money Market R2 25,871 Units | — | — | $26K | $767K | 1.3% | |
| Nuveen LfCycle Ix 2030 Retire 31,883 Shares | — | — | $32K | $762K | 1.3% | |
| CREF Core Bond R2 5,629 Units | — | — | $6K | $753K | 1.2% | |
| AF EuroPacific Growth Fund R4 13,442 Shares | — | — | $13K | $703K | 1.2% | |
| John Hancock Discipline Val R4 30,950 Shares | — | — | $31K | $695K | 1.1% | |
| Vanguard Ttl Bd Mkt Idx Adm 64,980 Shares | — | — | $65K | $616K | 1.0% | |
| Nuveen LfCycle Ix 2055 Retire 17,311 Shares | — | — | $17K | $438K | 0.7% | |
| JPMorgan Core Plus Bond R4 54,475 Shares | — | — | $54K | $387K | 0.6% | |
| CREF Inflation-Linked Bond R2 4,302 Units | — | — | $4K | $363K | 0.6% | |
| Vanguard Mid-Cap Idx Adm 1,042 Shares | — | — | $1K | $341K | 0.6% | |
| Nuveen LfCycle Ix 2060 Retire 15,963 Shares | — | — | $16K | $314K | 0.5% | |
| s * Nuveen LfCycle Ix 2010 Retire 16,062 Shares | Mutual Funds | — | $16K | $259K | 0.4% | |
| Principal Small Cap Val II R6 20,954 Shares | — | — | $21K | $241K | 0.4% | |
| Eaton Vance Atlanta Cap SMID I 4,711 Shares | — | — | $5K | $196K | 0.3% | |
| Vanguard Federal Money Mkt Inv 152,991 Shares | — | — | $153K | $153K | 0.3% | |
| MassMutual Mid Cap Growth Adm 6,158 Shares | — | — | $6K | $98K | 0.2% | |
| Nuveen LfCyc Ix Ret Inc Retire 4,855 Shares | — | — | $5K | $77K | 0.1% | |
| Nuveen Money Market R6 65,299 Shares | — | — | $65K | $65K | 0.1% | |
| Allspring Small Co Grwth Admin 1,705 Shares | — | — | $2K | $53K | <0.1% | |
| Nuveen LfCycle Ix 2065 Retire 1,407 Shares | — | — | $1K | $20K | <0.1% |
Related plans
Other plans using CAPFINANCIAL PARTNERS, LLC
CHEVRON CORPORATION
CHEVRON EMPLOYEE SAVINGS INVESTMENT PLAN
$20.4B · 22,195 participants
UNITED AIRLINES, INC.
UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN
$16.8B · 17,444 participants
THE MOUNT SINAI MEDICAL CENTER
THE MOUNT SINAI MEDICAL CENTER 403(B) RETIREMENT PLAN
$9.5B · 46,304 participants
WASHINGTON UNIVERSITY IN ST. LOUIS
WASHINGTON UNIVERSITY RETIREMENT SAVINGS PLAN
$7.5B · 27,547 participants
PHILIPS NORTH AMERICA LLC
PHILIPS NORTH AMERICA 401(K) PLAN
$6.4B · 17,066 participants
GEICO CORPORATION
GEICO 401(K) SAVINGS PLAN
$6.2B · 28,209 participants
Similar-size Educational Services plans
PACE ACADEMY, INC.
PACE ACADEMY, INC. TAX SHELTERED ANNUITY PLAN
$60.8M · 335 participants
OREGON EPISCOPAL SCHOOL
OREGON EPISCOPAL SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN
$60.8M · 287 participants
CENTER ON BUDGET AND POLICY PRIORITIES
CENTER ON BUDGET AND POLICY PRIORITIES 403(B) RETIREMENT PLAN
$61.0M · 139 participants
NORFOLK ACADEMY
NORFOLK ACADEMY PRE-TAX SAVINGS AND RETIREMENT PLAN
$61.1M · 258 participants
BELOIT COLLEGE
BELOIT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN
$60.5M · 230 participants
FRANKLIN COLLEGE OF INDIANA
FRANKLIN COLLEGE 403(B) RETIREMENT AND TAX DEFERRED ANNUITY PLAN
$61.1M · 267 participants
Large plans in Michigan
GENERAL MOTORS LLC
GENERAL MOTORS HOURLY-RATE EMPLOYEES PENSION PLAN
$44.8B · 15,648 participants
GENERAL MOTORS LLC
GENERAL MOTORS SAVINGS PLAN MASTER TRUST
$32.4B
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW GM RETIREES MEDICAL BENEFITS PLAN
$30.6B
FORD MOTOR COMPANY
FORD MOTOR COMPANY MASTER TRUST FUND
$29.5B
FORD MOTOR COMPANY
FORD DEFINED CONTRIBUTION PLANS MASTER TRUST
$25.3B
GENERAL MOTORS LLC
GENERAL MOTORS RETIREMENT SAVINGS PLAN FOR SALARIED EMPLOYEES IN THE UNITED STATES
$23.1B · 41,023 participants