Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS, LLC | 47-1411118 | — | NONE | $32K | — |
| RT JONES CAPITAL EQUITIES MGMT INC | 20-1090152 | — | NONE | $16K | — |
| WELLTH ADVISORY SERVICES | 99-2539506 | — | NONE | $11K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $7K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $39.3M | 79.7% | |
| AMERICAN UNITED LIFE INS CO AUL STABLE VALUE ACCOUNT 0 | Common Stock | — | — | $9.3M | 18.8% | |
| AUL 500 Index Adm N/R | Other securities | — | — | $5.9M | 11.9% | |
| AUL Ret I 2040 I N/R | Other securities | — | — | $3.7M | 7.5% | |
| AUL Ret I 2035 I N/R | Other securities | — | — | $2.7M | 5.5% | |
| AUL Ret I 2030 I N/R | Other securities | — | — | $2.7M | 5.5% | |
| AUL Ret I 2025 I N/R | Other securities | — | — | $2.6M | 5.3% | |
| AUL Ret I 2055 I N/R | Other securities | — | — | $2.4M | 5.0% | |
| AUL Growth R6 N/R | Other securities | — | — | $2.3M | 4.6% | |
| AUL Mid Cap Growth R6 N/R | Other securities | — | — | $2.2M | 4.6% | |
| AUL Ret I 2045 I N/R | Other securities | — | — | $2.1M | 4.3% | |
| AUL Ret I 2060 I N/R | Other securities | — | — | $2.0M | 4.1% | |
| AUL Ret I 2050 I N/R | Other securities | — | — | $1.5M | 3.0% | |
| AUL Ret I 2020 I N/R | Other securities | — | — | $1.3M | 2.6% | |
| AUL Income Instl N/R | Other securities | — | — | $1.3M | 2.5% | |
| AUL Explorer Adm N/R | Other securities | — | — | $1.1M | 2.2% | |
| AUL New World R6 N/R | Other securities | — | — | $907K | 1.8% | |
| Participant Loans Interest rates: 4.25% $0 | Bonds / Notes | — | — | $702K | 1.4% | |
| AUL Ret I 2065 I N/R | Other securities | — | — | $591K | 1.2% | |
| AUL New Perspective R6 N/R | Other securities | — | — | $578K | 1.2% | |
| AUL Small Cap Value R6 N/R | Other securities | — | — | $537K | 1.1% | |
| AUL Intl Eqty Indx Instl N/R | Other securities | — | — | $501K | 1.0% | |
| NUVEEN INTL EQ IDX R6 MUTUAL FUND SHARES 0 | Other securities | — | — | $501K | 1.0% | |
| FRANKLIN/TEMPLETON PUTNAM LARGE CAP VALUE R6 MUTUAL FUND SHARES 0 | Other securities | — | — | $499K | 1.0% | |
| AUL Mid Cap Index Adm N/R | Other securities | — | — | $421K | 0.9% | |
| AUL Appreciation IS N/R | Other securities | — | — | $344K | 0.7% | |
| AUL Small Cap Index Adm N/R | Other securities | — | — | $298K | 0.6% | |
| AUL Advisor Balanced Z N/R | Other securities | — | — | $293K | 0.6% | |
| FIDELITY ADV BALANCED Z MUTUAL FUND SHARES 0 | Other securities | — | — | $293K | 0.6% | |
| party collateral, par or maturity value (d) Cost (e) Current value AMERICAN CENTURY AMERCENT MIDCAP VAL R6 MUTUAL FUND SHARES 0 | Pooled Separate Accounts | — | — | $197K | 0.4% | |
| AUL Ret I 2015 I N/R | Other securities | — | — | $158K | 0.3% | |
| AUL High-Yield Corp Adm N/R | Common Stock | — | — | $117K | 0.2% | |
| AUL Ret I 2010 I N/R | Other securities | — | — | $45K | <0.1% | |
| AUL Ret I 2005 I N/R | Other securities | — | — | $37K | <0.1% |
