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Original filing (PDF)20251208091546NAL0001914594001
BOARD OF TRUSTEES OF THE ROCKFORD PIPE TRADES INDUSTRY PENSION FUND
Form 5500
FILING_RECEIVED
ROCKFORD PIPE TRADES INDUSTRY PENSION FUND
Defined-benefit pension plan
Signals · 3
54% in single holdingNo recordkeeper disclosed13 service providers
Active participants
485
Accounts w/ balance
—
Plan assets (EOY)
$228.9M
Net assets (EOY)
$228.8M
How this plan invests
This plan
5 pooled trusts
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "VANGUARD TOTAL STOCK MARKET INDEX" is 54% of plan.
- 26 bps in Schedule C fees — 158% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF THE ROCKFORD PIPE TRADES INDUSTRY PENSION FUND.
Plan sponsor
Name
BOARD OF TRUSTEES OF THE ROCKFORD PIPE TRADES INDUSTRY PENSION FUND
EIN
37-6123990
Address
4525 BOEING DRIVE · ROCKFORD, IL · 61109
Phone
(815) 397-8350
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2025-12-08
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsOther
13| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL INVESTMENT SVCS OF AMERICA | 84-3937993 | — | NONE | $213K | — |
| STRATEGIC CAPITAL INV. ADVISORS | 36-4268991 | — | NONE | $54K | — |
| BENEFITS MANAGEMENT GROUP, INC. | 20-0188125 | — | NONE | $48K | — |
| WASHINGTON CAPITAL MANAGEMENT | 91-1042342 | — | NONE | $48K | — |
| STOCKBRIDGE NICHE LOGISTICS FD LP | 85-3831272 | — | NONE | $41K | — |
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | NONE | $40K | — |
| O'SULLIVAN ASSOCIATES | 20-8199367 | — | NONE | $40K | — |
| SMART MARKETS FUND, LP | 45-2872141 | — | NONE | $39K | — |
| JOHNSON & KROL LLC | 36-4342024 | — | NONE | $26K | — |
| AMALGAMATED BANK OF CHICAGO | 36-0721895 | — | NONE | $20K | — |
| ARES REAL ESTATE MGMT LLC | — | LOS ANGELES, CA | NONE | $15K | — |
| BENEFIT TRUST COMPANY | 43-0995254 | — | NONE | $5K | — |
| U.S. BANK NATIONAL ASSOCIATION | 31-0841368 | — | NONE | $965 | — |
Investments
14 direct securities · 5 pooled funds· $227.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$164.2M
14 holdings
Common Collective Trust
$62.9M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX | — | — | $43.0M | $121.7M | 53.2% | |
| NIS CORE FIXED INCOME FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 20-0005644 / PN 001 | Common Collective Trust | — | $39.0M | $48.3M | 21.1% | |
| WASHINGTON CAPITAL JMT MORTGAGE INCOME FUND | — | — | $8.3M | $9.8M | 4.3% | |
| U.S. CORE PARTNERS CLTV INV TRUST BENEFIT TRUST COMPANY · EIN 87-6914227 / PN 341 | Common Collective Trust | — | $6.8M | $6.0M | 2.6% | |
| STOCKBRIDGE NICHE LOGISTICS FUND | — | — | $5.3M | $5.4M | 2.4% | |
| NIS TOTAL ABSOLUTE RETURN FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 45-4783986 / PN 001 | Common Collective Trust | — | $4.1M | $5.0M | 2.2% | |
| CLARION INDUSTRIAL TRUST FUND | — | — | $5.5M | $4.9M | 2.1% | |
| STOCKBRIDGE SMART MARKETS FUND | — | — | $5.6M | $4.4M | 1.9% | |
| CLARION LION PROPERTIES FUND | — | — | $2.4M | $3.1M | 1.3% | |
| FIDELITY INTERNATIONAL CAPITAL APPRECIATION | — | — | $1.9M | $2.5M | 1.1% | |
| HARDING LOEVNER INTERNATIONAL EQUITY | — | — | $2.2M | $2.5M | 1.1% | |
| AMERICAN EURO PACIFIC GROWTH FUND | — | — | $2.0M | $2.3M | 1.0% | |
| ARES REAL ESTATE FUND | — | — | $2.4M | $2.3M | 1.0% | |
| T.ROWE PRICE INTERNATIONAL STOCK | — | — | $2.1M | $2.2M | 1.0% | |
| NIS HIGH YIELD FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 39-2021943 / PN 001 | Common Collective Trust | — | $1.5M | $2.0M | 0.9% | |
| T.ROWE PRICE INTERNATIONAL | — | — | $1.7M | $1.8M | 0.8% | |
| AFL-CIO BUILDING INVESTMENT TRUST GREAT GRAY TRUST COMPANY, LLC · EIN 52-6328901 / PN 001 | Common Collective Trust | — | $1.0M | $1.6M | 0.7% | |
| AMALGAMATED BANK OF CHICAGO TRUST ACCOUNT | — | — | $1.2M | $1.2M | 0.5% | |
| FIRST AMERICAN GOVT OBLIGATION FUND | — | — | $237K | $237K | 0.1% |