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Original filing (PDF)20251002111133NAL0000408561001
CANOPY GROWTH USA, LLC
Form 5500
FILING_RECEIVED
CANOPY GROWTH CORPORATION 401(K) PLAN
401(k) retirement plan
Signals · 1
~250 bps in Sched C fees
Active participants
31
Accounts w/ balance
102
Plan assets (EOY)
$4.1M
Net assets (EOY)
$4.0M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 250 bps in Schedule C fees — 381% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CANOPY GROWTH USA, LLC.
Plan sponsor
Name
CANOPY GROWTH USA, LLC
EIN
37-1913718
Address
501 SOUTH CHERRY ST. · SUITE 1100-34 · DENVER, CO · 80246
Phone
(855) 558-9333
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PCS RETIREMENT, LLC | 23-3038464 | — | RECORDKEEPER | $87K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE MANDMARBLESTONE GROUP LLC | 20-4780677 | — | TPA | $14K | — |
Investments
24 direct securities· $4.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2055 Investor Fund " | — | — | — | $959K | 23.6% | |
| Fidelity Freedom Index 2050 Investor Fund " | — | — | — | $634K | 15.6% | |
| Fidelity Freedom Index 2030 Investor Fund " | — | — | — | $393K | 9.7% | |
| Fidelity Large Cap Growth Index Fund " | — | — | — | $351K | 8.6% | |
| Fidelity Freedom Index 2040 Investor Fund " | — | — | — | $306K | 7.5% | |
| Fidelity Freedom Index 2045 Investor Fund " | — | — | — | $293K | 7.2% | |
| Fidelity Freedom Index 2060 Investor Fund " | — | — | — | $224K | 5.5% | |
| Fidelity Cash Reserves " | — | — | — | $204K | 5.0% | |
| Invesco Government Money Market A Fund " ** 530 Vanguard 500 Index Admiral Fund " | — | — | — | $160K | 3.9% | |
| Fidelity Freedom Index 2035 Investor Fund " | — | — | — | $110K | 2.7% | |
| Vanguard Equity Income Admiral Fund " | — | — | — | $84K | 2.1% | |
| Fidelity US Bond Index Fund " | — | — | — | $49K | 1.2% | |
| Vanguard Mid Cap Index Admiral Fund " | — | — | — | $47K | 1.2% | |
| Vanguard Small Cap Growth Index Admiral Fund " | — | — | — | $43K | 1.0% | |
| Vanguard International Growth Admiral Fund " | — | — | — | $40K | 1.0% | |
| Vanguard Mid Cap Growth Index Admiral Fund " | — | — | — | $40K | 1.0% | |
| Fidelity International Index Fund " | — | — | — | $29K | 0.7% | |
| Fidelity Freedom Index 2065 Investor Fund " | — | — | — | $25K | 0.6% | |
| Vanguard Mid Cap Value Index Fund " | — | — | — | $22K | 0.6% | |
| Fidelity Freedom Index Income Investor Fund " | — | — | — | $16K | 0.4% | |
| Fidelity Freedom Index 2025 Investor Fund " | — | — | — | $13K | 0.3% | |
| Vanguard Small Cap Value Index Admiral Fund " | — | — | — | $11K | 0.3% | |
| Dimensional Investment Growth Income International Value Fund Mutual fund | — | — | — | $3K | <0.1% | |
| Vanguard Small Cap Index Admiral Fund " | — | — | — | $3K | <0.1% |