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Original filing (PDF)20251014173849NAL0007017858001
BAKKT, LLC
Form 5500
FILING_RECEIVED
BAKKT 401(K) PLAN
401(k) retirement plan
Active participants
634
Accounts w/ balance
955
Plan assets (EOY)
$40.4M
Net assets (EOY)
$40.4M
How this plan invests
This plan
5 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAKKT, LLC.
Plan sponsor
Name
BAKKT, LLC
EIN
37-1906173
Address
5900 WINDWARD PARKWAY #450 · ALPHARETTA, GA · 30005
Phone
(678) 534-5849
Industry
Data Processing, Hosting· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BENNETT THRASHER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $70K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $9K | — |
Investments
19 direct securities · 5 pooled funds· $39.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$38.5M
19 holdings
Common Collective Trust
$1.4M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FDM IDX 2040 IPR # | — | — | — | $7.2M | 17.9% | |
| FID FDM IDX 2045 IPR # | — | — | — | $6.5M | 16.0% | |
| FID FDM IDX 2035 IPR # | — | — | — | $5.3M | 13.2% | |
| FID TOTAL MKT IDX # | — | — | — | $3.6M | 8.9% | |
| FID FDM IDX 2050 IPR # | — | — | — | $3.5M | 8.6% | |
| FID FDM IDX 2055 IPR # | — | — | — | $3.2M | 7.9% | |
| FID FDM IDX 2030 IPR # | — | — | — | $3.0M | 7.4% | |
| FID CONTRAFUND K6 # | — | — | — | $1.7M | 4.3% | |
| FID FDM IDX 2060 IPR # | — | — | — | $1.1M | 2.7% | |
| DODGE & COX STOCK X # | — | — | — | $978K | 2.4% | |
| CHAMPLAIN MDCAP INST # | — | — | — | $532K | 1.3% | |
| BTC TOTAL RETURN L BLACKROCK INST. TRUST COMPANY, N.A. · EIN 93-2706044 / PN 001 | Common Collective Trust | — | — | $496K | 1.2% | |
| FID FDM IDX 2025 IPR # | — | — | — | $491K | 1.2% | |
| FID TOTAL INTL IDX # | — | — | — | $459K | 1.1% | |
| FID FDM IDX 2065 IPR # | — | — | — | $398K | 1.0% | |
| ARTISAN INTL GROWTH SEI TRUST COMPANY · EIN 26-3653822 / PN 021 | Common Collective Trust | — | — | $343K | 0.8% | |
| ARISTOTLE SM CAP EQ SEI TRUST COMPANY · EIN 81-4315797 / PN 003 | Common Collective Trust | — | — | $319K | 0.8% | |
| FID FDM IDX 2020 IPR # | — | — | — | $280K | 0.7% | |
| FID US BOND IDX # | — | — | — | $217K | 0.5% | |
| GS STABLE VAL INST1 GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $193K | 0.5% | |
| FID FDM IDX 2015 IPR # | — | — | — | $82K | 0.2% | |
| PIMCO DIVRSD RL AST SEI TRUST COMPANY · EIN 27-0834899 / PN 035 | Common Collective Trust | — | — | $40K | <0.1% | |
| FID GOVT MMKT K6 # | — | — | — | $19K | <0.1% | |
| FID FDM IDX 2070 IPR # | — | — | — | $2K | <0.1% |
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