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Original filing (PDF)20251216173836NAL0006853810001
OAK VIEW GROUP, LLC
Form 5500
FILING_RECEIVED
OAK VIEW GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 1.0 mo
Active participants
49,999
Accounts w/ balance
5,003
Plan assets (EOY)
$176.1M
Net assets (EOY)
$176.1M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- Filed 1.0 months past the 10.5-month grace window.
- 32 bps in Schedule C fees — 221% above peer band of 10 bps.
- Only 10% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OAK VIEW GROUP, LLC.
Plan sponsor
Name
OAK VIEW GROUP, LLC
EIN
37-1786932
Address
150 ROUSE BOULEVARD 3RD FLOOR · PHILADELPHIA, PA · 19112
Phone
(215) 218-7531
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-16
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
KRUGGEL, LAWTON & COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $402K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | ADVISOR | $82K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $42K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KRUGGEL LAWTON CPA | 35-1307701 | — | ACCOUNTANT/AUDITOR | $39K | — |
Investments
36 direct securities · 1 pooled fund· $182.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$176.1M
36 holdings
Common Collective Trust
$6.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index # | — | — | — | $22.0M | 12.5% | |
| JP Morgan US Equity Fund # | — | — | — | $21.4M | 12.2% | |
| Vanguard Target Retirement 2040 # | — | — | — | $14.3M | 8.1% | |
| Vanguard Target Retirement 2045 # | — | — | — | $13.2M | 7.5% | |
| Vanguard Target Retirement 2050 # | — | — | — | $12.8M | 7.3% | |
| Vanguard Target Retirement 2035 # | — | — | — | $11.6M | 6.6% | |
| Vanguard Target Retirement 2030 # | — | — | — | $10.1M | 5.7% | |
| Vanguard Target Retirement 2055 # | — | — | — | $9.5M | 5.4% | |
| Invesco Stable Value Fund # | — | — | — | $6.5M | 3.7% | |
| INVESCO STBL VAL III INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $6.5M | 3.7% | |
| Vanguard Target Retirement 2025 # | — | — | — | $6.2M | 3.5% | |
| Vanguard Target Retirement 2060 # | — | — | — | $5.7M | 3.2% | |
| MFS International Growth Fund # | — | — | — | $4.5M | 2.5% | |
| JP Morgan Mid Cap Equity # | — | — | — | $4.3M | 2.4% | |
| Fidelity Global ex US Index # | — | — | — | $3.5M | 2.0% | |
| Fidelity Small Cap Index # | — | — | — | $3.3M | 1.9% | |
| DFA US Small Cap # | — | — | — | $3.2M | 1.8% | |
| Fidelity US Bond Index # | — | — | — | $3.0M | 1.7% | |
| Participant Loans Interest rates at 4.25%-9.50% 0 | — | — | — | $2.6M | 1.5% | |
| Vanguard Target Retirement 2020 # | — | — | — | $2.3M | 1.3% | |
| BlackRock Total Return Fund # | — | — | — | $2.0M | 1.1% | |
| Fidelity Global EQ Income # | — | — | — | $1.9M | 1.1% | |
| Vanguard Target Retirement 2065 # | — | — | — | $1.9M | 1.1% | |
| Neuberger Berman Large Cap Growth International # | — | — | — | $1.8M | 1.0% | |
| American Funds New World R6 # | — | — | — | $1.4M | 0.8% | |
| Fidelity Mid Cap Index # | — | — | — | $1.3M | 0.7% | |
| Putnam Small Cap GR R6 # | — | — | — | $1.2M | 0.7% | |
| MFS International Growth Fund # | — | — | — | $1.0M | 0.6% | |
| John Hancock Enterprise # | — | — | — | $816K | 0.5% | |
| American Funds American Mutual R6 # | — | — | — | $795K | 0.5% | |
| Vanguard Target Retirement Inc # | — | — | — | $725K | 0.4% | |
| MFS Mid Cap Value Fund # | — | — | — | $562K | 0.3% | |
| DFA US Target Value # | — | — | — | $315K | 0.2% | |
| DFA Short-Duration Real Return # | — | — | — | $135K | <0.1% | |
| 1919 Socially Responsive Balanced Fund # | — | — | — | $130K | <0.1% | |
| Fidelity Government Money Market Fund # | — | — | — | $45K | <0.1% | |
| Vanguard Short-Term Corp Bd Idx Admiral # | — | — | — | $22K | <0.1% |