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Original filing (PDF)20251125145010NAL0001718451001
OAK VIEW GROUP LLC
Form 5500
FILING_RECEIVED
OAK VIEW GROUP LLC 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
Late filing · 0.3 mo
Active participants
1
Accounts w/ balance
937
Plan assets (EOY)
$10.6M
Net assets (EOY)
$10.6M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
99
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.3 months past the 10.5-month grace window.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OAK VIEW GROUP LLC.
Plan sponsor
Name
OAK VIEW GROUP LLC
EIN
37-1786932
Address
5050 SYRACUSE STREET · 8TH FLOOR · DENVER, CO · 80237
Phone
(310) 954-4740
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-25
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2M · 403(b)(7) custodial accounts
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
KRUGGEL LAWTON & COMPANY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | ADVISOR | $5K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KRUGGEL LAWTON & COMPANY LLC | 35-1307701 | — | ACCOUNTANT/AUDITOR | $11K | — |
Investments
28 direct securities · 1 pooled fund· $10.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$10.6M
28 holdings
Common Collective Trust
$101K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retire 2045 # | — | — | — | $2.3M | 21.7% | |
| Vanguard Target Retire 2050 # | — | — | — | $1.3M | 11.9% | |
| Fidelity 500 Index # | — | — | — | $1.1M | 10.2% | |
| Vanguard Target Retire 2035 # | — | — | — | $1.1M | 10.2% | |
| Vanguard Target Retire 2025 # | — | — | — | $969K | 9.1% | |
| Fidelity Global Equity Income # 64 Vanguard Target Retire 2055 # | — | — | — | $789K | 7.4% | |
| Vanguard Target Retire 2040 # | — | — | — | $520K | 4.9% | |
| Vanguard Target Retire 2060 # | — | — | — | $470K | 4.4% | |
| Vanguard Target Retire 2030 # | — | — | — | $414K | 3.9% | |
| JP Morgan US Equity # | — | — | — | $356K | 3.4% | |
| Vanguard Target Retire 2020 # | — | — | — | $339K | 3.2% | |
| Fidelity Small Cap Index # | — | — | — | $128K | 1.2% | |
| American Funds New World # | — | — | — | $104K | 1.0% | |
| Invesco Stable Value Fund # | — | — | — | $101K | 0.9% | |
| INVESCO STBL VAL III INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $101K | 0.9% | |
| Fidelity Mid Cap Index # | — | — | — | $93K | 0.9% | |
| Vanguard Short-Term Corp Bond Index # | — | — | — | $92K | 0.9% | |
| Vanguard Target Retire Inc # | — | — | — | $91K | 0.9% | |
| BlackRock Total Return Fund # | — | — | — | $88K | 0.8% | |
| Vanguard Target Retire 2065 # | — | — | — | $84K | 0.8% | |
| MFS International Equity # | — | — | — | $69K | 0.6% | |
| 1919 Socially Responsive Balanced Fund # | — | — | — | $65K | 0.6% | |
| American Funds America Mutual # | — | — | — | $36K | 0.3% | |
| Neuberger Breman Large Cap Growth Fund # | — | — | — | $22K | 0.2% | |
| Participant Loans Interest rates at 8.75%-9.5% 0 | — | — | — | $20K | 0.2% | |
| DFA US Small Cap # | — | — | — | $10K | <0.1% | |
| John Hancock Enterprise # | — | — | — | $10K | <0.1% | |
| DFA US Target Value # | — | — | — | $9K | <0.1% | |
| Fidelity Government Money Market # | — | — | — | $1K | <0.1% |
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