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Original filing (PDF)20251007212713NAL0004997361001

PHILLIPS 66 COMPANY

Form 5500
FILING_RECEIVED
PHILLIPS 66 RETIREMENT PLAN
Defined-benefit pension plan
Signals · 2
No recordkeeper disclosed15 service providers
Active participants
11,317
Accounts w/ balance
Plan assets (EOY)
$2.2B
Net assets (EOY)
$2.2B
How this plan invests
This plan
13 pooled trusts
Schedule D
663 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
  • 25 bps in Schedule C fees — 394% above peer band of 5 bps.
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHILLIPS 66 COMPANY.
Plan sponsor
Name
PHILLIPS 66 COMPANY
EIN
37-1652702
Address
TOTAL REWARDS DEPARTMENT · P.O. BOX 421959 · HOUSTON, TX · 772421959
Phone
(832) 765-1877
Industry
Manufacturingsee all
Plan administrator
Name
DEREK A. BUTTS
EIN
39-4019469
City
HOUSTON, TX
Phone
(832) 765-1877
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
1D · Floor-offset DB
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
Trustee phone

Service providers (Schedule C)

15 rows
Advisor / Consultant
14
NameEINLocationRelationDirect compIndirect comp
JPMORGAN CHASE BANK, NATIONAL ASSOC13-4994650INVESTMENT MANAGER$1.4M
BLACKROCK INSTITUTIONAL TRUST COMPA94-3112180INVESTMENT MANAGER$694K
LAZARD ASSET MANAGEMENT LLC05-0530199INVESTMENT MANAGER$679K
PRUDENTIAL TRUST CO.23-6994310INVESTMENT MANAGER$527K
BARROW, HANLEY, MEWHINNEY & STRAUSS75-2403190INVESTMENT MANAGER$375K
HSRE CORE PROPERTY FUND GP LLC45-3556205INVESTMENT MANAGER$365K
CREDIT SUISSE13-2774791INVESTMENT MANAGER$325K
MFS HERITAGE TRUST COMPANY02-0507414INVESTMENT MANAGER$192K
TOWERS WATSON INVESTMENT SERVICES52-1868818INVESTMENT ADVISOR$139K
GOLDMAN SACHS ASSET MANAGEMENT, LP13-3575636INVESTMENT MANAGER$72K
LEGAL & GENERAL INVESTMENT MANAGEME20-8058531INVESTMENT MANAGER$70K
PRINCIPAL GLOBAL INVESTORS42-1479618INVESTMENT MANAGER$38K
MELLON CAPITAL MANAGEMENT25-1442864INVESTMENT MANAGER$25K
WELLS CAPITAL MANAGEMENT95-3692822INVESTMENT MANAGER$0
Trustee
1
NameEINLocationRelationDirect compIndirect comp
NORTHERN TRUST COMPANY36-1561860TRUSTEE$509K

Investments

622 direct securities · 13 pooled funds· $2.2B(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust
$1.2B
13 holdings
Uncategorized
$966.3M
622 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
RUSSELL 1000 GROWTH INDEX FUND
NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 099
Common Collective Trust
$46.4M$179.0M8.1%
ALPHA TILTS FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY NA · EIN 94-3112180 / PN 001
Common Collective Trust
$40.7M$170.7M7.7%
IIF ERISA HEDGE FUND LP$140.2M$161.2M7.3%
INTERNATIONAL EQUITY INSIGHTS
THE GOLDMAN SACHS TRUST COMPANY, N.A. · EIN 13-4166989 / PN 032
Common Collective Trust
$91.0M$131.0M5.9%
HIGH YIELD BOND FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY NA · EIN 94-3112180 / PN 001
Common Collective Trust
$87.9M$122.4M5.5%
GQG PARTNERS INT'L EQUITY FUND
RELIANCE TRUST COMPANY · EIN 82-6253445 / PN 011
Common Collective Trust
$81.9M$122.3M5.5%
EMERGING MARKETS DEBT FUND
PRUDENTIAL TRUST CO. · EIN 23-6994310 / PN 128
Common Collective Trust
$145.7M$121.4M5.5%
US SMALL CAP COMPANY EQUITY FUND
JP MORGAN CHASE BANK NA · EIN 13-3759757 / PN 001
Common Collective Trust
$30.3M$94.7M4.3%
JPMCB STRATEGIC PROPERTY FUND
JPMORGAN CHASE BANK NA · EIN 13-3759757 / PN 001
Common Collective Trust
$92.8M$87.7M4.0%
EMERGING MARKETS EQUITY FUND
MFS HERITAGE TRUST COMPANY · EIN 57-1187281 / PN 001
Common Collective Trust
$29.9M$35.8M1.6%
CF GSTCO EMER MRKT EQ INSIGHTS FD$26.2M$35.7M1.6%
EMERGING MARKETS EQUITY
THE GOLDMAN SACHS TRUST COMPANY, N.A. · EIN 13-4166989 / PN 033
Common Collective Trust
$35.7M1.6%
EMERGING MARKETS EQUITY FUND
JP MORGAN CHASE BANK NA · EIN 13-3635124 / PN 001
Common Collective Trust
$16.1M$34.4M1.6%
NT COLLECTIVE GOVT SHORT TERM INVT FD$30.1M$30.1M1.4%
NT COLTV GOVT ST INVESTMENT FUND
NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 068
Common Collective Trust
$30.1M1.4%
HARRISON STREET CORE PROPERTY FUND C, L.P$29.4M$29.0M1.3%
L&G GLOBAL CORE INFRASTRUCTURE
LEGAL & GENERAL COLLECTIVE INVESTMENT TRUST · EIN 34-7085469 / PN 013
Common Collective Trust
$14.9M$22.3M1.0%
UTD STATES TREAS ZERO CPN 0% DUE$22.1M$13.0M0.6%
UNITED STATES OF AMER TREAS STRIP 0% DUE 11-15-2051 REG$16.7M$12.4M0.6%
UTD STATES TREAS ZERO CPN 0% DUE$18.3M$11.5M0.5%
UTD STATES TREAS ZERO CPN 0% DUE$17.9M$11.2M0.5%
UNITED STATES OF AMER TREAS STRIP TBOND 0.0% 05-15-2053$12.0M$10.7M0.5%
UNITED STATES TREAS BD STRIPPED PRIN PMT15/02/2052 02-15-2052 (UNDDATE) BEO$12.6M$10.3M0.5%
UTD STATES TREAS ZERO CPN 0% DUE$14.4M$9.7M0.4%
UNITED STATES TREAS SEC STRIPPED INT PMTINT PMT 05-15-2041$10.6M$8.8M0.4%
UNITED STATES OF AMER TREAS STRIP 0%02-15-2053$9.2M$8.3M0.4%
UTD STATES TREAS ZERO CPN 0% DUE$9.7M$7.4M0.3%
UNITED STATES TREAS BD STRIPPED PRIN PMT00123 08-15-2048 (UNDDATE) REG$9.4M$7.4M0.3%
UNITED STATES OF AMER TREAS STRIP 0%$7.9M$7.4M0.3%
UTD STATES TREAS ZERO CPN 0% DUE$9.7M$7.2M0.3%
UNITED STATES TREAS BD STRIPPED PRIN PMT 0% DUE 05-15-2049$10.4M$7.1M0.3%
UTD STATES TREAS ZERO CPN 0% DUE$7.7M$6.5M0.3%
MEDTRONIC PLC COMMON STOCK$7.0M$6.3M0.3%
UTD STATES TREAS BD STRIPPED PRIN DTD 08/15/2024 0% 08-15-2054$6.6M$6.1M0.3%
UTD STATES TREAS BD STRIPPED PRIN DTD 05/16/2022 0% 05-15-2052$7.4M$6.1M0.3%
AIR PROD & CHEM INC COM$4.7M$5.8M0.3%
ENTERGY CORP NEW COM$3.6M$5.5M0.2%
UNITED STATES TREAS BD STRIPPED$6.4M$5.5M0.2%
UTD STATES TREAS ZERO CPN 0% DUE$6.2M$5.3M0.2%
UTD STATES TREAS ZERO CPN 0% DUE$8.2M$5.3M0.2%
PHILIP MORRIS INTL COM STK NPV$3.6M$5.2M0.2%
ENBRIDGE INC COM$4.6M$5.2M0.2%
UNITED STATES TREAS BD STRIPPED PRIN PMT00113 08-15-2046 (UNDDATE) REG$5.5M$5.0M0.2%
FIDELITY NATL INFORMATION SVCS INC COM STK$4.0M$4.9M0.2%
CRH ORD EUR 0.32$3.5M$4.8M0.2%
UNITED STATES TREAS BD STRIPPED PRIN PMT00104 ZCPN DUE 11-15-2044 REG$5.1M$4.6M0.2%
NOVO NORDISK A/S SER'B'DKK0.1$4.2M$4.5M0.2%
UTD STATES TREAS ZERO CPN 0% DUE$5.0M$4.5M0.2%
MERCK & CO INC NEW COM$3.2M$4.4M0.2%
PUB STORAGE COM$4.0M$4.4M0.2%
UNITEDHEALTH GROUP INC COM$3.3M$4.2M0.2%
ASML HOLDING NV EUR0.09$3.8M$4.2M0.2%
Corporate Stock - Common *JPMORGAN CHASE & CO COM$1.9M$4.1M0.2%
XCEL ENERGY INC COM$3.9M$4.1M0.2%
UNITED STATES TREAS BD STRIPPED PRIN PMTZCP DUE 02-15-2043$4.4M$4.1M0.2%
UNITED STATES OF AMER TREAS STRIP 0%$4.2M$3.9M0.2%
SANOFI SPONSORED ADR$3.9M$3.9M0.2%
RELX PLC$2.2M$3.9M0.2%
UNITED STATES TREAS BD STRIPPED PRIN PMT00109 11-15-2045 (UNDDATE) REG$4.2M$3.9M0.2%
AON PLC$1.8M$3.9M0.2%
UTD STATES TREAS ZERO CPN 0% DUE$4.8M$3.8M0.2%
HESS CORP COM STK$2.6M$3.8M0.2%
JOHNSON CTLS INTL PLC COM USD0.01$3.2M$3.7M0.2%
UNITED STATES OF AMER TREAS STRIP 0%$3.9M$3.7M0.2%
UNITED STATES TREAS BD STRIPPED PRIN PMT0.0% 11-15-2052$4.2M$3.7M0.2%
UTD STATES TREAS ZERO CPN 0% DUE$5.3M$3.6M0.2%
PINNACLE W. CAP CORP COM$3.1M$3.6M0.2%
PROLOGIS INC COM$3.7M$3.6M0.2%
Table of Contents UTD STATES TREAS ZERO CPN 0% DUE$5.2M$3.5M0.2%
UTD STATES TREAS ZERO CPN 0% DUE$5.2M$3.5M0.2%
US TREAS BD STRIPPED PRIN PMT 05-15-2043REG$3.9M$3.5M0.2%
US TREAS SEC 0 DUE 11-15-2041$4.0M$3.4M0.2%
COCA-COLA EUROPACIFIC PARTNERS ORD EUR0.01$1.8M$3.3M0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT00122 05-15-2048 (UNDDATE) REG$3.9M$3.3M0.1%
WELLS FARGO & CO NEW COM STK$1.7M$3.3M0.1%
UNITED STATES TREAS BD STRIPPED PRIN 0.0% 08-15-2047$3.8M$3.2M0.1%
UNITED STATES OF AMER TREAS STRIP 0%$3.6M$3.2M0.1%
UTD STATES TREAS ZERO CPN 0% DUE$4.0M$3.2M0.1%
ISRAEL DISCOUNT BK ILS0.10$1.5M$3.2M0.1%
CHUBB LTD ORD CHF24.15$1.7M$3.2M0.1%
ICON PLC COM$3.5M$3.1M0.1%
CARNIVAL CORP COM PAIRED$2.0M$3.1M0.1%
UTD STATES TREAS ZERO CPN 0% DUE$3.4M$3.0M0.1%
MIZUHO FINANCIAL GROUP NPV$2.6M$3.0M0.1%
LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604$2.3M$2.9M0.1%
UNITED STATES TREAS SEC STRIP DISC NT 02-15-2049$5.0M$2.9M0.1%
BANK N S HALIFAX COM STK$2.5M$2.8M0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT00110 02-15-2046 (UNDDATE) REG$3.1M$2.8M0.1%
ABB LTD CHF0.12 (REGD)$1.5M$2.8M0.1%
AIRBUS SE EUR1$2.4M$2.7M0.1%
BANK OF AMERICA CORP$2.4M$2.7M0.1%
UNICREDIT SPA NPV$1.9M$2.7M0.1%
US TREAS SEC STRIPPED INT PMT NT 200 0 11-15-2040 REG$3.4M$2.7M0.1%
KEURIG DR PEPPER INC COM$2.6M$2.6M0.1%
WIX.COM LTD COM ILS0.01$1.7M$2.6M0.1%
NIPPON SANSO HOLDINGS CORP$2.4M$2.5M0.1%
UNITED STATES TREAS BD STRIPPED DUE$2.7M$2.5M0.1%
UTD STATES TREAS ZERO CPN 0% DUE$2.5M$2.5M0.1%
MTU AERO ENGINES A NPV (REGD)$2.0M$2.5M0.1%
LAS VEGAS SANDS CORP COM STK$2.2M$2.4M0.1%
CMB TECH NV — 20 COCA-COLA EUROPACIFIC PARTNERS$1.4M$2.4M0.1%
MERCK KGAA NPV$2.9M$2.4M0.1%
SANRIO CO LTD NPV$1.4M$2.4M0.1%
GENERAL DYNAMICS CORP COM$1.7M$2.4M0.1%
INFORMA PLC (GB) ORD GBP0.001$2.0M$2.4M0.1%
UNITED STATES TREAS SEC STRIP 0% STRIP 11-15-2047$2.7M$2.4M0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT02-15-2044 REG$3.0M$2.4M0.1%
COMPASS GROUP ORD GBP0.1105$1.3M$2.4M0.1%
UTD STATES TREAS ZERO CPN 0% DUE$2.5M$2.3M0.1%
ADR SMITH & NEPHEW GROUP P L C SPONSOREDADR NEW$2.5M$2.3M0.1%
UNITED STATES TREAS SEC STRIP 0% STRIP 02-15-2048$2.5M$2.3M0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT00112 05-15-2046 (UNDDATE) REG$2.7M$2.2M0.1%
UNITED STATES TREAS SEC STRIPPED$2.4M$2.2M0.1%
CDN PAC KANS CY COM NPV$2.5M$2.2M0.1%
MID-AMER APT CMNTYS INC COM$1.9M$2.2M<0.1%
UTD STATES TREAS ZERO CPN 0% DUE$2.4M$2.2M<0.1%
UTD STATES TREAS ZERO CPN 0% DUE$2.2M$2.2M<0.1%
UNITED STATES TREAS SEC STRIPPED INT PMT 08-15-2045 (UNDDATE) REG$2.6M$2.1M<0.1%
BAWAG GROUP AG COMMON STOCK$1.8M$2.1M<0.1%
QUALCOMM INC COM$1.4M$2.1M<0.1%
LITHIA MTRS INC COM CL A$1.6M$2.0M<0.1%
DUPONT DE NEMOURS INC COMMON STOCK$2.0M$2.0M<0.1%
ELEMENT FLEET MGMT COM NPV$2.0M$2.0M<0.1%
AVANTOR INC COM$2.1M$2.0M<0.1%
PUMA SE NPV$1.9M$2.0M<0.1%
ENGIE COMSTK$1.8M$1.9M<0.1%
EXXON MOBIL CORP COM$1.8M$1.9M<0.1%
BAYCURRENT INC NPV$1.6M$1.9M<0.1%
SAMPO OYJ/SH CL COMMON STOCK$1.8M$1.9M<0.1%
COMCAST CORP NEW-CL A$1.9M$1.9M<0.1%
PHOENIX FINANCE LTD$1.3M$1.9M<0.1%
TECHTRONIC INDUSTR NPV$2.0M$1.9M<0.1%
NORTHERN TR CORP COM$1.7M$1.9M<0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT00098 08-15-2043 (UNDDATE) REG$2.0M$1.9M<0.1%
CTS EVENTIM AG & C NPV$1.6M$1.9M<0.1%
EXPERIAN ORD USD0.10$1.6M$1.9M<0.1%
PLAINS GP HLDGS L P LTD PARTNER INT CL ANEW INT LTD PARTNER INT CL A NEW INT$1.2M$1.8M<0.1%
CARLSBERG SER'B'DKK20$2.3M$1.8M<0.1%
JAMES HARDIE INDUSTRIES PLC$2.1M$1.8M<0.1%
THE CIGNA GROUP$1.3M$1.8M<0.1%
MOLSON COORS BEVERAGE COMPANY COM USD0.01 CLASS B$1.7M$1.8M<0.1%
RENESAS ELECTRONICS CORPORATION NPV$1.5M$1.7M<0.1%
BANCO COM POR SA NPV$1.5M$1.7M<0.1%
AMERICAN EXPRESS CO$979K$1.7M<0.1%
UNITED STATES TREAS SEC STRIPPED ZERO COUPON 08-15-2048$1.8M$1.7M<0.1%
UNITED STATES OF AMER TREAS STRIP 0% STRIP 08-15-2040 USD$2.3M$1.7M<0.1%
CVS HEALTH CORP COM$2.8M$1.7M<0.1%
VAT GROUP AG CHF0.10 (REGD)$2.4M$1.7M<0.1%
AMERICAN INTERNATIONAL GROUP INC COM$1.1M$1.6M<0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT00102 05-15-2044 (UNDDATE) REG$2.1M$1.6M<0.1%
PROCTER & GAMBLE COM NPV$1.3M$1.6M<0.1%
VALERO ENERGY CORP COM STK NEW$1.0M$1.6M<0.1%
AIA GROUP LTD NPV$2.0M$1.6M<0.1%
WPP PLC ORD GBP0.10$1.6M$1.5M<0.1%
KRAFT HEINZ CO COM$1.8M$1.5M<0.1%
ORACLE CORP COM$475K$1.5M<0.1%
UTD STATES TREAS ZERO CPN 0% DUE$1.7M$1.5M<0.1%
UNITED STATES TREAS SEC STRIPPED INT PMTNT 194 08-15-2040 (UNDDATE) REG$1.6M$1.5M<0.1%
HEXAGON AB SER'B'NPV$1.4M$1.5M<0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT 05-15-2045$1.7M$1.4M<0.1%
UNITED STATES TREAS SEC STRIPPED INT PMTNT 218 05-15-2045 (UNDDATE) REG$2.0M$1.4M<0.1%
ALPHABET INC CAPITAL STOCK USD0.001 CL A$841K$1.4M<0.1%
AXALTA COATING SYSTEMS LTD COM USD1.00$1.2M$1.4M<0.1%
HALLIBURTON CO COM$1.7M$1.4M<0.1%
US TREAS BD STRIPPED PRIN 08-15-2042 REG$1.6M$1.4M<0.1%
SHIMADZU CORP NPV$1.4M$1.4M<0.1%
ASHTEAD GROUP ORD GBP0.10$1.6M$1.4M<0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT 08-15-2044$1.5M$1.4M<0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMTZCP 11-15-2043 REG$1.5M$1.4M<0.1%
UNITED STATES OF AMER TREAS STRIP$1.6M$1.4M<0.1%
APTIV PLC NEW ORD USD0.01$2.2M$1.4M<0.1%
L3HARRIS TECHNOLOGIES INC COM$1.3M$1.4M<0.1%
UTD STATES TREAS ZERO CPN 1.85% DUE$1.4M$1.4M<0.1%
JACOBS SOLUTIONS INC COM$1.1M$1.3M<0.1%
Table of Contents OBIC BUSINESS CONS NPV$1.4M$1.3M<0.1%
WILLIS TOWERS WATSON PLC COM USD0.000115$881K$1.3M<0.1%
Table of Contents UNITED STATES TREAS SEC STRIPPED INT PMTINT PMT 08-15-2041 (UNDDATE) REG$1.5M$1.3M<0.1%
ALLSTATE CORP COM$795K$1.3M<0.1%
UTD STATES TREAS ZERO CPN 0% DUE$1.5M$1.3M<0.1%
HUNT J B TRANS SVCS INC COM$1.3M$1.3M<0.1%
WSP GLOBAL INC COM NPV$1.3M$1.3M<0.1%
NATIONAL GRID ORD GBP0.12431289$1.3M$1.3M<0.1%
UNITED STATES TREAS SEC STRIPPED INT PMT 00130 08-15-2046$1.6M$1.3M<0.1%
ENERGIAS DE PORTUGAL SA EUR1(REGD)$1.8M$1.3M<0.1%
Table of Contents DISCO CORPORATION NPV$1.3M$1.3M<0.1%
ADR RYANAIR HLDGS PLC SPONSORED ADR NEW$1.1M$1.3M<0.1%
HOYA CORP NPV$1.2M$1.2M<0.1%
KEYENCE CORP NPV$1.3M$1.2M<0.1%
ELEVANCE HEALTH INC$526K$1.2M<0.1%
PARTNERS GROUP HLG CHF0.01 (REGD)$1.3M$1.2M<0.1%
WYNN RESORTS LTD COM$1.3M$1.2M<0.1%
CIE DE ST-GOBAIN EUR4$1.3M$1.2M<0.1%
UNITED STATES TREAS BD STRIPPED PRIN PMT00088 08-15-2041 (UNDDATE) REG$1.2M$1.2M<0.1%
TYSON FOODS INC CL A COM (DELAWARE)$1.0M$1.2M<0.1%
HUB INTL LTD TERM LOAN 06-20-2030$1.2M$1.2M<0.1%
ASSUREDPARTNERS, INC TERM LOAN B5 SR SECD TL 02-08-2031$1.1M$1.1M<0.1%
ULVAC INC NPV$1.9M$1.1M<0.1%
UTD STATES TREAS ZERO CPN 0% DUE$1.1M$1.1M<0.1%
PERMIAN RES CORP CL A$1.1M$1.1M<0.1%
UTD STATES TREAS ZERO CPN 0% DUE$1.2M$1.1M<0.1%
Showing top 200 of 635 investments by value.