How big is Thekey's plan?

Thekey's plan reported $32.3M in assets and 9,548 participants for 2024.

Original filing (PDF)20251007111100NAL0004483025001

Thekey

Name: Thekey — Thekey 401(k) Plan, Form 5500 (2024)
Creator: Thekey
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Thekey 401(k) Plan

401(k) retirement plan · Thekey's Thekey 401(k) Plan held $32.3M in plan assets for 9,548 participants in 2024, with Ascensus as recordkeeper.

Signals · 1

Corrective distributions issued

Active participants

9,548

Accounts w/ balance

1,587

Plan assets (EOY)

$32.3M

Net assets (EOY)

$32.3M

People on this filing

Brian Caffrey signed Thekey's 2024 Form 5500 as plan administrator.

Brian Caffrey — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Thekey's EIN is 37-1616114.

EIN 37-1616114

Plan number 001

Plan year 2024

ACK ID 20251007111100NAL0004483025001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Thekey from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Thekey's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THEKEY.

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How this plan invests

This plan

25 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Total administrative cost in the bottom quartile of peers (14th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (1st percentile).
Bottom-decile employer contributions per participant (6th percentile).

Plan sponsor

Name

THEKEY

EIN

all filings

Address

7777 FAY AVE · SUITE 210 · LA JOLLA, CA · 92037

Phone

(888) 874-8088

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-07

Pension benefit codes

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$60K	—

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
SHAREBUILDER ADVISOR LLC	—	SEATTLE, WA	NONE	$130K	—

Investments

25 direct securities· $32.2M(100% of reported assets)

Mutual Funds

$22.0M

11 holdings

Other securities

$5.9M

8 holdings

Common Collective Trusts

$2.9M

2 holdings

Participant loans

$779K

1 holding

Real Estate

$608K

1 holding

U.S. Treasuries

$56K

1 holding

Common Stocks

$12K

1 holding

					% of plan
Schwab U.S. Large-Cap Growth ETF Schwab 0	Mutual Funds	—	—	$4.8M	15.0%
Vanguard Total Bond Market ETF Vanguard 0	Mutual Funds	—	—	$4.6M	14.4%
Vanguard S&P 500 ETF Vanguard 0	Common Collective Trusts	—	—	$2.8M	8.6%
Vanguard Value Index ETF Vanguard 0	Mutual Funds	—	—	$2.5M	7.6%
iShares 0-5 Year TIPS Bond ETF iShares 0	Other securities	—	—	$2.4M	7.6%
Invesco QQQ Trust Invesco 0	Mutual Funds	—	—	$2.4M	7.6%
Schwab U.S. Small-Cap ETF Schwab 0	Mutual Funds	—	—	$2.3M	7.0%
Schwab Short-Term U.S. Treasury ETF Schwab 0	Mutual Funds	—	—	$2.1M	6.5%
SPDR Index Ptf Devel World ex-US ETF SPDR 0	Other securities	—	—	$2.0M	6.3%
Vanguard Mid Cap Index ETF Vanguard 0	Mutual Funds	—	—	$2.0M	6.3%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$779K	2.4%
Vanguard Cash Reserves Federal MM Adm Vanguard 0	Mutual Funds	—	—	$750K	2.3%
SPDR S&P Emerging Markets ETF SPDR 0	Other securities	—	—	$660K	2.0%
Select Sector SPDR ETF SPDR 0	Real Estate	—	—	$608K	1.9%
Schwab US Dividend Equity ETF Schwab 0	Mutual Funds	—	—	$343K	1.1%
SPDR Dow Jones Industrial Average ETF SPDR 0	Other securities	—	—	$308K	1.0%
Aberdeen Standard Gold ETF Trust Aberdeen 0	Other securities	—	—	$171K	0.5%
iShares ESG MSCI KLD 400 ETF iShares 0	Other securities	—	—	$128K	0.4%
SPDR S&P 500 Fossil Fuel Res Free ETF SPDR 0	Common Collective Trusts	—	—	$118K	0.4%
Vanguard Interm-Term Treas Index ETF Vanguard 0	Mutual Funds	—	—	$67K	0.2%
iShares Core Intl Aggregate Bond ETF iShares 0	Other securities	—	—	$60K	0.2%
Vanguard Emerging Markets Govt Bond ETF Vanguard 0	U.S. Treasuries	—	—	$56K	0.2%
iShares ESG Aware MSCI USA ETF iShares 0	Other securities	—	—	$48K	0.1%
Invesco DB Commodity Index Tracking Invesco 0	Mutual Funds	—	—	$26K	<0.1%
Contribution Account Ascensus Trust Company 0	Common Stocks	—	—	$12K	<0.1%