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Original filing (PDF)20251010130437NAL0007755009001
ASHTON WOODS USA, LLC.
Form 5500
FILING_RECEIVED
ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,312
Accounts w/ balance
1,768
Plan assets (EOY)
$118.4M
Net assets (EOY)
$118.4M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASHTON WOODS USA, LLC..
Plan sponsor
Name
ASHTON WOODS USA, LLC.
EIN
37-1590746
Address
3820 MANSELL ROAD SUITE 400 · ALPHARETTA, GA · 30022
Phone
(678) 597-2136
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WINDHAM BRANNON, LLC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT S | 48-5213032 | — | SERVICE PROVIDER | $75K | — |
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $24K | — |
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $23K | — |
| WINDHAM BRANNON | 58-1763439 | — | SERVICE PROVIDER | $16K | — |
| MORNINGSTAR | 36-3297908 | — | SERVICE PROVIDER | $0 | — |
Investments
33 direct securities · 1 pooled fund· $233.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$118.4M
33 holdings
Pooled Separate Account
$114.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $114.6M | 96.9% | |
| Vangrd Tot St Mkt Indx Fd Adm Registered Investment Company | — | — | — | $14.9M | 12.6% | |
| party date,rate of interest, collateral, par, or maturity date AmCen Ultra Fund R6 Registered Investment Company | — | — | — | $12.8M | 10.8% | |
| Vangrd Trgt Retire 2040 Fd Registered Investment Company | — | — | — | $8.9M | 7.5% | |
| Vangrd Trgt Retire 2035 Fd Registered Investment Company | — | — | — | $8.4M | 7.1% | |
| As of December 31, 2024 Vangrd Trgt Retire 2045 Fd Registered Investment Company | — | — | — | $6.4M | 5.4% | |
| Vangrd Trgt Retire 2055 Fd Registered Investment Company | — | — | — | $6.4M | 5.4% | |
| JPMorgan Equity Income Fund R6 Registered Investment Company | — | — | — | $6.1M | 5.1% | |
| Vangrd Trgt Retire 2050 Fd Registered Investment Company | — | — | — | $5.1M | 4.3% | |
| Voya Intermediate Bond Fund R6 Registered Investment Company | — | — | — | $4.7M | 3.9% | |
| Vangrd Trgt Retire 2060 Fd Registered Investment Company | — | — | — | $4.4M | 3.8% | |
| Vangrd Trgt Retire 2030 Fd Registered Investment Company | — | — | — | $4.4M | 3.7% | |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $4.0M | 3.4% | |
| Vangrd Trgt Retire 2025 Fd Registered Investment Company | — | — | — | $3.9M | 3.3% | |
| Vangrd SmlCp Indx Fd Admiral Registered Investment Company | — | — | — | $3.1M | 2.6% | |
| Neuberg Berm MdCp Grw Fnd R6 Registered Investment Company | — | — | — | $3.0M | 2.6% | |
| Voya Fixed Account (4062) Insurance Company General Account | — | — | — | $2.9M | 2.4% | |
| Vangrd Balanced Index Fnd Adm Registered Investment Company | — | — | — | $2.6M | 2.2% | |
| MFS Mid Cap Value Fund R6 Registered Investment Company | — | — | — | $2.4M | 2.0% | |
| Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $2.2M | 1.9% | |
| ClrBrg SmCp Grw Fd IS Registered Investment Company | — | — | — | $1.9M | 1.6% | |
| PIMCO High Yield Fund Ins Registered Investment Company | — | — | — | $1.7M | 1.5% | |
| DFA Real Estate Secs Port Ins Registered Investment Company | — | — | — | $1.3M | 1.1% | |
| Vangrd Trgt Retire 2065 Fd Registered Investment Company | — | — | — | $993K | 0.8% | |
| LOAN FUND Participant Loans - Rates 4.25% to 9.50% | — | — | — | $845K | 0.7% | |
| American Funds New World R6 Registered Investment Company | — | — | — | $837K | 0.7% | |
| DFA Infl-Prot Sec Port Ins Registered Investment Company | — | — | — | $724K | 0.6% | |
| MFS International Grw Fund R6 Registered Investment Company | — | — | — | $711K | 0.6% | |
| DFA US Targeted Vl Port Ins Registered Investment Company | — | — | — | $635K | 0.5% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $606K | 0.5% | |
| Vangrd Trgt Retire Inc Fd Registered Investment Company | — | — | — | $583K | 0.5% | |
| Vangrd Trgt Retire 2020 Fd Registered Investment Company | — | — | — | $549K | 0.5% | |
| PIMCO CmmdtPLUS Str Is Registered Investment Company | — | — | — | $267K | 0.2% | |
| Vangrd Trgt Retire 2070 Fd Registered Investment Company | — | — | — | $10K | <0.1% |