How big is DBA CAIA Association's plan?

DBA CAIA Association's plan reported $5.4M in assets and 31 participants for 2024.

Original filing (PDF)20251013140444NAL0002124656001

DBA CAIA Association

Name: DBA CAIA Association — CAIA 401(k) Plan, Form 5500 (2024)
Creator: DBA CAIA Association
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

CAIA 401(k) Plan

401(k) retirement plan · DBA CAIA Association's CAIA 401(k) Plan held $5.4M in plan assets for 31 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$5.4M

Net assets (EOY)

$5.4M

People on this filing

Bradley Ambani signed DBA CAIA Association's 2024 Form 5500 as plan administrator.

Bradley Ambani — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

DBA CAIA Association's EIN is 37-1428113.

EIN 37-1428113

Plan number 001

Plan year 2024

ACK ID 20251013140444NAL0002124656001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for DBA CAIA Association from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

DBA CAIA Association's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for DBA CAIA ASSOCIATION.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High account-holder ratio — balance-holders per active participant in the top 15% of peers (86th percentile).

Plan sponsor

Name

DBA CAIA ASSOCIATION

EIN

all filings

Address

11 AMITY STREET · AMHERST, MA · 01002

Phone

(413) 549-3371

Industry

Other Services (ex. Public Admin)

Plan administrator