Back to filter
Original filing (PDF)20251009081933NAL0006282257001
AF HOLDING CO.
Form 5500
FILING_RECEIVED
AF HOLDING CO. & SUBSIDIARIES RETIREMENT PLAN
401(k) retirement plan
Active participants
413
Accounts w/ balance
581
Plan assets (EOY)
$47.6M
Net assets (EOY)
$47.6M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AF HOLDING CO..
Plan sponsor
Name
AF HOLDING CO.
EIN
37-1387036
Address
811 SOUTH HAMILTON STREET · SULLIVAN, IL · 61951
Phone
(217) 728-8388
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $162K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SMITH MOORE | — | OVERLAND, KS | BROKER/ADVISER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BKD LLP | — | SPRINGFIELD, MO | AUDITOR | $5K | — |
Investments
30 direct securities · 1 pooled fund· $47.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.4M
29 holdings
Common Collective Trust
$1.8M
1 holding
Mutual Funds
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K 8,924 shares | — | — | — | $6.1M | 12.9% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 304,700 shares | — | — | — | $5.3M | 11.1% | |
| JPMORGAN LARGE CAP GROWTH R6 44,342 shares | — | — | — | $3.7M | 7.8% | |
| ISHARES MSCI EAFE INTERNATIONAL INDEX K 22 shares 331 MFS INTL DIVERSIFICATION R6 119,263 shares | — | — | — | $2.7M | 5.7% | |
| MFS VALUE R6 54,022 shares | — | — | — | $2.6M | 5.5% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 122,312 shares | — | — | — | $2.3M | 4.9% | |
| ISHARES RUSSEL MID-CAP INDEX K 146,658 shares | — | — | — | $2.2M | 4.6% | |
| ISHARES U.S. AGGREGATE BOND INDEX K 22 shares 199 DODGE & COX INCOME - I 167,860 shares | — | — | — | $2.1M | 4.4% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 94,620 shares | — | — | — | $2.0M | 4.2% | |
| GALLIARD STABLE RETURN FUND C WELLS FARGO MUTUAL FUNDS · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $1.8M | 3.8% | |
| JPMORGAN MID CAP GROWTH R6 34,498 shares | — | — | — | $1.8M | 3.8% | |
| EMPOWER GUARANTEED INCOME FUND 60,678 shares | — | — | — | $1.5M | 3.2% | |
| ISHARES RUSSEL 2000 SMALL-CAP INDEX K 61,757 shares | — | — | — | $1.5M | 3.2% | |
| AMERICAN FUNDS STRATEGIC BOND R6 167,363 shares | — | — | — | $1.5M | 3.2% | |
| PIMCO INCOME INSTL 28,852 shares | — | — | — | $1.3M | 2.8% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 61,255 shares | — | — | — | $1.3M | 2.6% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 85,981 shares | — | — | — | $1.2M | 2.4% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 75,485 shares | — | — | — | $1.1M | 2.4% | |
| MFS MID CAP VALUE R6 30,138 shares | — | — | — | $958K | 2.0% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 43,549 shares | — | — | — | $910K | 1.9% | |
| COHEN & STEERS REAL ESTATE SECURITIES I 42,539 shares | — | — | — | $734K | 1.5% | |
| T. ROWE PRICE ALL-CAP OPPORTUNITIES I 8,127 shares | — | — | — | $597K | 1.3% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 22,272 shares | — | — | — | $589K | 1.2% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 25,794 shares | — | — | — | $462K | 1.0% | |
| AMERICAN FUNDS NEW WORLD R6 4,543 shares | — | — | — | $350K | 0.7% | |
| PIMCO COMMODITIESPLUS STRATEGY INSTL 22,378 shares | — | — | — | $149K | 0.3% | |
| AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 7,621 shares | — | — | — | $133K | 0.3% | |
| EATON VANCE INCOME FUND OF BOSTON R6 25,196 shares | — | — | — | $131K | 0.3% | |
| AMERICAN FUNDS 2070 TRGT DATE RETIRE R6 2,500 shares | — | — | — | $27K | <0.1% | |
| AMERICAN FUNDS 2015 TRGT DATE RETIRE R6 2,059 shares | — | — | — | $25K | <0.1% | |
| AMERICAN FUNDS 2010 TRGT DATE RETIRE R6 266 shares | Mutual Funds | — | — | $3K | <0.1% |