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Original filing (PDF)20251007144925NAL0004746225001
HIGHLAND VENTURES, LTD.
Form 5500
FILING_RECEIVED
HIGHLAND VENTURES, LTD. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
717
Accounts w/ balance
384
Plan assets (EOY)
$18.7M
Net assets (EOY)
$18.7M
How this plan invests
This plan
41 pooled trusts
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 54% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HIGHLAND VENTURES, LTD..
Plan sponsor
Name
HIGHLAND VENTURES, LTD.
EIN
37-1196789
Address
209 POWELL PLACE · BRENTWOOD, TN · 37027
Phone
(847) 904-9000
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FGMK FINANCIAL SERVICES, LLC | 20-0128147 | BANNOCKBURN, IL | TPA | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
Investments
1 direct security · 41 pooled funds· $18.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$18.5M
41 holdings
Uncategorized
$244K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS GROWTH FND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $3.7M | 19.9% | |
| AMERICAN FUNDS WASH MTUAL R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $2.9M | 15.7% | |
| INVESCO EQ WGHT S&P500 FD R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $2.1M | 11.2% | |
| AMERICAN FUNDS AM BALANCED R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $1.9M | 10.3% | |
| AMERICAN FUNDS EUROPACIFIC R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $1.5M | 7.8% | |
| VOYA FIXED ACCOUNT (4062) VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $1.3M | 7.0% | |
| AMERICAN FUNDS 2040 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $837K | 4.5% | |
| WSTASST CORE PLUS BOND FUND IS VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $483K | 2.6% | |
| AMERICAN FUNDS 2030 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $472K | 2.5% | |
| AMERICAN FUNDS 2045 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $325K | 1.7% | |
| AMERICAN FUNDS 2050 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $305K | 1.6% | |
| AMERICAN FUNDS 2015 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $282K | 1.5% | |
| AMERICAN FUNDS 2035 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $271K | 1.5% | |
| AMERICAN FUNDS 2055 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $256K | 1.4% | |
| FIRST EAGLE OVERSEAS FUND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $254K | 1.4% | |
| Participant loans Interest rates at 4.25% to 9.50% | — | — | — | $244K | 1.3% | |
| MACQUARIE SCIENCE & TECHNOLOGY FD N VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $240K | 1.3% | |
| AMERICAN FUNDS 2060 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $201K | 1.1% | |
| VANGRD SMALL-CAP INDEX FND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $178K | 1.0% | |
| AMERICAN FUNDS HI-INCOME TR R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $152K | 0.8% | |
| MACQUARIE MID CAP GROWTH FUND N VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $127K | 0.7% | |
| VANGRD FINANCIALS INDEX FD ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $116K | 0.6% | |
| AMERICAN FUNDS 2065 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $91K | 0.5% | |
| AMERICAN FUNDS 2010 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $80K | 0.4% | |
| FRANKLIN GOLD & PREC MTL FD R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $72K | 0.4% | |
| AMERICAN FUNDS 2025 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $39K | 0.2% | |
| VANGRD MID-CAP INDEX FUND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $31K | 0.2% | |
| COLUMBIA SEL MID CAP VALUE I3 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $31K | 0.2% | |
| VOYA GV MNY MKT F A (HLD ACCT) VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $23K | 0.1% | |
| FIDELITY 500 INDEX FUND VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $23K | 0.1% | |
| AMERICAN FUNDS NEW WORLD R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $22K | 0.1% | |
| FIRST EAGLE GLOBAL FUND I VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $20K | 0.1% | |
| INV INTL BOND FD R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $16K | <0.1% | |
| INV OPP GLOBAL FUND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $13K | <0.1% | |
| INV OPP INTL SM-MD CO FD R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $11K | <0.1% | |
| COHEN&STEERS INST RL SHARES VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $11K | <0.1% | |
| DFA US TARGETED VL PORT INS VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $11K | <0.1% | |
| AMERICAN FUNDS 2020 T DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $5K | <0.1% | |
| CLRBRG SMCP GRW FD IS VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $5K | <0.1% | |
| GUGGENHEIM FLOATING RATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $3K | <0.1% | |
| VANGRD UTILITIES IND FND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $3K | <0.1% | |
| AMERICAN FUNDS 2070 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-2094708 / PN 000 | Pooled Separate Account | — | — | $688 | <0.1% |
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