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Original filing (PDF)20250730153739NAL0002500579001
BACKLUND INVESTMENT CO
Form 5500
FILING_RECEIVED
BACKLUND INVESTMENT CO. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
Defined-contribution retirement plan
Signals · 2
76% in single holdingNo recordkeeper disclosed
Active participants
151
Accounts w/ balance
213
Plan assets (EOY)
$23.0M
Net assets (EOY)
$23.0M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Backlund Investment Co. 133,688 Shares" is 76% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (6 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BACKLUND INVESTMENT CO.
Plan sponsor
Name
BACKLUND INVESTMENT CO
EIN
37-0898008
Address
4818 NORTH PROSPECT ROAD · PEORIA HEIGHTS, IL · 61616
Phone
(309) 243-1040
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2E · Profit-sharing
2O · ESOP (non-leveraged)
2Q · S-corporation ESOP
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLENLLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $14K | — |
Investments
23 direct securities· $22.5M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Backlund Investment Co. 133,688 Shares | — | — | — | $17.2M | 74.7% | |
| Better Banks Rate - 4.00% | — | — | $1.4M | $1.4M | 5.9% | |
| Discover Bank Rate - 4.65%; Matures 9/18/28 | — | — | $350K | $362K | 1.6% | |
| US Bank Salt Lake City Rate - 4.55%; Matures 11/29/28 | — | — | $300K | $306K | 1.3% | |
| Enterprise Bank Rate - 4.35%; Matures 3/03/28 | — | — | $250K | $257K | 1.1% | |
| Wells Fargo Bank Rate - 4.55%; Matures 12/20/27 | — | — | $250K | $254K | 1.1% | |
| First Business Bank Rate - 4.00%; Matures 8/17/26 | — | — | $250K | $254K | 1.1% | |
| Discover Bank Rate - 4.40%; Matures 10/10/25 | — | — | $250K | $253K | 1.1% | |
| Capital One Rate - 3.45%; Matures 8/4/25 | — | — | $250K | $252K | 1.1% | |
| US Bank Salt Lake City Rate - 4.25%; Matures 2/22/28 | — | — | $250K | $252K | 1.1% | |
| Open Bank Los Angeles Rate - 4.35%; Matures 8/22/25 | — | — | $250K | $251K | 1.1% | |
| Illinois Credit Life Reinsurance Company, Ltd. 3,000 Shares | — | — | — | $241K | 1.0% | |
| Morgan Stanley Bank Rate - 4.60%; Matures 3/15/27 | — | — | $200K | $206K | 0.9% | |
| Morgan Stanley Bank Rate - 3.55%; Matures 9/15/25 | — | — | $200K | $201K | 0.9% | |
| Capital One Rate - 3.35%; Matures 6/30/25 | — | — | $200K | $199K | 0.9% | |
| State Bank of India NY Rate - 2.00%; Matures 1/22/25 | — | — | $159K | $160K | 0.7% | |
| Guggenheim Limited Duration Fund | — | — | $160K | $153K | 0.7% | |
| Pimco Low Duration Income Fund | — | — | $160K | $148K | 0.6% | |
| Hartford Strategic Income Fund | — | — | $160K | $134K | 0.6% | |
| OSAIC Rate - 4.19% | — | — | $6K | $6K | <0.1% | |
| State Street Bank & Trust Company Rate - 0.15% | — | — | $5K | $5K | <0.1% | |
| LPL Financial - Cash Rate - 0.70% | — | — | $4K | $4K | <0.1% | |
| LPL Financial - Money Market Rate - 4.18% | — | — | $3K | $3K | <0.1% |