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Original filing (PDF)20251015123604NAL0006272272001
COPE PLASTICS, INC.
Form 5500
FILING_RECEIVED
COPE PLASTICS, INC. PROFIT SHARING PLAN
401(k) retirement plan
Active participants
339
Accounts w/ balance
406
Plan assets (EOY)
$45.0M
Net assets (EOY)
$45.0M
How this plan invests
This plan
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COPE PLASTICS, INC..
Plan sponsor
Name
COPE PLASTICS, INC.
EIN
37-0774093
Address
4441 INDUSTRIAL DRIVE · ALTON, IL · 62002
Phone
(618) 467-7330
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
RICK & SHANNAHAN, CPA'S
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $70K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TFB ADVISORS, LLC | 88-2289092 | — | PLAN ADVISORY SERVICES | $86K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | 26-4311657 | — | INVESTMENT ADVISOR | $9K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TAX FAVORED BENEFITS, INC. | 48-1138820 | — | THIRD PARTY ADMINISTRATO | $15K | — |
Investments
42 direct securities· $44.9M(100% of reported assets)
Uncategorized
$41.4M
41 holdings
Guaranteed Income / GIC
$3.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Securities T. Rowe Price T. Rowe Price Blue Chip Growth Fund | — | — | — | $8.2M | 18.2% | |
| American Funds American Funds Washington Mutual Investors Fund Class R-6 | — | — | — | $5.9M | 13.2% | |
| * Nationwide Fixed Select Option | Guaranteed Income / GIC | — | — | $3.6M | 8.0% | |
| Vanguard 500 Index Fund Admiral Shares | — | — | — | $3.2M | 7.2% | |
| T. Rowe Price T. Rowe Price Integ U.S. Small-Cap Growth Equity Fund I Class | — | — | — | $3.1M | 6.9% | |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $2.7M | 6.0% | |
| American Funds American Funds Fundamental Investors® Class R-6 | — | — | — | $2.5M | 5.6% | |
| American Funds American Funds The Income Fund of America® Class R-6 | — | — | — | $1.8M | 3.9% | |
| Vanguard Target Retirement 2030 Fund Investor Shares | — | — | — | $1.7M | 3.7% | |
| Vanguard Total International Stock Index Fund Admiral Shares | — | — | — | $1.6M | 3.5% | |
| Vanguard Target Retirement 2040 Fund Investor Shares | — | — | — | $1.3M | 3.0% | |
| JP Morgan JPMorgan Mid Cap Growth Fund Class R5 | — | — | — | $1.3M | 2.9% | |
| Legg Mason Western Asset Core Bond Fund Class I | — | — | — | $852K | 1.9% | |
| Participants Participant Loans (Int. Rates @ 4.25% - 9.50%) - | — | — | — | $684K | 1.5% | |
| American Funds American Funds New Perspective Fund® Class R-6 | — | — | — | $658K | 1.5% | |
| Vanguard Target Retirement Income Fund Investor Shares | — | — | — | $615K | 1.4% | |
| Vanguard Target Retirement 2020 Fund Investor Shares | — | — | — | $535K | 1.2% | |
| Vanguard Balanced Index Fund Admiral Shares | — | — | — | $533K | 1.2% | |
| Vanguard Target Retirement 2045 Fund Investor Shares | — | — | — | $498K | 1.1% | |
| Vanguard Target Retirement 2055 Fund Investor Shares | — | — | — | $375K | 0.8% | |
| PIMCO Income Fund Institutional Class | — | — | — | $352K | 0.8% | |
| Vanguard Target Retirement 2025 Fund Investor Shares | — | — | — | $340K | 0.8% | |
| Vanguard Target Retirement 2050 Fund Investor Shares | — | — | — | $331K | 0.7% | |
| Vanguard Small-Cap Index Fund Admiral Shares | — | — | — | $314K | 0.7% | |
| Vanguard Target Retirement 2060 Fund Investor Shares | — | — | — | $314K | 0.7% | |
| Vanguard Total Bond Market Index Fund Admiral Shares | — | — | — | $306K | 0.7% | |
| Vanguard Target Retirement 2065 Fund Investor Shares | — | — | — | $211K | 0.5% | |
| Vanguard Selected Value Fund Investor Shares | — | — | — | $193K | 0.4% | |
| Vanguard Target Retirement 2035 Fund Investor Shares | — | — | — | $192K | 0.4% | |
| Vanguard Emerging Markets Stock Index Fund Admiral Shares | — | — | — | $189K | 0.4% | |
| Janus Henderson Janus Henderson Small Cap Value Fund Class N | — | — | — | $144K | 0.3% | |
| Vanguard Wellesley® Income Fund Admiral™ Shares | — | — | — | $137K | 0.3% | |
| Vanguard Real Estate Index Fund Admiral Shares | — | — | — | $108K | 0.2% | |
| Vanguard International Growth Fund Admiral Shares | — | — | — | $70K | 0.2% | |
| Federated Hermes Federated Government Obligations Fund-Premier | — | — | — | $38K | <0.1% | |
| Ameritas Cash Surrender Value of Life Insurance - | — | — | — | $25K | <0.1% | |
| PIMCO Investment Grade Credit Bond Fund Institutional Class | — | — | — | $21K | <0.1% | |
| William Blair William Blair Small Cap Growth Fund Class I | — | — | — | $15K | <0.1% | |
| American Century Inv. American Century Mid Cap Value Fund R6 Class | — | — | — | $14K | <0.1% | |
| Alliance Bernstein AB Discovery Growth Fund Class I | — | — | — | $13K | <0.1% | |
| BlackRock High Yield Bond Portfolio Institutional Shares | — | — | — | $12K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Investor Class | — | — | — | $3K | <0.1% |