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Original filing (PDF)20250603175758NAL0029016114001
CARTHAGE COLLEGE
Form 5500
FILING_RECEIVED
CARTHAGE COLLEGE DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
510
Accounts w/ balance
980
Plan assets (EOY)
$131.4M
Net assets (EOY)
$131.4M
How this plan invests
This plan
1 pooled trust
Schedule D
77 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARTHAGE COLLEGE.
Plan sponsor
Name
CARTHAGE COLLEGE
EIN
37-0661496
Address
2001 ALFORD PARK DRIVE · KENOSHA, WI · 53140
Phone
(262) 551-6200
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-03
Pension benefit codes
2L · 403(b)(1) annuity
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGER BENEFIT SERVICES, INC. | 36-4291971 | — | NONE | $71K | — |
| TIAA-TEACHERS INSURANCE & ANNUITY | 13-1624203 | — | NONE | $37K | — |
Investments
76 direct securities · 1 pooled fund· $131.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$127.8M
76 holdings
Pooled Separate Account
$3.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity | — | — | — | $18.3M | 14.0% | |
| CREF Stock | — | — | — | $14.1M | 10.7% | |
| CREF Growth | — | — | — | $7.5M | 5.7% | |
| TIAA Traditional Annuity | — | — | — | $6.5M | 4.9% | |
| CREF Global Equities | — | — | — | $4.9M | 3.7% | |
| Vanguard Target Ret 2030 Inv | — | — | — | $4.3M | 3.2% | |
| CREF Social Choice | — | — | — | $3.7M | 2.8% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $3.6M | 2.7% | |
| NuVeen Lifecycle 2030-Rtmt | — | — | — | $3.5M | 2.6% | |
| NuVeen Lifecycle 2040-Rtmt | — | — | — | $2.7M | 2.1% | |
| CREF Bond Market | — | — | — | $2.7M | 2.1% | |
| NuVeen Intl Eq Idx-Rtmt | — | — | — | $2.7M | 2.0% | |
| Vanguard 500 Idx Adm | — | — | — | $2.6M | 2.0% | |
| NuVeen Lifecycle 2035-Rtmt | — | — | — | $2.6M | 2.0% | |
| Vanguard Target Ret 2045 Inv | — | — | — | $2.5M | 1.9% | |
| NuVeen Lg-Cap Val Idx-Rtmt | — | — | — | $2.2M | 1.7% | |
| NuVeen Lg-Cap Val-Rtmt | — | — | — | $2.2M | 1.7% | |
| NuVeen Large Cap Resp Eq-Rtmt | — | — | — | $2.1M | 1.6% | |
| NuVeen Qt Sml Cap Eq Rtmt | — | — | — | $2.0M | 1.5% | |
| Vanguard Target Ret 2025 Inv | — | — | — | $2.0M | 1.5% | |
| Vanguard Target Ret 2050 Inv | — | — | — | $1.9M | 1.4% | |
| Vanguard Ttl Stk Mkt Idx Adm | — | — | — | $1.7M | 1.3% | |
| CREF Equity Index | — | — | — | $1.7M | 1.3% | |
| Vanguard Target Ret 2035 Inv | — | — | — | $1.7M | 1.3% | |
| CREF Inflation-Linked Bond | — | — | — | $1.7M | 1.3% | |
| Vanguard Target Ret 2040 Inv | — | — | — | $1.6M | 1.2% | |
| NuVeen Emrg Mkt Eq Idx-Rtmt | — | — | — | $1.4M | 1.1% | |
| NuVeen Lifecycle 2025-Rtmt | — | — | — | $1.4M | 1.1% | |
| NuVeen Core Eq-Rtmt | — | — | — | $1.4M | 1.0% | |
| NuVeen Real Est Secs-Rtmt | — | — | — | $1.3M | 1.0% | |
| Vanguard Target Ret 2055 Inv | — | — | — | $1.3M | 1.0% | |
| Vanguard Ttl Intl Stk Idx Adm | — | — | — | $1.2M | 0.9% | |
| NuVeen Lg-Cap Gr Idx-Rtmt | — | — | — | $1.2M | 0.9% | |
| American Fd New Perspective R6 | — | — | — | $1.0M | 0.8% | |
| Vanguard Small-Cap Idx Adm | — | — | — | $1.0M | 0.8% | |
| NuVeen S&P 500 Idx-Rtmt | — | — | — | $915K | 0.7% | |
| NuVeen Lifecycle 2050-Rtmt | — | — | — | $858K | 0.7% | |
| NuVeen Lifecycle 2015-Rtmt 819 * NuVeen Lifecycle 2020-Rtmt | — | — | — | $839K | 0.6% | |
| NuVeen Lifecycle 2045-Rtmt | — | — | — | $796K | 0.6% | |
| NuVeen High-Yield-Rtmt | — | — | — | $739K | 0.6% | |
| NuVeen Sm-Cap Bl Idx-Rtmt | — | — | — | $737K | 0.6% | |
| CREF Money Market | — | — | — | $663K | 0.5% | |
| Vanguard Mid-Cap Idx Adm | — | — | — | $659K | 0.5% | |
| BlackRock Hgh Yld Bd Portf K | — | — | — | $639K | 0.5% | |
| NuVeen Intl Eq-Rtmt | — | — | — | $639K | 0.5% | |
| NuVeen Mid-Cap Val-Rtmt | — | — | — | $632K | 0.5% | |
| Columbia Dividend Income Inst3 | — | — | — | $624K | 0.5% | |
| PGIM Short-Term Corp Bd R6 | — | — | — | $588K | 0.4% | |
| Vanguard Ttl Bd Mkt Idx Adm | — | — | — | $523K | 0.4% | |
| American Funds Balanced Fd R6 | — | — | — | $506K | 0.4% | |
| Vanguard Target Ret 2060 Inv | — | — | — | $475K | 0.4% | |
| NuVeen Lifecycle 2010-Rtmt | — | — | — | $445K | 0.3% | |
| Vanguard Real Estate Idx Adm | — | — | — | $415K | 0.3% | |
| American EuroPac Growth R6 | — | — | — | $389K | 0.3% | |
| Vanguard Target Ret 2020 Inv | — | — | — | $370K | 0.3% | |
| Vanguard Growth Index Adm | — | — | — | $349K | 0.3% | |
| Hartford International Opp Y | — | — | — | $346K | 0.3% | |
| NuVeen Lifecycle 2055-Rtmt | — | — | — | $327K | 0.2% | |
| NuVeen Mid-Cap Gr-Rtmt | — | — | — | $325K | 0.2% | |
| TIAA Stable Value | — | — | — | $319K | 0.2% | |
| Allspring Spec Mid Cap Val R6 | — | — | — | $308K | 0.2% | |
| Vanguard Target Retirement Income | — | — | — | $304K | 0.2% | |
| DFA Inflation ProtSecPortInst | — | — | — | $283K | 0.2% | |
| JPMorgan US Equity R6 | — | — | — | $279K | 0.2% | |
| Calvert US Large Cap Core RespldxR6 | — | — | — | $246K | 0.2% | |
| NuVeen Eq Index-Rtmt | — | — | — | $239K | 0.2% | |
| Allspring Spec SmallCap Val R6 | — | — | — | $230K | 0.2% | |
| American Funds New World R6 | — | — | — | $225K | 0.2% | |
| Vanguard Target Ret 2065 Inv | — | — | — | $158K | 0.1% | |
| Vanguard Small-Cap Grw Idx Adm | — | — | — | $150K | 0.1% | |
| JPMorgan Mid Cap Gro Fd Cl R6 | — | — | — | $130K | <0.1% | |
| NuVeen Short-Term Bond-Rtmt | — | — | — | $129K | <0.1% | |
| NuVeen Lfcyle Rtmt Inc-Rtmt | — | — | — | $113K | <0.1% | |
| T. Rowe Price Blue Chip Gr I | — | — | — | $58K | <0.1% | |
| Participants Participant Loans Rates from 3.50% to 9.50% - | — | — | — | $55K | <0.1% | |
| Vanguard Target Ret 2070 | — | — | — | $48K | <0.1% | |
| Columbia Total Return Bond Advisor | — | — | — | $26K | <0.1% |
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