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Original filing (PDF)20251014132535NAL0001416403001
MARSHALL BROWNING HOSPITAL ASSOCIATION
Form 5500
FILING_RECEIVED
MARSHALL BROWNING HOSPITAL ASSOCIATION TAX DEFERRED ANNUITY PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
310
Accounts w/ balance
193
Plan assets (EOY)
$16.6M
Net assets (EOY)
$16.6M
How this plan invests
This plan
1 pooled trust
Schedule D
52 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 62% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MARSHALL BROWNING HOSPITAL ASSOCIATION.
Plan sponsor
Name
MARSHALL BROWNING HOSPITAL ASSOCIATION
EIN
37-0661218
Address
PO BOX 192 · DU QUOIN, IL · 62832
Phone
(618) 542-2146
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD D JONES AND CO | 43-0345811 | — | NONE | $39K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $1K | — |
Investments
51 direct securities · 1 pooled fund· $28.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$16.1M
51 holdings
Pooled Separate Account
$12.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $12.2M | 73.6% | |
| American United Life Insurance Company | — | — | — | $4.0M | 24.0% | |
| American Funds Amcap R4 | — | — | — | $1.5M | 9.0% | |
| Fidelity VIP Growth | — | — | — | $987K | 5.9% | |
| State Street Equity 500 | — | — | — | $913K | 5.5% | |
| Fidelity VIP Asset Manager | — | — | — | $690K | 4.2% | |
| Amer Fds American Balanced R4 | — | — | — | $666K | 4.0% | |
| Amer Fds 2050 Trgt Date Ret R4 | — | — | — | $485K | 2.9% | |
| T Rowe Price Equity Income | — | — | — | $449K | 2.7% | |
| Fidelity VIP Contrafund | — | — | — | $409K | 2.5% | |
| Fidelity VIP High Income | — | — | — | $399K | 2.4% | |
| American Funds Fundamental Inv R4 | — | — | — | $389K | 2.3% | |
| Amerfds Cap World Grth&Inc R4 | — | — | — | $378K | 2.3% | |
| Vic Pioneer Equity Income Y | — | — | — | $348K | 2.1% | |
| Lvip Amercent Cap App Stdii | — | — | — | $307K | 1.8% | |
| Goldman Sachs Large Cap Growth | — | — | — | $293K | 1.8% | |
| Amer Fds 2045 Trgt Date Ret R4 | — | — | — | $263K | 1.6% | |
| Amer Fds 2055 Trgt Date Ret R4 | — | — | — | $262K | 1.6% | |
| Steward Global Equity Income A | — | — | — | $235K | 1.4% | |
| Amer Fds 2025 Trgt Date Ret R4 | — | — | — | $232K | 1.4% | |
| Janus Hen Balanced Port S | — | — | — | $222K | 1.3% | |
| AUL Stable Value Account | — | — | — | $207K | 1.2% | |
| Participant loans | — | — | $0 | $200K | 1.2% | |
| Amer Fds 2060 Trgt Date Ret R4 | — | — | — | $198K | 1.2% | |
| Amer Fds 2035 Trgt Date Ret R4 | — | — | — | $170K | 1.0% | |
| Goldman Sachs Mid Cap Value | — | — | — | $169K | 1.0% | |
| Amer Fds 2030 Trgt Date Ret R4 | — | — | — | $164K | 1.0% | |
| Vanguard Vif Small Comp Grth Ins | — | — | — | $156K | 0.9% | |
| Invesco Main St Mid Cap Y | — | — | — | $145K | 0.9% | |
| Lord Abbett Val Ops P | — | — | — | $140K | 0.8% | |
| Troweprice Bluechip Grth R | — | — | — | $131K | 0.8% | |
| Fidelity VIP Equity Income | — | — | — | $123K | 0.7% | |
| CRM Midcap Val | — | — | — | $118K | 0.7% | |
| Columbia Small Cap Index A | — | — | — | $117K | 0.7% | |
| Amer Fds 2015 Trgt Date Ret R4 | — | — | — | $100K | 0.6% | |
| Victory Pioneer Select Mid Cap | — | — | — | $98K | 0.6% | |
| Amer Fds New Perspective R4 | — | — | — | $92K | 0.6% | |
| Amer Fds 2010 Trgt Date Ret R4 | — | — | — | $82K | 0.5% | |
| PIMCO Total Return | — | — | — | $80K | 0.5% | |
| Nuveen Intl EQ Idx Retire | — | — | — | $68K | 0.4% | |
| Pioneer Bond Y | — | — | — | $32K | 0.2% | |
| Amercent Smcap Val Inv | — | — | — | $30K | 0.2% | |
| Amer Fds 2020 Trgt Date Ret R4 | — | — | — | $28K | 0.2% | |
| Fidelity VIP Overseas | — | — | — | $24K | 0.1% | |
| Amer Fds 2065 Trgt Date Ret R4 | — | — | — | $20K | 0.1% | |
| Columbia Mid Cap Index A | — | — | — | $16K | <0.1% | |
| Franklin Mutual Global Disc Z | — | — | — | $11K | <0.1% | |
| Invesco Val Opp Y | — | — | — | $8K | <0.1% | |
| Amercent Heritage Inv | — | — | — | $4K | <0.1% | |
| American United Life Insurance Company | — | — | — | $2K | <0.1% | |
| Hartford Sch US Mc Opp R4 | — | — | — | $37 | <0.1% | |
| MFS Intl New Discovery A | — | — | — | $34 | <0.1% |