Original filing (PDF)20260113113328NAL0019093184002

TRUSTEES OF ALLIED WORKERS UNION LOCAL NO 3 PENSION PLAN SALES DIVISIO

Name: TRUSTEES OF ALLIED WORKERS UNION LOCAL NO 3 PENSION PLAN SALES DIVISIO — LIQUOR AND ALLIED WORKERS LOCAL NO. 3 PENSION FUND SALESMEN DIVISION, Form 5500 (2024)
Creator: TRUSTEES OF ALLIED WORKERS UNION LOCAL NO 3 PENSION PLAN SALES DIVISIO

Form 5500

FILING_RECEIVED

LIQUOR AND ALLIED WORKERS LOCAL NO. 3 PENSION FUND SALESMEN DIVISION

Defined-benefit pension plan

Signals · 2

No recordkeeper disclosed12 service providers

Active participants

1,170

Accounts w/ balance

—

Plan assets (EOY)

$162.5M

Net assets (EOY)

$162.5M

How this plan invests

This plan

194 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

61 bps in Schedule C fees — 508% above peer band of 10 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF ALLIED WORKERS UNION LOCAL NO 3 PENSION PLAN SALES DIVISIO.

Plan sponsor

Name

TRUSTEES OF ALLIED WORKERS UNION LOCAL NO 3 PENSION PLAN SALES DIVISIO

EIN

36-6527340

Address

7716 MADISON STREET · RIVER FOREST, IL · 603052102

Phone

(312) 243-4300

Industry

Wholesale Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-04-01

Tax period

2025-03-31

Filed

2026-01-13

Pension benefit codes

1A · Pay-related DB formula

Audit & trust (Schedule H)

Auditor

CALIBRE CPA GROUP, PLLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

12 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
KEEBECK WEALTH MANAGEMENT	83-0689199	—	NONE	$616K	—
SEGAL CONSULTING	—	CHICAGO, IL	NONE	$83K	—
LIQUOR WORKERS LOCAL 3	36-4044987	—	RELATED UNION-RENT/ADMIN	$68K	—
NICK THOMPSON	—	CHICAGO, IL	NONE	$54K	—
JAMES H. DUFF	36-6527340	—	ADMINISTRATOR	$43K	—
BELMONT BANK	—	CHICAGO, IL	NONE	$33K	—
CALIBRE CPA GROUP, PLLC	47-0900880	—	NONE	$30K	—
MCGANN KETTERMAN & RIOUX	—	CHICAGO, IL	NONE	$19K	—
PROFESSIONAL ACCOUNTING SERVICES, L	92-1530140	—	NONE	$18K	—
PATRICK CALIHAN	36-2607186	—	NONE	$17K	—
SIGNAL PATH SOLUTIONS	—	RIVER FOREST, IL	NONE	$9K	—
ELITE ADMINISTRATION AND INSURANCE	36-2238689	—	NONE	$0	—

Investments

193 direct securities· $157.4M(97% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
US Treasury Bill	—	19,206,000	$12.6M	$13.1M	8.0%
Ishares TR Core S&P 500 ETF	—	14,783	$7.8M	$8.3M	5.1%
Abbey Captial Futures Strategy Fund Class I	—	642,202	$7.0M	$6.9M	4.3%
US Treasury Bill	—	6,850,000	$6.7M	$6.7M	4.1%
DFA U.S. Core Equity 1 Portfolio	—	153,497	$6.1M	$6.3M	3.9%
DFA U.S. Vector Equity Fund Institutional Class	—	182,129	$4.8M	$4.7M	2.9%
AG M ortgage Value Partners, LTD	—	—	$4.4M	$4.7M	2.9%
Ishares TR M SCI USA Quality Factor ETF	—	26,360	$4.4M	$4.5M	2.8%
Wisdomtree Floating Rate Treasury Fund	—	88,710	$4.5M	$4.5M	2.7%
Ishares TR S&P 500 Growth ETF	—	44,266	$3.9M	$4.1M	2.5%
US Treasury Bill	—	3,975,000	$3.5M	$3.7M	2.3%
DFA Emerging M arkets Core Equity	—	158,430	$3.6M	$3.7M	2.3%
US Treasury Bill	—	3,475,000	$3.4M	$3.5M	2.1%
Blackrock ETF TR US Equity Factor Rotation ETF	—	70,996	$3.2M	$3.5M	2.1%
CD- Belmont Bank #1030713911	—	—	$3.3M	$3.3M	2.0%
CD- Belmont Bank #1030425649	—	—	$3.0M	$3.0M	1.8%
Ishares TR S&P 500 Value ETF	—	15,621	$3.0M	$3.0M	1.8%
CD- Belmont Bank #1030387682	—	—	$3.0M	$3.0M	1.8%
CD- Belmont Bank #1030750809	—	—	$2.7M	$2.7M	1.7%
CD- Belmont Bank #1029809166	—	—	$2.5M	$2.5M	1.6%
Ishares TR M SCI EAFE Value ETF	—	40,794	$2.3M	$2.4M	1.5%
Dreyfus Ins Deposit Program I	—	—	$2.1M	$2.1M	1.3%
M onroe Capital Private Credit Lux Non Treaty Feeder	—	—	$1.5M	$1.6M	1.0%
Ishares TR M SCI EAFE Growthe EFT	—	15,145	$1.6M	$1.5M	0.9%
Ishares TR US Technology ETF	—	9,619	$1.3M	$1.4M	0.8%
M atthews Pacific Tiger Fund	—	76,616	$1.4M	$1.4M	0.8%
Crescent Cove Capital IV, LP	—	—	$1.3M	$1.3M	0.8%
Apple Inc.	—	5,647	$982K	$1.3M	0.8%
Vaneck Vectors ETF	—	51,880	$1.3M	$1.2M	0.8%
Ishares Inc M SCI Emerging M KTS EX China ETF	—	21,961	$1.3M	$1.2M	0.7%
Ishares Inc Core M SCI Emerging M arkets ETF	—	22,205	$1.2M	$1.2M	0.7%
Belmont Bank	—	—	$1.2M	$1.2M	0.7%
Gallagher Arthur J & Co	—	3,139	$814K	$1.1M	0.7%
Ishares TR M SCI USA M omentum Factor ETF	—	5,214	$1.1M	$1.1M	0.6%
Microsoft Corp Com	—	2,804	$1.2M	$1.1M	0.6%
Ishares TR S&P 100 ETF	—	3,816	$1.1M	$1.0M	0.6%
Kayne Private Energy Income Fund III Offshore LP	—	—	$960K	$969K	0.6%
Stryker Corp	—	2,461	$880K	$916K	0.6%
Mastercard Inc CL A	—	1,667	$791K	$914K	0.6%
Visa Inc Com	—	2,565	$716K	$899K	0.6%
Intercontinental Exchange	—	5,010	$706K	$864K	0.5%
TE Connectivity LTD	—	6,057	$883K	$856K	0.5%
KLA Corp Com	—	1,249	$871K	$849K	0.5%
Lowes COS Inc Com	—	3,359	$855K	$783K	0.5%
Abbvie Inc	—	3,715	$663K	$778K	0.5%
Broadcom Inc Com Average Unit	—	4,445	$559K	$744K	0.5%
Abbott Labs Com	—	5,545	$675K	$736K	0.5%
Jacobs Solutions Inc	—	5,882	$837K	$711K	0.4%
Ishares TR Ishares Currency Hedged M SCI EAFE ETF	—	18,869	$676K	$685K	0.4%
Lilly Eli & Co Com	—	802	$624K	$662K	0.4%
US Treasury Note	—	665,000	$615K	$644K	0.4%
Emerson Elec Co	—	5,805	$658K	$636K	0.4%
FNMA GTD Mtg Pass Thru	—	930,000	$624K	$625K	0.4%
RTX Corp	—	4,661	$459K	$617K	0.4%
United Health Group Inc Com	—	1,088	$539K	$570K	0.4%
FNMA GTD Mtg Pass Thru	—	675,000	$550K	$553K	0.3%
WEC Energy Group Inc	—	5,014	$516K	$546K	0.3%
Federal Home Ln Mtg Corp Partn	—	665,000	$534K	$537K	0.3%
Texas Instruments Inc	—	2,927	$514K	$526K	0.3%
Accenture PLC Ireland	—	1,664	$576K	$519K	0.3%
Moodys Corp Com	—	994	$391K	$463K	0.3%
Analog Devices Inc Com	—	2,230	$443K	$450K	0.3%
US Treasury Note	—	444,000	$445K	$448K	0.3%
Cognizant Technology Solutions Corp	—	5,757	$519K	$440K	0.3%
NASDAQ Inc	—	5,797	$458K	$440K	0.3%
US Treasury Note	—	434,000	$434K	$438K	0.3%
Amphenol Corp	—	6,573	$438K	$431K	0.3%
US Treasury Note	—	436,000	$415K	$426K	0.3%
Honeywell Intl Inc Com	—	1,935	$397K	$410K	0.3%
Zoetis Inc	—	2,427	$413K	$400K	0.2%
SCP VI TURNAROUND	—	—	$432K	$397K	0.2%
EOG Resources Inc	—	3,014	$386K	$387K	0.2%
US Treasury Note	—	364,000	$366K	$367K	0.2%
US Treasury Note	—	373,000	$362K	$363K	0.2%
Vulcan Matls Co	—	1,533	$441K	$358K	0.2%
US Treasury Note	—	353,000	$355K	$357K	0.2%
US Treasury Note	—	373,000	$337K	$344K	0.2%
Deere & Co	—	699	$287K	$328K	0.2%
US Treasury Note	—	323,000	$308K	$314K	0.2%
Palomar HLDGS Inc	—	2,012	$215K	$276K	0.2%
US Treasury Note	—	262,000	$267K	$268K	0.2%
FNMA GTD Mtg Pass Thru	—	315,000	$263K	$264K	0.2%
Federal Home Ln Mtg Corp Partn	—	365,000	$258K	$260K	0.2%
US Treasury Note	—	279,000	$254K	$258K	0.2%
CC Lambda Holdings VI LLC	—	—	$256K	$256K	0.2%
FNMA GTD Mtg Pass Thru	—	375,000	$248K	$252K	0.2%
US Treasury Note	—	275,000	$237K	$245K	0.2%
CVS Health Corp Sr Note	—	262,000	$232K	$242K	0.1%
FNMA GTD Mtg Pass Thru	—	240,000	$235K	$237K	0.1%
US Treasury Note	—	222,000	$225K	$227K	0.1%
S&P Global Inc Com Average Unit	—	443	$189K	$225K	0.1%
Huron Consulting	—	1,497	$180K	$215K	0.1%
FNMA GTD Mtg Pass Thru	—	259,000	$212K	$212K	0.1%
Stride Inc	—	1,672	$170K	$212K	0.1%
Sprouts FMRS MKT Inc	—	1,369	$195K	$209K	0.1%
Exlservice HLDGS Inc	—	4,344	$192K	$205K	0.1%
US Treasury Note	—	202,000	$200K	$202K	0.1%
Duolingo Inc	—	629	$202K	$195K	0.1%
US Treasury Note	—	192,000	$191K	$192K	0.1%
Texas Roadhpouse Inc	—	1,140	$219K	$190K	0.1%
Kinsale Cap Group Inc	—	366	$173K	$178K	0.1%
Catalyst Pharmaceuticals Inc	—	7,332	$167K	$178K	0.1%
Ensign Group Inc	—	1,353	$190K	$175K	0.1%
Lantheus HLDGS Inc	—	1,789	$147K	$175K	0.1%
United States Bancorp	—	171,000	$174K	$174K	0.1%
Remilty Global Inc	—	8,306	$181K	$173K	0.1%
M organ Stanley FXD to Floating RT	—	173,000	$168K	$171K	0.1%
Q2 HLDGS Inc	—	2,117	$209K	$169K	0.1%
Wells Fargo & Co	—	161,000	$168K	$163K	0.1%
HCA Inc	—	161,000	$162K	$163K	0.1%
Oracle Corp	—	163,000	$158K	$163K	0.1%
Merit Med Sys Inc	—	1,529	$160K	$162K	<0.1%
RTX Corp	—	150,000	$158K	$159K	<0.1%
Verra Mobility Corp	—	6,751	$156K	$152K	<0.1%
SPS Comm Inc	—	1,133	$187K	$150K	<0.1%
Freshworks Inc	—	10,501	$180K	$148K	<0.1%
Rambus Inc	—	2,830	$150K	$147K	<0.1%
Emcor Group Inc	—	394	$202K	$146K	<0.1%
Healthequity Inc	—	1,629	$167K	$144K	<0.1%
Vital Farms Inc	—	4,715	$145K	$144K	<0.1%
Green Brick Partners Inc	—	2,401	$166K	$140K	<0.1%
FNMA GTD Mtg Pass Thru	—	175,000	$139K	$139K	<0.1%
NMI HLDGS Inc	—	3,819	$144K	$138K	<0.1%
Belden Inc	—	1,368	$162K	$137K	<0.1%
Citigroup Inc Sr Note	—	141,000	$130K	$137K	<0.1%
Goldman Sachs Group SR Global	—	141,000	$131K	$137K	<0.1%
UFP Technologies Group Inc	—	671	$173K	$135K	<0.1%
JAMF HLDG Corp	—	11,058	$164K	$134K	<0.1%
FNMA GTD Mtg Pass Thru	—	175,000	$132K	$133K	<0.1%
Sterling Infrastructure Inc	—	1,174	$227K	$133K	<0.1%
US Treasury Note	—	131,000	$132K	$132K	<0.1%
FNMA GTD Mtg Pass Thru	—	150,000	$132K	$132K	<0.1%
Kinder M organ Inc	—	132,000	$131K	$132K	<0.1%
L3Harris Technologies Inc	—	130,000	$131K	$131K	<0.1%
Medpace HLDGS Inc	—	425	$135K	$129K	<0.1%
Comfort SYS USA Inc	—	401	$188K	$129K	<0.1%
Paylocity HLDG Corp	—	688	$135K	$129K	<0.1%
Addus Home Care Corp	—	1,302	$156K	$129K	<0.1%
US Treasury Note	—	141,000	$123K	$128K	<0.1%
Blackline Inc	—	2,616	$153K	$127K	<0.1%
FNMA GTD Mtg Pass Thru	—	300,000	$122K	$125K	<0.1%
Credo Technology Group Holding	—	3,103	$137K	$125K	<0.1%
General M TRS Co	—	125,000	$127K	$124K	<0.1%
Axos Finl Inc	—	1,907	$152K	$123K	<0.1%
Topbuild Corp	—	399	$139K	$122K	<0.1%
Alkami Technology Inc	—	4,541	$166K	$119K	<0.1%
Comcast Corp	—	141,000	$114K	$118K	<0.1%
Amgen Inc	—	115,000	$117K	$118K	<0.1%
US Treasury Note	—	120,000	$114K	$115K	<0.1%
Grid Dynamics HLDGS Inc	—	7,317	$148K	$115K	<0.1%
Qualys Inc	—	883	$124K	$111K	<0.1%
Fiserv Inc Sr NT	—	114,000	$106K	$108K	<0.1%
Semrush HLDGS Inc	—	11,154	$158K	$104K	<0.1%
Impinj Inc	—	1,131	$157K	$103K	<0.1%
Simply Good Foods Co	—	2,898	$110K	$100K	<0.1%
M arsh & M cLennan COS Inc Sr Note	—	100,000	$98K	$100K	<0.1%
Verizon Communications Inc Fxd	—	100,000	$98K	$99K	<0.1%
Bank Amer Corp	—	100,000	$98K	$99K	<0.1%
Federal Home Ln Mtg Corp Partn	—	200,000	$96K	$98K	<0.1%
Matador Res Co	—	1,899	$110K	$97K	<0.1%
FTI Consulting Inc	—	588	$117K	$96K	<0.1%
T-M obile USA Inc	—	100,000	$94K	$96K	<0.1%
Comcast Corp Nt	—	100,000	$93K	$95K	<0.1%
Tenable HLDGS Inc	—	2,652	$109K	$93K	<0.1%
Oracle Corp	—	100,000	$89K	$92K	<0.1%
Pagerduty Inc	—	5,013	$94K	$92K	<0.1%
Citigroup Inc Sr Note	—	91,000	$89K	$91K	<0.1%
Oracle Corp	—	91,000	$89K	$91K	<0.1%
Capital One Finl Corp	—	91,000	$87K	$89K	<0.1%
PNC FINL SVCS Group Inc	—	80,000	$88K	$88K	<0.1%
Abbive Inc	—	90,000	$83K	$85K	<0.1%
Innodata Inc	—	2,335	$80K	$84K	<0.1%
HIMS & HERS Health Inc	—	2,749	$63K	$81K	<0.1%
FNMA GTD Mtg Pass Thru	—	750,000	$77K	$80K	<0.1%
US Treasury Note	—	80,000	$79K	$80K	<0.1%
Federal Home Ln Mtg Corp Partn	—	550,000	$75K	$77K	<0.1%
US Treasury Note	—	91,000	$75K	$77K	<0.1%
Truist Finl Corp	—	70,000	$75K	$75K	<0.1%
Abercrombie & Fitch Co	—	974	$138K	$74K	<0.1%
Flywire Corp	—	7,677	$168K	$73K	<0.1%
ELF Beauty	—	1,140	$138K	$72K	<0.1%
Federal Home Ln Mtg Corp Partn	—	625,000	$66K	$67K	<0.1%
Goldman Sachs Group Inc	—	65,000	$63K	$65K	<0.1%
JPM organ Chase & Company	—	60,000	$57K	$59K	<0.1%
CVS Health Corp Sr Note	—	51,000	$50K	$50K	<0.1%
FNMA GTD Mtg Pass Thru	—	500,000	$40K	$41K	<0.1%
FNMA GTD Mtg Pass Thru	—	140,000	$23K	$24K	<0.1%
FNMA GTD Mtg Pass Thru	—	140,000	$22K	$22K	<0.1%
ISA Citizens Bank, NA	—	—	$8K	$8K	<0.1%
Fed Natl Mtg Assn	—	125,928	$7K	$7K	<0.1%
PB Strategic Partners Feeder Fund IV	—	—	$7K	$6K	<0.1%
Fedl Natl Mtg Assn	—	79,000	$5K	$5K	<0.1%
Strategic Partners Offshore Fund V LP	—	—	$3K	$3K	<0.1%