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Original filing (PDF)20260304064302NAL0001886867003
TRUSTEES OF THE PLUMBERS PENSION FUND, LOCAL 130, U.A.
Form 5500
FILING_RECEIVED
PLUMBERS' PENSION FUND, LOCAL 130, U.A.
Defined-benefit pension plan
Signals · 4
3 failed disclosures50% in single holdingNo recordkeeper disclosed31 service providers
Active participants
3,098
Accounts w/ balance
—
Plan assets (EOY)
$1.7B
Net assets (EOY)
$1.7B
How this plan invests
This plan
18 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
77
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 3 Schedule C providers failed to disclose compensation.
- Top holding "[DFE: NT COLLECTIVE RUSSELL 1000 INDEX FU (no filing on disk)]" is 50% of plan.
- 35 bps in Schedule C fees — 600% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF THE PLUMBERS PENSION FUND, LOCAL 130, U.A..
Plan sponsor
Name
TRUSTEES OF THE PLUMBERS PENSION FUND, LOCAL 130, U.A.
EIN
36-6489579
Address
1340 WEST WASHINGTON BLVD. · CHICAGO, IL · 606071936
Phone
(312) 757-4689
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-04
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
31 rowsOther
31Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| BRIDGEWAY BENEFIT TECHNOLOGIES LLC | DID NOT RESPOND TO THE PLAN'S REQUEST FOR CONFIRMATION OF INDIRECT COMPENSATION. |
| GOLDMAN SACHS ASSET MGMT LP | DID NOT RESPOND TO THE PLAN'S REQUEST FOR CONFIRMATION OF INDIRECT COMPENSATION. |
| STADTLER TECHNOLOGIES | DID NOT RESPOND TO THE PLAN'S REQUEST FOR CONFIRMATION OF INDIRECT COMPENSATION. |
Investments
2 direct securities · 18 pooled funds· $1.3B(79% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.1B
15 holdings
103-12 Investment Entity
$118.7M
2 holdings
Uncategorized
$63.6M
2 holdings
Pooled Separate Account
$31.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COLLECTIVE RUSSELL 1000 INDEX FU NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 006 | Common Collective Trust | — | — | $633.9M | 37.5% | |
| LOOMIS SAYLES CORE PLUS FIXED INCOM LOOMIS SAYLES TRUST COMPANY, LLC · EIN 84-6391546 / PN 010 | Common Collective Trust | — | — | $99.4M | 5.9% | |
| NIS CORE FIXED INCOME FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 20-0005644 / PN 001 | Common Collective Trust | — | — | $99.0M | 5.9% | |
| WILLIAM BLAIR INTERNATIONAL LEADERS GLOBAL TRUST COMPANY · EIN 27-6331814 / PN 012 | Common Collective Trust | — | — | $67.5M | 4.0% | |
| ULLICO INFRASTRUCTURE TAX EXEMPT FU ULLICO INVESTMENT ADVISORS, INC. · EIN 90-0622302 / PN 001 | 103-12 Investment Entity | — | — | $63.6M | 3.8% | |
| 1 INVESTMENT IN MASTER FUND | — | — | — | $63.4M | 3.7% | |
| NEUBERGER BERMAN U.S. EQUITY INDEX NEUBERGER BERMAN INVESTMENT ADVISERS LLC · EIN 81-4341513 / PN 001 | 103-12 Investment Entity | — | — | $55.1M | 3.3% | |
| NEWTOWER TRUST COMPANY MULTI-EMPLOY NEWTOWER TRUST COMPANY · EIN 52-6218800 / PN 001 | Common Collective Trust | — | — | $53.6M | 3.2% | |
| NT COLLECTIVE QUALITY SMALL CAP COR NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 076 | Common Collective Trust | — | — | $50.7M | 3.0% | |
| AFL-CIO BUILDING INVESTMENT TRUST GREAT GRAY TRUST COMPANY, LLC · EIN 52-6328901 / PN 001 | Common Collective Trust | — | — | $34.4M | 2.0% | |
| STATE STREET EMERGING MARKETS SMALL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 26-6149812 / PN 001 | Common Collective Trust | — | — | $32.4M | 1.9% | |
| THE UNION LABOR LIFE INS. CO. SEPAR THE UNION LABOR LIFE INSURANCE COMPANY · EIN 13-1423090 / PN 203 | Pooled Separate Account | — | — | $31.2M | 1.8% | |
| GOLDMAN SACHS COLLECTIVE TRUST CORE GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 007 | Common Collective Trust | — | — | $15.4M | 0.9% | |
| COMMINGLED PENSION TRUST FUND (SPEC JPMORGAN CHASE BANK, N.A. · EIN 13-3980309 / PN 001 | Common Collective Trust | — | — | $12.3M | 0.7% | |
| NIS PREFERRED STOCK FUND II, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 16-1626084 / PN 002 | Common Collective Trust | — | — | $9.3M | 0.5% | |
| NIS TOTAL ABSOLUTE RETURN FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 45-4783986 / PN 001 | Common Collective Trust | — | — | $8.3M | 0.5% | |
| NIS HIGH YIELD FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 39-2021943 / PN 001 | Common Collective Trust | — | — | $5.1M | 0.3% | |
| RECEIVABLE FROM MASTER FUND | — | — | $217K | $217K | <0.1% | |
| NT COLLECTIVE SHORT TERM INVESTMENT NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 084 | Common Collective Trust | — | — | $254 | <0.1% | |
| NT COLLECTIVE EAFE INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 017 | Common Collective Trust | — | — | $0 | <0.1% |