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Original filing (PDF)20260227113408NAL0000151219001
TRUSTEES OF IUOE LOCAL 399 HEALTH AND WELFARE TRUST
Form 5500
FILING_RECEIVED
IUOE LOCAL 399 HEALTH AND WELFARE TRUST
Health & welfare plan
Signals · 4
35% in single holding~485 bps in Sched C feesNo recordkeeper disclosed25 service providers
Active participants
5,376
Accounts w/ balance
—
Plan assets (EOY)
$111.5M
Net assets (EOY)
$96.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
4 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard S&P 500 ETF" is 35% of plan.
- 485 bps in Schedule C fees — 4754% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF IUOE LOCAL 399 HEALTH AND WELFARE TRUST.
Plan sponsor
Name
TRUSTEES OF IUOE LOCAL 399 HEALTH AND WELFARE TRUST
EIN
36-6198426
Address
2260 SOUTH GROVE STREET · CHICAGO, IL · 60616
Phone
(312) 372-9870
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-02-27
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
25 rowsOther
25| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE CROSS BLUE SHEILD OF ILLINOIS | 36-1236610 | — | NONE | $2.8M | — |
| ELITE ADMIN & INSURANCE GROUP, INC. | 36-2238689 | — | NONE | $854K | — |
| PREFERRED NETWORK ACCESS, INC. | 36-4018433 | — | NONE | $285K | — |
| CARRIE GATH | 36-6198426 | — | EMPLOYEE | $223K | — |
| VALENZ CARE | 36-4869660 | — | NONE | $141K | — |
| DELTA DENTAL OF IL | 36-2612058 | — | NONE | $129K | — |
| VERONICA MISTER | 36-6198426 | — | EMPLOYEE | $120K | — |
| CLAUDIA ERAZO | 36-6198426 | — | EMPLOYEE | $95K | — |
| BRITTANY BURNS | 36-6198426 | — | EMPLOYEE | $75K | — |
| LAURA OATES | 36-6198426 | — | EMPLOYEE | $74K | — |
| MESIROW FINANCIAL INVESTMENT MGT | 36-3429599 | — | NONE | $74K | — |
| TWENTYFOUR7 MEDIA & PROMOTIONS, INC | 75-3218971 | — | NONE | $72K | — |
| OPTUM RX, INC. | 33-0441200 | — | NONE | $60K | — |
| VISION SERVICE PLAN | 20-0891619 | — | NONE | $59K | — |
| GREEN LIGHT COST MANAGEMENT, LLC | 45-5248276 | — | NONE | $59K | — |
| ABSOLUTE SOLUTIONS, LLC | 27-3584158 | — | NONE | $49K | — |
| AON INVESTMENTS, USA | 36-3109431 | — | NONE | $45K | — |
| JOHNSON & KROL, LLC | 36-4342024 | — | NONE | $42K | — |
| LEGACY PROFESSIONALS, LLP | 32-0043599 | — | NONE | $38K | — |
| FOSTER & FOSTER, INC. | 59-1921114 | — | NONE | $30K | — |
| CVS PHARMACY, INC | 05-0340626 | — | NONE | $28K | — |
| THIRDWAVE, LLC | — | CHICAGO, IL | NONE | $24K | — |
| LAYER 7 SYSTEMS, LLC | 26-1638894 | — | NONE | $16K | — |
| US BANK N.A. | 31-0841368 | — | NONE | $11K | — |
| AMALGAMATED BANK OF CHICAGO | 36-0721895 | — | NONE | $10K | — |
Investments
3 direct securities · 2 pooled funds· $28.5M(26% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
103-12 Investment Entity
$17.0M
2 holdings
Uncategorized
$11.5M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PARAMETRIC DEFENSIVE EQUITY FD LLC PARAMETRIC PORTFOLIO ASSOCIATES LLC · EIN 45-2531297 / PN 001 | 103-12 Investment Entity | — | — | $11.5M | 10.3% | |
| Vanguard S&P 500 ETF | — | 10,910.77 | — | $5.9M | 5.3% | |
| OAKTREE SENIOR LOAN FUND, LP OAKTREE CAPITAL MANAGEMENT, LP · EIN 26-2180715 / PN 001 | 103-12 Investment Entity | — | — | $5.4M | 4.9% | |
| U.S. treasury notes | — | 3,220,819.969 | — | $3.2M | 2.9% | |
| U.S. treasury bills | — | 2,493,466.371 | — | $2.4M | 2.2% |