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Original filing (PDF)20251008101217NAL0005383137001
ASSOCIATION FOR SUPPLY CHAIN MANAGEMENT INC.
Form 5500
FILING_RECEIVED
ASCM 401K PLAN
401(k) retirement plan
Active participants
98
Accounts w/ balance
119
Plan assets (EOY)
$17.3M
Net assets (EOY)
$17.3M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSOCIATION FOR SUPPLY CHAIN MANAGEMENT INC..
Plan sponsor
Name
ASSOCIATION FOR SUPPLY CHAIN MANAGEMENT INC.
DBA
ASCM, APICS (ASCM)
EIN
36-6066976
Address
1 EAST ERIE STREET SUITE 525-4021 · MAILBOX 4021 · CHICAGO, IL · 60611
Phone
(773) 867-1773
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INV RSRCH ADVSRS | 42-1445429 | — | NONE | $36K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $866 | — |
Investments
35 direct securities · 1 pooled fund· $34.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$17.3M
35 holdings
Pooled Separate Account
$16.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $16.8M | 97.4% | |
| NUVEEN LIFECYCLE IDX 2045 R6 MUTUAL FUND SHARES 0 | — | — | — | $2.5M | 14.4% | |
| NUVEEN LIFECYCLE IDX 2040 R6 MUTUAL FUND SHARES 0 | — | — | — | $2.4M | 13.8% | |
| FIDELITY 500 INDEX MUTUAL FUND SHARES 0 | — | — | — | $1.8M | 10.6% | |
| NUVEEN LIFECYCLE IDX 2050 R6 MUTUAL FUND SHARES 0 | — | — | — | $1.7M | 10.1% | |
| NUVEEN LIFECYCLE IDX 2035 R6 MUTUAL FUND SHARES 0 | — | — | — | $1.2M | 7.1% | |
| NUVEEN LIFECYCLE IDX 2030 R6 MUTUAL FUND SHARES 0 | — | — | — | $818K | 4.7% | |
| NUVEEN LIFECYCLE IDX 2020 R6 MUTUAL FUND SHARES 0 | — | — | — | $731K | 4.2% | |
| FIDELITY ADV TECHNOLOGY Z MUTUAL FUND SHARES 0 | — | — | — | $472K | 2.7% | |
| FIDELITY MIDCAP IDX MUTUAL FUND SHARES 0 | — | — | — | $467K | 2.7% | |
| JANUS HENDERSON JAN HEN ENTERPRISE N MUTUAL FUND SHARES 0 | — | — | — | $452K | 2.6% | |
| NUVEEN LIFECYCLE IDX 2060 R6 MUTUAL FUND SHARES 0 | — | — | — | $425K | 2.5% | |
| INVESCO DIVERSIFIED DIV R6 MUTUAL FUND SHARES 0 | — | — | — | $402K | 2.3% | |
| BLACKROCK ISHARES RUSSELL2000 SMCP IDX K MUTUAL FUND SHARES 0 | — | — | — | $381K | 2.2% | |
| NUVEEN LIFECYCLE IDX 2055 R6 MUTUAL FUND SHARES 0 | — | — | — | $372K | 2.1% | |
| AMERICAN UNITED LIFE INS CO AUL STABLE VALUE ACCOUNT 0 | — | — | — | $359K | 2.1% | |
| VICTORY VIC PIONEER FNDAMENTAL GRTH R6 MUTUAL FUND SHARES 0 | — | — | — | $329K | 1.9% | |
| AMERICAN FUNDS AMERFDS AMERICAN BALANCED R6 MUTUAL FUND SHARES 0 | — | — | — | $288K | 1.7% | |
| FIDELITY ADV INT CAP APP Z MUTUAL FUND SHARES 0 | — | — | — | $277K | 1.6% | |
| AMERICAN FUNDS AMERFDS NEW WORLD R6 MUTUAL FUND SHARES 0 | — | — | — | $262K | 1.5% | |
| NUVEEN LIFECYCLE IDX 2025 R6 MUTUAL FUND SHARES 0 | — | — | — | $238K | 1.4% | |
| AMERICAN CENTURY AMERCENT STRAT ALLOC AGRSV R6 MUTUAL FUND SHARES 0 | — | — | — | $184K | 1.1% | |
| LORD ABBETT LORD ABBETT TOTAL RETURN R6 MUTUAL FUND SHARES 0 | — | — | — | $160K | 0.9% | |
| FEDERATED FED HERM MDT SM CAP CORE R6 MUTUAL FUND SHARES 0 | — | — | — | $131K | 0.8% | |
| NUVEEN LIFECYCLE IDX INC R6 MUTUAL FUND SHARES 0 | — | — | — | $123K | 0.7% | |
| AMERICAN CENTURY AMERCENT STRAT ALLOC MOD R6 MUTUAL FUND SHARES 0 | — | — | — | $115K | 0.7% | |
| BNY NATURAL RES Y MUTUAL FUND SHARES 0 | — | — | — | $102K | 0.6% | |
| PARTICIPANTS LOANS 4.5% TO 4.5% 0 | — | — | — | $97K | 0.6% | |
| GOLDMAN SACHS GOLDMAN SACHS US EQTY INS R6 MUTUAL FUND SHARES 0 | — | — | — | $85K | 0.5% | |
| NUVEEN LIFECYCLE IDX 2065 R6 MUTUAL FUND SHARES 0 | — | — | — | $75K | 0.4% | |
| NUVEEN LIFECYCLE IDX 2010 R6 MUTUAL FUND SHARES 0 | — | — | — | $72K | 0.4% | |
| FEDERATED FED HERM INSTL HI YLD R6 MUTUAL FUND SHARES 0 | — | — | — | $67K | 0.4% | |
| NUVEEN LIFECYCLE IDX 2015 R6 MUTUAL FUND SHARES 0 | — | — | — | $52K | 0.3% | |
| AMERICAN CENTURY AMERCENT REALESTATE R6 MUTUAL FUND SHARES 0 | — | — | — | $41K | 0.2% | |
| FRANKLIN/TEMPLETON BRANDYWINE GLOBAL OPP BD IS MUTUAL FUND SHARES 0 | — | — | — | $37K | 0.2% | |
| AMERICAN CENTURY AMERCENT STRAT ALLOC CONSV R6 MUTUAL FUND SHARES 0 | — | — | — | $11K | <0.1% |