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Original filing (PDF)20250930182441NAL0012593841001
LTA RESEARCH AND EXPLORATION LLC
Form 5500
FILING_RECEIVED
LTA RESEARCH 401(K) PLAN
401(k) retirement plan
Signals · 2
34% in single holdingNo recordkeeper disclosed
Active participants
279
Accounts w/ balance
207
Plan assets (EOY)
$17.0M
Net assets (EOY)
$17.0M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Charles Schwab S&P 500 Index Fund" is 34% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (11 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LTA RESEARCH AND EXPLORATION LLC.
Plan sponsor
Name
LTA RESEARCH AND EXPLORATION LLC
EIN
36-4786353
Address
642 N. PASTORIA AVE. · SUNNYVALE, CA · 94085
Phone
(408) 431-9121
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JOHNSTON, GREMAUX & ROSSI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WESPAC PLAN SERVICES, LLC | 26-2824865 | ORINDA, CA | NONE | $11K | — |
| WESPAC ADVISORS, LLC | 26-2824865 | ORINDA, CA | NONE | $8K | — |
Investments
34 direct securities· $16.8M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab S&P 500 Index Fund | — | — | — | $5.6M | 33.2% | |
| American Funds 2050 Target Date Retirement | — | — | — | $2.6M | 15.0% | |
| American Funds 2060 Target Date Retirement | — | — | — | $1.0M | 6.0% | |
| American Funds 2040 Target Date Retirement | — | — | — | $911K | 5.4% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $771K | 4.5% | |
| Goldman Sachs GQG PRT International Opps R6 | — | — | — | $669K | 3.9% | |
| Vanguard Mid Cap Index Admiral | — | — | — | $643K | 3.8% | |
| Vanguard Small Cap Index Admiral | — | — | — | $544K | 3.2% | |
| Self-Directed Brokerage Account Charles Schwab Personal Choice Account | — | — | — | $537K | 3.2% | |
| Victory Nasdaq 100 Index Fund R6 | — | — | — | $518K | 3.0% | |
| American Funds 2030 Target Date Retirement | — | — | — | $469K | 2.8% | |
| Janus Henderson Enterprise N | — | — | — | $410K | 2.4% | |
| Charles Schwab Bank Savings | — | — | — | $301K | 1.8% | |
| Fuller & Thaler Behavioral Small-Cap Equity | — | — | — | $237K | 1.4% | |
| March 2025 to December 2029. - | — | — | — | $176K | 1.0% | |
| Fuller & Thaler Behavioral Mid-Cap Equity | — | — | — | $161K | 0.9% | |
| American Funds AM Balance R6 | — | — | — | $159K | 0.9% | |
| Goldman Sachs Small/Mid Cap Growth Fund | — | — | — | $142K | 0.8% | |
| American Funds 2055 Target Date Retirement | — | — | — | $126K | 0.7% | |
| GQG Partners Emerging Markets Equity Fund R | — | — | — | $116K | 0.7% | |
| JP Morgan Equity Income R6 | — | — | — | $94K | 0.6% | |
| Oakmark R6 | — | — | — | $93K | 0.5% | |
| Neuberger Berman Genesis Investment | — | — | — | $78K | 0.5% | |
| Cohen & Steers Realty Shares | — | — | — | $68K | 0.4% | |
| American Funds Europacific Grow R6 | — | — | — | $62K | 0.4% | |
| Pimco Income Institutional | — | — | — | $56K | 0.3% | |
| American Funds 2045 Target Date Retirement | — | — | — | $48K | 0.3% | |
| American Funds Bond Fund of AM | — | — | — | $44K | 0.3% | |
| American Funds 2065 Target Date Retirement | — | — | — | $42K | 0.2% | |
| American Funds 2035 Target Date Retirement | — | — | — | $32K | 0.2% | |
| American Funds 2010 Target Date Retirement | — | — | — | $18K | 0.1% | |
| Parnassus Core Equity Institutional | — | — | — | $15K | <0.1% | |
| American Funds US Government Sec R6 | — | — | — | $14K | <0.1% | |
| American Funds 2025 Target Date Retirement | — | — | — | $2K | <0.1% |
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