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Original filing (PDF)20251015151647NAL0006579792001
NEXPOINT ADVISORS, L.P.
Form 5500
FILING_RECEIVED
NEXPOINT 401(K) PLAN
401(k) retirement plan
Signals · 2
27% in single holdingNo recordkeeper disclosed
Active participants
289
Accounts w/ balance
622
Plan assets (EOY)
$88.1M
Net assets (EOY)
$88.1M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund" is 27% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (11 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEXPOINT ADVISORS, L.P..
Plan sponsor
Name
NEXPOINT ADVISORS, L.P.
EIN
36-4728498
Address
300 CRESENT COURT SUITE 700 · SUITE 700 · DALLAS, TX · 75201
Phone
(833) 697-7253
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2A · Age/service weighted or new comparability
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
2U · Association Retirement Plan
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PAYNE & SMITH
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsCustodian
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | CUSTODIAN | $13K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | CUSTODIAN | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BOKF, NA | 73-0780382 | — | TPA | $49K | — |
| BOK FINANCIAL ASSET MGMT, INC. | 75-2009441 | — | TPA | $35K | — |
Investments
32 direct securities· $84.5M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | 111,096.022 | — | $22.7M | 25.7% | |
| Vanguard Wellington Fund Admiral Shares | — | 212,042.148 | — | $15.7M | 17.8% | |
| NexPoint Residential Trust Fund | — | 191,977 | — | $8.0M | 9.1% | |
| Vanguard Small Cap Index Admiral | — | 60,995.115 | — | $7.0M | 8.0% | |
| Schwab Value Advantage Money Fund | — | 5,631,344.67 | — | $5.6M | 6.4% | |
| Vanguard Total International Stock Index Admiral | — | 100,136.68 | — | $3.2M | 3.6% | |
| NexPoint Diversified Real Estate Trust | — | 466,327.123 | — | $2.8M | 3.2% | |
| Schwab Personal Choice Retirement Account (PCRA) | — | 355,069.898 | — | $2.2M | 2.5% | |
| Vanguard Target Retirement 2050 | — | 35,654.593 | — | $1.8M | 2.0% | |
| Vanguard REIT Index Fund Admiral Shares | — | 12,671.524 | — | $1.6M | 1.8% | |
| Vanguard Target Retirement 2045 | — | 53,712.94 | — | $1.6M | 1.8% | |
| Vanguard Target Retirement 2040 | — | 35,382.738 | — | $1.5M | 1.7% | |
| NexPoint Merger Arbitrage | — | 69,071.713 | — | $1.4M | 1.5% | |
| NexPoint Real Finance Income | — | 86,514.588 | — | $1.4M | 1.5% | |
| Vanguard Target Retirement 2025 | — | 58,815.628 | — | $1.1M | 1.2% | |
| Highland Income Fund | — | 202,849.992 | — | $1.1M | 1.2% | |
| Vanguard Interm Term Treasury Fund Admiral | — | 81,739.87 | — | $828K | 0.9% | |
| Vanguard Target Retirement 2030 | — | 18,388.031 | — | $697K | 0.8% | |
| Highland Global Allocation Fund | — | 99,655.009 | — | $679K | 0.8% | |
| Vanguard Target Retirement 2060 | — | 12,916.028 | — | $662K | 0.8% | |
| Vanguard Total Bond Market Index | — | 64,915.516 | — | $615K | 0.7% | |
| Notes receivable from participants | — | — | — | $550K | 0.6% | |
| Highland Healthcare Opportunities Fund | — | 29,309.646 | — | $481K | 0.5% | |
| Vanguard Target Retirement 2055 | — | 7,316.52 | — | $407K | 0.5% | |
| NexPoint Climate Tech Y | — | 51,287.952 | — | $329K | 0.4% | |
| Vanguard Target Retirement 2035 | — | 11,834.695 | — | $284K | 0.3% | |
| Vanguard Target Retirement 2065 | — | 5,488.605 | — | $185K | 0.2% | |
| Vanguard Target Retirement Income | — | 4,027.436 | — | $53K | <0.1% | |
| Vanguard Target Retirement 2070 | — | 1,089.935 | — | $29K | <0.1% | |
| Vanguard Target Retirement 2020 | — | 576.268 | — | $15K | <0.1% | |
| Unallocated cash at Schwab | — | 15,022.56 | — | $15K | <0.1% | |
| Schwab Retirement Advantage Money Fund | — | 2,673.42 | — | $3K | <0.1% |
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