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Original filing (PDF)20250923090412NAL0007095120001
BARTOLOTTA MANAGEMENT GROUP, INC.
Form 5500
FILING_RECEIVED
BARTOLOTTA MANAGEMENT GROUP 401(K) PLAN
401(k) retirement plan
Signals · 2
~100 bps in Sched C feesNo recordkeeper disclosed
Active participants
623
Accounts w/ balance
113
Plan assets (EOY)
$3.0M
Net assets (EOY)
$3.0M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 100 bps in Schedule C fees — 93% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 18% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARTOLOTTA MANAGEMENT GROUP, INC..
Plan sponsor
Name
BARTOLOTTA MANAGEMENT GROUP, INC.
EIN
36-4664228
Address
234 W. FLORIDA STREET · SUITE 400 · MILWAUKEE, WI · 53204
Phone
(414) 935-5007
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
QUANDT BERNDT & COMPANY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CPI QUALIFIED PLAN CONSULTANTS, INC | 48-1205033 | — | NONE | $15K | — |
| SPECTRUM INVESTMENT ADVISORS, INC | — | MEQUON, WI | NONE | $15K | — |
Investments
30 direct securities· $3.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Funds Vanguard Wellington Fd - Admr | — | — | — | $658K | 21.9% | |
| T. Rowe Price Funds T. Rowe Price Cap Apprec Fd | — | — | — | $366K | 12.2% | |
| T. Rowe Price Funds T. Rowe Price All Cap Opportunities Fund | — | — | — | $184K | 6.1% | |
| First Eagle Investments First Eagle Global A | — | — | — | $154K | 5.1% | |
| Fidelity 500 Index Instituitonal Prem | — | — | — | $143K | 4.8% | |
| Fidelity Fid Mid Cap Index Institutional Prem | — | — | — | $143K | 4.8% | |
| JP Morgan JPMorgan Equity Income Fund A | — | — | — | $134K | 4.5% | |
| State Street Target Retirement 2050 K | — | — | — | $111K | 3.7% | |
| MFS International Diversification R4 Fund MFS International Div R4 | — | — | — | $106K | 3.5% | |
| CMFG Stable Value A23 | — | — | — | $103K | 3.4% | |
| Allspring Global Investments Allspr Spc Md Cp Val Inst | — | — | — | $101K | 3.3% | |
| Dodge & Cox Dodge & Cox Income Fund | — | — | — | $95K | 3.2% | |
| Vanguard Funds Vanguard Small Cap Value Index Fund | — | — | — | $92K | 3.0% | |
| DFA Emerging Markets Core Equity 2 I | — | — | — | $74K | 2.5% | |
| Vanguard Funds Vanguard Inf Protected Sec | — | — | — | $71K | 2.3% | |
| State Street Target Retirement 2055 K | — | — | — | $67K | 2.2% | |
| TIAA-CREF Real Estate Securities Fund T Cref Inst Real Est | — | — | — | $61K | 2.0% | |
| DFA US Small Cap I | — | — | — | $59K | 2.0% | |
| State Street Target Retirement 2045 K | — | — | — | $58K | 1.9% | |
| GMO Resources R6 | — | — | — | $48K | 1.6% | |
| State Street Target Retirement 2025 K | — | — | — | $42K | 1.4% | |
| Janus Henderson Janus Henderson Developed World Bond N | — | — | — | $40K | 1.3% | |
| State Street Target Retirement 2040 K | — | — | — | $30K | 1.0% | |
| JP Morgan JPMorgan Mid Cap Value A | — | — | — | $24K | 0.8% | |
| State Street Target Retirement 2060 K | — | — | — | $16K | 0.5% | |
| State Street Target Retirement 2035 K | — | — | — | $11K | 0.4% | |
| State Street Target Retirement 2030 K | — | — | — | $10K | 0.3% | |
| Notes Receivable from Participant Interest rate 8.50%, maturing in 2026 | — | — | — | $3K | 0.1% | |
| State Street Target Retirement 2020 K | — | — | — | $2K | <0.1% | |
| State Street Target Retirement 2065 K | — | — | — | $2K | <0.1% |
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