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Original filing (PDF)20250729090426NAL0003012065001
BASIS GLOBAL TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
BASIS GLOBAL TECHNOLOGIES, INC. 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
708
Accounts w/ balance
994
Plan assets (EOY)
$98.4M
Net assets (EOY)
$98.4M
How this plan invests
This plan
13 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 21 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BASIS GLOBAL TECHNOLOGIES, INC..
Plan sponsor
Name
BASIS GLOBAL TECHNOLOGIES, INC.
EIN
36-4476242
Address
11 EAST MADISON ST · CHICAGO, IL · 60602
Phone
(312) 397-3330
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $124K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | 22-3570392 | — | ADVISOR | $56K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $25K | — |
Investments
25 direct securities · 13 pooled funds· $93.9M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$66.5M
13 holdings
Uncategorized
$27.0M
24 holdings
Common Stocks
$405K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GG BR LIFEPATH 2050 GREAT GRAY TRUST COMPANY · EIN 26-3763061 / PN 149 | Common Collective Trust | 300,864.215 | $14.3M | $14.4M | 14.6% | |
| GG BR LIFEPATH 2055 GREAT GRAY TRUST COMPANY · EIN 46-3302432 / PN 178 | Common Collective Trust | 549,632.185 | $13.7M | $13.8M | 14.0% | |
| GG BR LIFEPATH 2045 GREAT GRAY TRUST COMPANY · EIN 26-3770058 / PN 150 | Common Collective Trust | 254,665.567 | $11.9M | $11.9M | 12.1% | |
| VANG 500 INDEX ADM | — | 19,447.623 | $7.2M | $10.6M | 10.7% | |
| GG BR LIFEPATH 2060 GREAT GRAY TRUST COMPANY · EIN 47-2700166 / PN 158 | Common Collective Trust | 401,045.592 | $9.7M | $9.8M | 9.9% | |
| GG BR LIFEPATH 2040 GREAT GRAY TRUST COMPANY · EIN 26-3770208 / PN 151 | Common Collective Trust | 109,593.132 | $4.7M | $4.7M | 4.8% | |
| VANG INFO TEC IDX AD | — | 9,556.161 | $1.5M | $3.0M | 3.1% | |
| GG BR LIFEPATH 2030 GREAT GRAY TRUST COMPANY · EIN 26-3770302 / PN 153 | Common Collective Trust | 75,619.769 | $2.6M | $2.6M | 2.7% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | 168,142.497 | $2.7M | $2.6M | 2.6% | |
| GG BR LIFEPATH 2035 GREAT GRAY TRUST COMPANY · EIN 26-3770263 / PN 152 | Common Collective Trust | 58,493.273 | $2.3M | $2.3M | 2.3% | |
| GG BR LIFEPATH RET GREAT GRAY TRUST COMPANY · EIN 26-3773846 / PN 157 | Common Collective Trust | 96,601.483 | $2.1M | $2.1M | 2.1% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | 70,969.515 | $1.5M | $1.5M | 1.6% | |
| FID INTL INDEX | — | 29,824.915 | $1.4M | $1.4M | 1.4% | |
| FID US BOND IDX | — | 110,229.015 | $1.2M | $1.1M | 1.1% | |
| VANG SM CAP IDX ADM | — | 8,515.432 | $729K | $981K | 1.0% | |
| AF NEW WORLD R6 | — | 12,194.993 | $898K | $939K | 1.0% | |
| VANG MDCPGR IDX ADM | — | 8,581.862 | $712K | $938K | 1.0% | |
| VANG MIDCAP IDX ADM | — | 2,729.495 | $695K | $892K | 0.9% | |
| AF NEW PERSPECT R6 | — | 14,127.379 | $758K | $878K | 0.9% | |
| FIDELITY FUND | — | — | $647K | $817K | 0.8% | |
| VANG INTL GROWTH ADM | — | 7,113.724 | $801K | $723K | 0.7% | |
| VANG MDCPVAL IDX ADM | — | 7,752.104 | $475K | $650K | 0.7% | |
| DFA INTL SUS CORE 1 | — | 50,920.785 | $610K | $635K | 0.6% | |
| FKLN UTILITIES R6 | — | 25,524.208 | $525K | $581K | 0.6% | |
| OUTSTANDING LOAN BALANCE | — | — | — | $580K | 0.6% | |
| VANG EXPLORER ADM | — | 5,003.675 | $503K | $535K | 0.5% | |
| PIMCO INCOME INST | — | 41,270.192 | $456K | $434K | 0.4% | |
| GS STABLE VALUE INV1 GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | 423,649.83 | $424K | $424K | 0.4% | |
| SMALL CAP VAL III R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289846 / PN 001 | Common Collective Trust | 27,037.419 | $421K | $415K | 0.4% | |
| COMMON STOCK | Common Stocks | — | $342K | $405K | 0.4% | |
| DFA REAL EST SEC I | — | 8,099.866 | $317K | $326K | 0.3% | |
| CASH | — | — | $292K | $292K | 0.3% | |
| VANG HI YLD CORP ADM | — | 44,246.21 | $245K | $240K | 0.2% | |
| LOOMIS CORE PL BD N | — | 16,114.559 | $195K | $183K | 0.2% | |
| PIM REAL RETURN INST | — | 16,452.789 | $162K | $164K | 0.2% | |
| BR STRAT GLB BD K | — | 9,416.67 | $49K | $49K | <0.1% | |
| EXTERNAL FUND | — | — | $36K | $40K | <0.1% | |
| GG BR LIFEPATH 2065 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126295 / PN 598 | Common Collective Trust | 295.746 | $5K | $5K | <0.1% |