Julie Wood signed Guggenheim Services, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Guggenheim Services, LLC's EIN is 36-4464896.
Download the official 2024 Form 5500 (PDF) for Guggenheim Services, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Guggenheim Services, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $220K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MITCHELL & TITUS, LLP | 13-2781641 | — | NONE | $38K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Vanguard Institutional Index I Mutual funds | Mutual Funds | — | $384K | $183.8M | 26.1% | |
| PCRA Self-Directed Brokerage Account | Self-Directed Brokerage | — | — | $87.1M | 12.4% | |
| SCHWAB MANAGED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 010 | Common Collective Trust | — | $1.5M | $48.7M | 6.9% | |
| SCHWAB MANAGED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 004 | Common Collective Trust | — | $757K | $43.4M | 6.2% | |
| Polen Growth Institutional Mutual funds | Other securities | — | $792K | $37.2M | 5.3% | |
| SCHWAB MANAGED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 022 | Common Collective Trust | — | $1.5M | $35.0M | 5.0% | |
| SCHWAB MANAGED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 003 | Common Collective Trust | — | $538K | $27.2M | 3.9% | |
| Eaton Vance Atlanta Capital SMID -Cap Fund R6 Mutual funds | Other securities | — | $629K | $26.4M | 3.8% | |
| Unit investment trusts | Other securities | — | $418K | $25.9M | 3.7% | |
| JPMorgan Core Bond Fund Select Class Mutual funds | Other securities | — | $2.3M | $23.5M | 3.3% | |
| Harbor Small Cap Value Fund Retirement Class Mutual funds | Other securities | — | $521K | $22.2M | 3.2% | |
| JHancock Income R6 Mutual funds | Other securities | — | $3.7M | $21.4M | 3.0% | |
| Vanguard Federal Money Market Investor Cash and cash equivalent - | Mutual Funds | — | — | $21.2M | 3.0% | |
| Harbor Large Cap Value Fund Retirement Class Mutual funds | Other securities | — | $951K | $20.4M | 2.9% | |
| Vanguard Total International Stock Index Fund Signal Shares Mutual funds | Common Collective Trusts | — | $149K | $18.8M | 2.7% | |
| William Blair Small-Mid Cap Growth Fund Class N Mutual funds | Other securities | — | $433K | $12.2M | 1.7% | |
| BNY Mellon International Stock Fund Class Y Mutual funds | Other securities | — | $528K | $11.9M | 1.7% | |
| Delaware Emerging Markets Fund Class R6 Mutual funds | Other securities | — | $526K | $10.7M | 1.5% | |
| FEDERATED CAPITAL PRESERVATION FUND FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | $958K | $9.6M | 1.4% | |
| Principal Global Real Estate Securities Fund Class R6 Mutual funds | Other securities | — | $785K | $7.2M | 1.0% | |
| SCHWAB MANAGED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 002 | Common Collective Trust | — | $157K | $6.3M | 0.9% | |
| Causeway International Value Fund Class Investor Mutual funds | Other securities | — | $330K | $6.1M | 0.9% | |
| Victory Integrity Small-Cap Value Fund Class R6 Mutual funds | Other securities | — | $172K | $5.4M | 0.8% | |
| William Blair International Small Cap Growth Fund Class R6 Mutual funds | Other securities | — | $306K | $3.8M | 0.5% | |
| maturing October 16, 2023 through January 9, 2041 | Other securities | — | — | $2.7M | 0.4% | |
| SCHWAB MANAGED RET TR FUND - INCOME CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 005 | Common Collective Trust | — | $62K | $1.4M | 0.2% | |
| Government and Agency Obligations | Other securities | — | $930K | $905K | 0.1% | |
| SCHWAB MANAGED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 001 | Common Collective Trust | — | $13K | $446K | <0.1% | |
| investment trust (REIT) - | Real Estate | — | — | $27K | <0.1% | |
| Limited Partnerships | Other securities | — | $3K | $10K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| JMG FINANCIAL GROUP LTD |
| 36-3275370 |
| — |
| NONE |
| $15K |
| — |
| FRANKLIN STREET ADVISROS INC | 56-1749652 | — | NONE | $8K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $4K | — |
