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Original filing (PDF)20251014194520NAL0001782451001
DOOR SYSTEMS ASSA ABLOY US, INC.
Form 5500
FILING_RECEIVED
DOOR SYSTEMS 401(K) PLAN
401(k) retirement plan
Active participants
416
Accounts w/ balance
486
Plan assets (EOY)
$22.2M
Net assets (EOY)
$22.2M
How this plan invests
This plan
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 55 bps in Schedule C fees — 91% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOOR SYSTEMS ASSA ABLOY US, INC..
Plan sponsor
Name
DOOR SYSTEMS ASSA ABLOY US, INC.
EIN
36-4456973
Address
2019 CORPORATE LANE · SUITE 159 · NAPERVILLE, IL · 60563
Phone
(630) 250-0101
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PRICEKUBECKA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | COLUMBUS, OH | RECORDKEEPER | $29K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROACCOUNT | 73-0988442 | COLUMBUS, OH | INV ADVISORY PARTICIPANT | $82K | — |
| ROBERT CECIL JR | 43-4923457 | DALLAS, TX | INVESTMENT ADVISORY | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CECILCO | 75-2452820 | DALLAS, TX | ADMINISTRATOR | $12K | — |
| PROSPERA FINANCIAL SERVICES, INC. | 75-1832551 | DALLAS, TX | BORKER-DEALER | $0 | — |
Investments
48 direct securities· $22.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fed Hrms Gov Oblgtns Prmr Mutual Fund ** 2 * Fid 500 Indx Mutual Fund | — | — | — | $3.7M | 16.7% | |
| Vngrd Trgt Rtrmt 2040 Inv Mutual Fund | — | — | — | $2.2M | 10.0% | |
| Vngrd Trgt Rtrmt 2035 Inv Mutual Fund | — | — | — | $947K | 4.3% | |
| NW Fixed Select Option Guaranteed Investment Contract | — | — | — | $897K | 4.0% | |
| Vngrd Trgt Rtrmt 2050 Inv Mutual Fund | — | — | — | $698K | 3.2% | |
| Dodge & Cox International Stock Fund Cl Mutual Fund | — | — | — | $687K | 3.1% | |
| Fid Intl Indx + Mutual Fund | — | — | — | $685K | 3.1% | |
| Gdmnscs Gqgptnrintloppr R6 + Mutual Fund | — | — | — | $676K | 3.0% | |
| Nw Loomis Allcap Gr R6 + Mutual Fund | — | — | — | $644K | 2.9% | |
| Avantis U.S. Large Cap Value Fund + Mutual Fund | — | — | — | $618K | 2.8% | |
| Fid Us Bd Indx + Mutual Fund | — | — | — | $601K | 2.7% | |
| Jpm Lgcap Gr R6 + Mutual Fund | — | — | — | $572K | 2.6% | |
| Dfa Emrg Mkts Core Eq 2 Portfolio - Inst Mutual Fund | — | — | — | $553K | 2.5% | |
| Jpm Eq Inc R5 + Mutual Fund | — | — | — | $544K | 2.5% | |
| Pgim Ttl Rtn Bd R6 + Mutual Fund | — | — | — | $524K | 2.4% | |
| Okmrk Eq Inc I Mutual Fund | — | — | — | $493K | 2.2% | |
| Vngrd Mid-Cap Idx Fd As Mutual Fund | — | — | — | $470K | 2.1% | |
| Pub-Mfs Gr A Mutual Fund | — | — | — | $458K | 2.1% | |
| Dfa Us Lgcap Val Inst Mutual Fund | — | — | — | $441K | 2.0% | |
| Vngrd Sm Cap Indx Fd As Mutual Fund | — | — | — | $438K | 2.0% | |
| Lrdabt Devl Gr A Mutual Fund | — | — | — | $433K | 2.0% | |
| Notes receivable from participants Bearing interest at 4.25%-9.50% - | — | — | — | $404K | 1.8% | |
| Prncpl Mdcap A Mutual Fund | — | — | — | $401K | 1.8% | |
| Blackrock High Yield Portfolio - Institutio Mutual Fund | — | — | — | $392K | 1.8% | |
| Mfs Mdcap Gr R6 + Mutual Fund | — | — | — | $338K | 1.5% | |
| Diamond Hill Mdcap I + Mutual Fund | — | — | — | $333K | 1.5% | |
| Prncpl Glbl Realest Inst + Mutual Fund | — | — | — | $330K | 1.5% | |
| Pub-Mfs Intl Val A Mutual Fund | — | — | — | $322K | 1.5% | |
| Pimco Real Rtn Inst + Mutual Fund | — | — | — | $290K | 1.3% | |
| Pimco Comdtyrealrtnstrat A + Mutual Fund | — | — | — | $287K | 1.3% | |
| Pimco Ttl Rtn A Mutual Fund | — | — | — | $245K | 1.1% | |
| Pub-Blkrk Ttl Rtn Inv A + Mutual Fund | — | — | — | $214K | 1.0% | |
| Ab Glbl Bd I + Mutual Fund | — | — | — | $190K | 0.9% | |
| Vngrd Explr Adml + Mutual Fund | — | — | — | $179K | 0.8% | |
| Avantis U.S. Small Cap Value Fund - Inst Mutual Fund | — | — | — | $177K | 0.8% | |
| Vngrd Trgt Rtrmt 2030 Inv Mutual Fund | — | — | — | $157K | 0.7% | |
| Exhibit B – Schedule of Delinquent Participant Contributions Participant Total that Constitute Nonexempt Prohibited Transactions Total Fully Contributions Corrected Under Transferred Late VFCP and PTE to Plan | — | — | — | $135K | 0.6% | |
| Vngrd Ttl Intlstkindx Adml Mutual Fund | — | — | — | $107K | 0.5% | |
| Dfa Us Cor Eq I Mutual Fund | — | — | — | $73K | 0.3% | |
| Dfa Us Trgt Val Inst Mutual Fund | — | — | — | $60K | 0.3% | |
| Dfa Intl Core Equity 2 Portfolio - Inst Mutual Fund | — | — | — | $55K | 0.2% | |
| Vngrd Trgt Rtrmt 2025 Inv Mutual Fund | — | — | — | $53K | 0.2% | |
| Vngrd Sel Val Inv Mutual Fund | — | — | — | $49K | 0.2% | |
| Nw Gov Mny Mkt R6 Mutual Fund | — | — | — | $36K | 0.2% | |
| Vngrd Ttl Intl Bd Idx Adml Mutual Fund | — | — | — | $36K | 0.2% | |
| Invsco Opp Intl Gr A Mutual Fund | — | — | — | $33K | 0.2% | |
| Vngrd Gnma Adml Mutual Fund | — | — | — | $32K | 0.1% | |
| Late/Missed Year Contributions Loan Repayments Total 2024 23,438 $ 700 $ | — | — | — | $24K | 0.1% |
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