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Original filing (PDF)20251010124125NAL0012607088001
THE CHARTIS GROUP, LLC
Form 5500
FILING_RECEIVED
CHARTIS GROUP, LLC 401(K) PLAN
401(k) retirement plan
Active participants
947
Accounts w/ balance
1,104
Plan assets (EOY)
$158.5M
Net assets (EOY)
$158.5M
How this plan invests
This plan
2 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE CHARTIS GROUP, LLC.
Plan sponsor
Name
THE CHARTIS GROUP, LLC
EIN
36-4450952
Address
220 W KINZIE ST · CHICAGO, IL · 60654
Phone
(877) 667-4700
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $66K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLIS TOWERS WATSON | 52-1868818 | — | INSURANCE AGENT/BROK | $32K | — |
Investments
23 direct securities · 2 pooled funds· $158.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$155.5M
23 holdings
Common Collective Trust
$3.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity® 500 Index Fund Mutual Fund | — | — | — | $29.0M | 18.3% | |
| BlackRock LifePath® Index 2055 Fund Mutual Fund | — | — | — | $19.2M | 12.1% | |
| JPMorgan Large Cap Growth Fund Class R6 Mutual Fund | — | — | — | $13.6M | 8.6% | |
| BlackRock LifePath® Index 2050 Fund Mutual Fund | — | — | — | $12.8M | 8.1% | |
| BlackRock LifePath® Index 2045 Fund Mutual Fund | — | — | — | $12.6M | 7.9% | |
| BlackRock LifePath® Index 2035 Fund Mutual Fund | — | — | — | $8.6M | 5.4% | |
| Fidelity ® Extended Market Index Fund Mutual Fund | — | — | — | $7.9M | 5.0% | |
| BlackRock LifePath® Index 2030 Fund Mutual Fund | — | — | — | $7.7M | 4.9% | |
| BlackRock LifePath® Index 2040 Fund Mutual Fund | — | — | — | $7.1M | 4.5% | |
| BlackRock LifePath® Index Retirement Fund Mutual Fund | — | — | — | $6.1M | 3.9% | |
| Fidelity Total Bond K6 Fund Mutual Fund | — | — | — | $5.5M | 3.5% | |
| BlackRock LifePath® Index 2060 Fund Mutual Fund | — | — | — | $4.6M | 2.9% | |
| MFS Value Fund Class R6 Mutual Fund | — | — | — | $3.7M | 2.3% | |
| Fidelity® International Index Fund Mutual Fund | — | — | — | $3.2M | 2.0% | |
| NYLI Fiera SMID Growth Class R6 Mutual Fund | — | — | — | $2.5M | 1.6% | |
| BlackRock LifePath® Index 2065 K LIWKX Mutual Fund | — | — | — | $2.3M | 1.4% | |
| Transamerica Small/Mid Cap Value R6 TASMX Mutual Fund | — | — | — | $2.1M | 1.3% | |
| STABLE VALUE FUND R1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $1.5M | 1.0% | |
| INTERNATIONAL EQ R1 GREAT GRAY TRUST COMPANY · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $1.5M | 1.0% | |
| Fidelity® U.S. Bond Index Fund Mutual Fund | — | — | — | $1.4M | 0.9% | |
| Participant Loans (4.25% - 9.50%) 0 | — | — | — | $1.3M | 0.8% | |
| Fidelity Emerging Markets Fund K Mutual Fund | — | — | — | $1.2M | 0.8% | |
| Gabelli US Treasury Money Market Fund Money Market | — | — | — | $1.2M | 0.7% | |
| Self-Directed Brokerage Assets Self-Directed Brokerage | — | — | — | $870K | 0.5% | |
| Cohen & Steers Realty Shares Fund Class L Mutual Fund | — | — | — | $831K | 0.5% |
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