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Original filing (PDF)20250728090457NAL0001900480001
POLYQUEST, INC.
Form 5500
FILING_RECEIVED
POLYQUEST, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
232
Accounts w/ balance
250
Plan assets (EOY)
$14.3M
Net assets (EOY)
$14.3M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POLYQUEST, INC..
Plan sponsor
Name
POLYQUEST, INC.
EIN
36-4367889
Address
1979 EASTWOOD ROAD, SUITE 201 · WILMINGTON, NC · 28403
Phone
(910) 342-9554
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLAN SERVICES, INC | — | CARY, NC | THIRD PARTY ADMINISTRATO | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | 47-3162022 | CARY, NC | SERVICE PROVIDER | $0 | — |
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | PENNINGTO, NJ | SERVICE PROVIDER | $0 | — |
Investments
27 direct securities · 1 pooled fund· $28.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$14.0M
1 holding
Uncategorized
$12.3M
25 holdings
Pooled Separate Accounts
$1.8M
1 holding
Guaranteed Income / GIC
$181K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY SEPARATE ACCOUNT F · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $14.0M | 97.6% | |
| s * VOYA Mass Mutual Blue Chip Growth Fund | Pooled Separate Accounts | — | — | $1.8M | 12.5% | |
| VOYA Hartford Balanced Income Fund R6 | — | — | — | $1.7M | 11.5% | |
| VOYA MFS Value Fund R6 | — | — | — | $1.4M | 10.1% | |
| VOYA BlackRock iShares S&P 500 Index Fund K | — | — | — | $1.2M | 8.1% | |
| VOYA JP Morgan Mid Cap Growth Fd R6 | — | — | — | $1.1M | 7.4% | |
| VOYA American Funds MyCompass 2040 Fd R | — | — | — | $873K | 6.1% | |
| VOYA American Funds MyCompass 2045 Fd R | — | — | — | $827K | 5.8% | |
| VOYA American Funds MyCompass 2025 Fd R | — | — | — | $723K | 5.1% | |
| VOYA PIMCO Income Fund Ins | — | — | — | $672K | 4.7% | |
| VOYA American Funds Cap Wld G&I R6 | — | — | — | $648K | 4.5% | |
| VOYA Mass Mutual Tota Return Bond Fund | — | — | — | $487K | 3.4% | |
| VOYA BlackRock iShares MSCI EAFE Index Fnd K | — | — | — | $451K | 3.1% | |
| VOYA American Funds MyCompass 2010 Fd R | — | — | — | $450K | 3.1% | |
| VOYA BlackRock iShares Russell 2000 SmCp In K | — | — | — | $436K | 3.0% | |
| VOYA American Funds MyCompass 2035 Fd R | — | — | — | $378K | 2.6% | |
| VOYA American Funds MyCompass 2050 Fd R | — | — | — | $236K | 1.7% | |
| * VOYA Fixed Account (4450) | Guaranteed Income / GIC | — | — | $181K | 1.3% | |
| VOYA American Funds MyCompass 2030 Fd R | — | — | — | $164K | 1.1% | |
| maturing through November 2029 | — | — | — | $162K | 1.1% | |
| VOYA American Funds MyCompass 2055 Fd R | — | — | — | $148K | 1.0% | |
| VOYA Macquarie Emerging Markets R6 | — | — | — | $144K | 1.0% | |
| VOYA American Funds EuroPacific R6 | — | — | — | $88K | 0.6% | |
| VOYA American Funds MyCompass 2060 Fd R | — | — | — | $57K | 0.4% | |
| VOYA American Funds MyCompass 2065 Fd R | — | — | — | $35K | 0.2% | |
| VOYA American Funds MyCompass 2020 Fd R | — | — | — | $28K | 0.2% | |
| VOYA Brandywine Global Opportunities Bond Fund | — | — | — | $8K | <0.1% | |
| VOYA Government Money Market Fund | — | — | — | $4K | <0.1% |