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Original filing (PDF)20251010140014NAL0007822417001
PEERLESS TECHNOLOGIES CORPORATION
Form 5500
FILING_RECEIVED
PEERLESS TECHNOLOGIES CORPORATION 401(K) PLAN
401(k) retirement plan
Active participants
395
Accounts w/ balance
685
Plan assets (EOY)
$31.7M
Net assets (EOY)
$31.7M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 65 bps in Schedule C fees — 123% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PEERLESS TECHNOLOGIES CORPORATION.
Plan sponsor
Name
PEERLESS TECHNOLOGIES CORPORATION
EIN
36-4353581
Address
2300 NATIONAL ROAD · FAIRBORN, OH · 45324
Phone
(937) 490-5000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
HAMMERMAN, GRAF, HUGHES & CO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $63K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ANDERSON FINANCIAL STRATEGIES, LLC | — | DAYTON, OH | INVESTMENT ADVISOR | $66K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT SOLUTIONS ETC, LTD | — | DAYTON, OH | CONTRACT ADMIN | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $66K | — |
Investments
26 direct securities· $31.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Federated Hermes Large Cap Growth | — | — | — | $3.8M | 12.1% | |
| Vanguard Balanced Index Fund | — | — | — | $3.8M | 11.9% | |
| American Funds New World Fund | — | — | — | $3.3M | 10.3% | |
| BNY Mellon Dynamic Value Y | — | — | — | $3.2M | 10.0% | |
| Victory Sycamore Established Value Fund | — | — | — | $2.0M | 6.2% | |
| Janus Henderson Overseas N | — | — | — | $1.9M | 6.0% | |
| Columbia Corporate Income Inst3 | — | — | — | $1.7M | 5.3% | |
| Empower Annuity Insurance * Company of America EI Fixed Account Series II | — | — | — | $1.4M | 4.4% | |
| Victory Government Securities | — | — | — | $1.3M | 4.0% | |
| American Century Small Cap Growth | — | — | — | $1.2M | 3.9% | |
| Cohen & Steers Real Estate Securities Fund | — | — | — | $1.2M | 3.8% | |
| Invesco Small Cap Value | — | — | — | $1.2M | 3.7% | |
| Fidelity Capital & Income | — | — | — | $1.1M | 3.4% | |
| Federated Hermes Mid Cp Growth R6 | — | — | — | $989K | 3.1% | |
| Pimco Intl Bond Fund | — | — | — | $924K | 2.9% | |
| T. Rowe Price Retirement 2040 Fund | — | — | — | $668K | 2.1% | |
| T. Rowe Price Retirement 2035 Fund | — | — | — | $400K | 1.3% | |
| T. Rowe Price Retirement 2055 Fund | — | — | — | $288K | 0.9% | |
| T. Rowe Price Retirement 2025 Fund | — | — | — | $286K | 0.9% | |
| T. Rowe Price Retirement 2045 Fund | — | — | — | $256K | 0.8% | |
| T. Rowe Price Retirement 2020 Fund | — | — | — | $211K | 0.7% | |
| participants maturing at various dates through 2033 | — | — | — | $197K | 0.6% | |
| T. Rowe Price Retirement 2030 Fund | — | — | — | $183K | 0.6% | |
| T. Rowe Price Retirement 2065 Fund | — | — | — | $147K | 0.5% | |
| T. Rowe Price Retirement 2060 Fund | — | — | — | $61K | 0.2% | |
| T. Rowe Price Retirement 2050 Fund | — | — | — | $53K | 0.2% |