Back to filter
Original filing (PDF)20251009133855NAL0003957811001
CHICAGO MERCANTILE EXCHANGE, INC.
Form 5500
FILING_RECEIVED
CHICAGO MERCANTILE EXCHANGE, INC. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 2
27% in single holdingNo recordkeeper disclosed
Active participants
2,245
Accounts w/ balance
3,718
Plan assets (EOY)
$1.1B
Net assets (EOY)
$1.1B
How this plan invests
This plan
1 pooled trust
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity Management Trust Company Growth Co K6 Fund" is 27% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CHICAGO MERCANTILE EXCHANGE, INC..
Plan sponsor
Name
CHICAGO MERCANTILE EXCHANGE, INC.
EIN
36-4340266
Address
20 SOUTH WACKER DRIVE · CHICAGO, IL · 60606
Phone
(312) 930-1000
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | NONE | $201K | — |
| FIDELITY INVESTMENTS INST OP CO LLC | 04-2647786 | — | NONE | $156K | — |
| WILLIS TOWERS WATSON | — | ARLINGTON, VA | NONE | $101K | — |
| CAPTRUST FINANCIAL ADVISORS | 26-0058143 | — | NONE | $88K | — |
| FORVIS MAZARS | 44-0160260 | — | NONE | $22K | — |
Investments
15 direct securities · 1 pooled fund· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$1.1B
15 holdings
Common Collective Trust
$29.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Management Trust Company Growth Co K6 Fund | — | — | — | $289.6M | 26.8% | |
| Fidelity Management Trust Company 500 Index Fund | — | — | — | $285.1M | 26.4% | |
| Doubleline Funds Doubleline Core Fixed Income Fund | — | — | — | $61.6M | 5.7% | |
| Fiduciary Management, Inc. International Fund Institutional Class | — | — | — | $57.6M | 5.3% | |
| Congress Asset Management Mid Cap Growth Fund | — | — | — | $52.1M | 4.8% | |
| Dimensional Fund Advisors Large Cap Value Fund | — | — | — | $44.0M | 4.1% | |
| Registered investment companies * Fidelity Management Trust Company Extended Market Index Fund | — | — | — | $43.9M | 4.1% | |
| Fidelity Management Trust Company International Index Fund | — | — | — | $40.5M | 3.7% | |
| Money market fund * Fidelity Management Trust Company Government Money Market | — | — | — | $38.5M | 3.6% | |
| Fidelity Management Trust Company U.S. Bond Index Fund | — | — | — | $35.1M | 3.2% | |
| American Beacon Small Cap Value Fund | — | — | — | $30.9M | 2.9% | |
| FIDELITY MANAGED INC PORTFOLIO II FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 633 | Common Collective Trust | — | — | $29.5M | 2.7% | |
| Dimensional Fund Advisors Emerging Markets Core Equity I | — | — | — | $25.5M | 2.4% | |
| Vanguard Group, Inc. Vanguard Inflation Protected Securities Fund Institutional Shares | — | — | — | $23.1M | 2.1% | |
| Pimco Global Bond Opportunities Fund | — | — | — | $17.5M | 1.6% | |
| with maturity dates through October 2052 -0- | — | — | — | $5.6M | 0.5% |