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Original filing (PDF)20260317151635NAL0002753920001
SMITH SENIOR LIVING
Form 5500
FILING_RECEIVED
SMITH SENIOR LIVING 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
537
Accounts w/ balance
318
Plan assets (EOY)
$16.7M
Net assets (EOY)
$16.7M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 59% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMITH SENIOR LIVING.
Plan sponsor
Name
SMITH SENIOR LIVING
EIN
36-4335178
Address
2320 W. 113TH PLACE · SUITE 1335 · CHICAGO, IL · 60643
Phone
(773) 474-7355
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-03-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | NONE | $40K | — |
Investments
24 direct securities· $16.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Target Retirement 2035 Fund | — | — | — | $2.8M | 16.6% | |
| Vanguard Group Target Retirement 2025 Fund | — | — | — | $2.2M | 13.0% | |
| Vanguard Group Target Retirement 2040 Fund | — | — | — | $1.8M | 10.5% | |
| Vanguard Group Target Retirement 2050 Fund | — | — | — | $1.1M | 6.7% | |
| Vanguard Group Target Retirement 2045 Fund | — | — | — | $1.0M | 6.1% | |
| Vanguard Group 500 Index Admiral Fund | — | — | — | $977K | 5.9% | |
| Vanguard Group Target Retirement 2030 Fund | — | — | — | $966K | 5.8% | |
| Harbor Capital Appreciation Inst Fund | — | — | — | $751K | 4.5% | |
| Vanguard Group Target Retirement 2020 Fund | — | — | — | $748K | 4.5% | |
| Dodge and Cox Funds Stock I Fund | — | — | — | $715K | 4.3% | |
| Vanguard Group Target Retirement Income Fund | — | — | — | $675K | 4.0% | |
| Registered investment companies Allspring Gov Money Market Instl | — | — | — | $594K | 3.6% | |
| Vanguard Group Small Cap Index Adm Fund | — | — | — | $398K | 2.4% | |
| Dodge and Cox Funds Income I Fund | — | — | — | $351K | 2.1% | |
| American Funds EuroPacific Growth Fund R6 | — | — | — | $330K | 2.0% | |
| Fidelity Investments International Index Fund | — | — | — | $304K | 1.8% | |
| Vanguard Group Total Bond Market Index Adm Fund | — | — | — | $248K | 1.5% | |
| Delaware Investments Macquarie Small Cap Value I Fund | — | — | — | $245K | 1.5% | |
| Vanguard Group Target Retirement 2060 Fund | — | — | — | $178K | 1.1% | |
| Nuveen Real Estate Securities I Fund | — | — | — | $124K | 0.7% | |
| Vanguard Group Target Retirement 2055 Fund | — | — | — | $91K | 0.5% | |
| Vanguard Group Target Retirement 2065 Fund | — | — | — | $61K | 0.4% | |
| American Beacon Funds Stephens Small Cap Growth Fund | — | — | — | $36K | 0.2% | |
| Vanguard Group Target Retirement 2070 Fund | — | — | — | $33K | 0.2% |
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