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Original filing (PDF)20251013134205NAL0000666563001
GELBER GROUP, LLC
Form 5500
FILING_RECEIVED
GELBER GROUP 401(K) PLAN
401(k) retirement plan
Active participants
200
Accounts w/ balance
253
Plan assets (EOY)
$47.8M
Net assets (EOY)
$47.8M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GELBER GROUP, LLC.
Plan sponsor
Name
GELBER GROUP, LLC
EIN
36-4330915
Address
350 N. ORLEANS ST. · 10 SOUTH · CHICAGO, IL · 606541975
Phone
(312) 427-7100
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DUFEK & COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL STRATEGIES INVESTMENT GROU | 26-4789150 | — | INVESTMENT ADV/CONSULTANT | $44K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUFEK & CO. | 27-1515696 | — | ACCOUNTANT/AUDITOR | $9K | — |
Investments
32 direct securities · 1 pooled fund· $48.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$47.8M
32 holdings
Common Collective Trust
$518K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Mutual fund a | — | — | — | $7.5M | 15.7% | |
| Vanguard Institutional Index Mutual fund a | — | — | — | $7.2M | 15.0% | |
| Vanguard Target Retirement 2045 Mutual fund a | — | — | — | $4.8M | 10.1% | |
| Vanguard Target Retirement 2035 Mutual fund a | — | — | — | $4.5M | 9.5% | |
| Vanguard Target Retirement 2050 Mutual fund a | — | — | — | $3.9M | 8.1% | |
| T. Rowe Price Blue Chip Growth Mutual fund a | — | — | — | $2.3M | 4.9% | |
| Vanguard Target Retirement 2055 Mutual fund a | — | — | — | $2.3M | 4.7% | |
| Vanguard Target Retirement 2025 Mutual fund a | — | — | — | $2.0M | 4.2% | |
| Vanguard Target Retirement 2020 Mutual fund a | — | — | — | $1.9M | 4.0% | |
| Vanguard Small Cap Index Mutual fund a | — | — | — | $1.5M | 3.2% | |
| Vanguard Total Bond Market Mutual fund a | — | — | — | $1.4M | 3.0% | |
| Vanguard Mid Cap Index Mutual fund a | — | — | — | $1.3M | 2.7% | |
| Vanguard Equity Income Mutual fund a | — | — | — | $1.2M | 2.5% | |
| Vanguard Target Retirement 2060 Mutual fund a | — | — | — | $929K | 1.9% | |
| Vanguard Target Retirement 2040 Mutual fund a | — | — | — | $739K | 1.5% | |
| MetLife Stable Value Fund Common/collective trust a | — | — | — | $518K | 1.1% | |
| GG METLIFE STAB VAL GREAT GRAY TRUST COMPANY · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $518K | 1.1% | |
| Vanguard Total International Stock Index Mutual fund a | — | — | — | $517K | 1.1% | |
| Vanguard Target Retirement 2065 Mutual fund a | — | — | — | $459K | 1.0% | |
| Vanguard Target Retirement 2070 Mutual fund a 492 Vanguard Target Retirement Inc Mutual fund a | — | — | — | $395K | 0.8% | |
| Vanguard International Value Mutual fund a | — | — | — | $356K | 0.7% | |
| PIMCO Total Return Mutual fund a | — | — | — | $292K | 0.6% | |
| maturing through December 2029 - | — | — | — | $274K | 0.6% | |
| Fidelity Small Cap Value Mutual fund a | — | — | — | $258K | 0.5% | |
| Loomis Sayles Small Cap Growth Mutual fund a | — | — | — | $236K | 0.5% | |
| DFA Comm Strategy Mutual fund a | — | — | — | $232K | 0.5% | |
| American Funds EuroPacific Growth Mutual fund a | — | — | — | $187K | 0.4% | |
| Vanguard Total International Bond Index Mutual fund a | — | — | — | $168K | 0.4% | |
| JP Morgan Emerging Markets Mutual fund a | — | — | — | $115K | 0.2% | |
| Victory Trivalent International Small-Cap Mutual fund a | — | — | — | $96K | 0.2% | |
| BlackRock High Yield Bond Mutual fund a | — | — | — | $90K | 0.2% | |
| DFA Global Real Estate Mutual fund a | — | — | — | $72K | 0.2% | |
| Fidelity Govt Money Market Mutual fund a | — | — | — | $8K | <0.1% |
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