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Original filing (PDF)20251006051216NAL0001860371001
LITCHFIELD CAVO LLP
Form 5500
FILING_RECEIVED
LITCHFIELD CAVO LLP 401(K) PLAN
401(k) retirement plan
Active participants
413
Accounts w/ balance
652
Plan assets (EOY)
$98.5M
Net assets (EOY)
$98.5M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (11 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LITCHFIELD CAVO LLP.
Plan sponsor
Name
LITCHFIELD CAVO LLP
EIN
36-4255570
Address
303 W MADISON ST STE 300 · CHICAGO, IL · 60606
Phone
(312) 781-6677
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $68K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | — | INVESTMENT/FINANCIAL ADVI | $38K | — |
Investments
22 direct securities · 1 pooled fund· $96.9M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$91.4M
22 holdings
Common Collective Trust
$5.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $13.1M | 13.3% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $12.3M | 12.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $8.9M | 9.1% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $8.5M | 8.6% | |
| FID 500 IND | Registered Investment Companies | — | — | $8.5M | 8.6% | |
| TOUCHSTONE LARGE CAP FOCUSED Y | Registered Investment Companies | — | — | $5.8M | 5.9% | |
| MORLEY STABLE VALUE - 25 I PRINCIPAL GLOBAL INV TRUST · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $5.5M | 5.6% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $5.2M | 5.3% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $4.2M | 4.3% | |
| VAN FTSE ALL WLD EX US IDX ADM | Registered Investment Companies | — | — | $3.7M | 3.7% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $3.4M | 3.5% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $3.2M | 3.3% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $2.7M | 2.7% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $2.6M | 2.7% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $2.3M | 2.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $2.2M | 2.2% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $2.0M | 2.0% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $936K | 1.0% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $717K | 0.7% | |
| VAN INFL PROTECTED SEC - ADMR | Registered Investment Companies | — | — | $598K | 0.6% | |
| DODGE & COX INCOME I | Registered Investment Companies | — | — | $395K | 0.4% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $71K | <0.1% | |
| LOOMIS SAYLES CORE PLUS BOND N | Registered Investment Companies | — | — | $65K | <0.1% |