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Original filing (PDF)20251015082909NAL0008656066001
TRANSWESTERN COMMERCIAL SERVICES LLC
Form 5500
FILING_RECEIVED
TRANSWESTERN 401(K) PLAN
401(k) retirement plan
Active participants
1,760
Accounts w/ balance
2,510
Plan assets (EOY)
$256.4M
Net assets (EOY)
$256.4M
How this plan invests
This plan
15 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRANSWESTERN COMMERCIAL SERVICES LLC.
Plan sponsor
Name
TRANSWESTERN COMMERCIAL SERVICES LLC
EIN
36-4232023
Address
200 WEST MADISON STREET, · SUITE 1200 · CHICAGO, IL · 60606
Phone
(312) 258-8809
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
MITCHELL & TITUS, LL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $148K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $50K | — |
| MARCADO ASSET MANAGEMENT, LLC | 82-1492364 | — | CONSULTANT | $22K | — |
| HAYNES & BOONE, LLP | 75-1312888 | — | CONSULTANT | $16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MITCHELL & TITUS, LL | 13-2781641 | — | ACCOUNTANT/AUDITOR | $26K | — |
Investments
40 direct securities · 15 pooled funds· $366.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$253.6M
39 holdings
Common Collective Trust
$109.9M
15 holdings
Mutual Funds
$3.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Contrafund K Mutual fund | — | — | — | $37.3M | 14.5% | |
| Fidelity 500 Index Institutional Mutual fund | — | — | — | $27.1M | 10.6% | |
| Fidelity Freedom Balanced 2030 Q Mutual fund | — | — | — | $15.6M | 6.1% | |
| FID FRDM BLND 2030 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 091 | Common Collective Trust | — | — | $15.6M | 6.1% | |
| Vanguard Windsor II Admiral Mutual fund | — | — | — | $15.0M | 5.8% | |
| Fidelity Freedom Balanced 2050 Q Mutual fund | — | — | — | $14.5M | 5.7% | |
| FID FRDM BLND 2050 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 095 | Common Collective Trust | — | — | $14.5M | 5.7% | |
| Fidelity Freedom Balanced 2040 Q Mutual fund | — | — | — | $14.3M | 5.6% | |
| FID FRDM BLND 2040 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 093 | Common Collective Trust | — | — | $14.3M | 5.6% | |
| Fidelity Freedom Balanced 2035 Q Mutual fund | — | — | — | $14.0M | 5.5% | |
| FID FRDM BLND 2035 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 092 | Common Collective Trust | — | — | $14.0M | 5.5% | |
| Fidelity Freedom Balanced 2045 Q Mutual fund | — | — | — | $12.0M | 4.7% | |
| FID FRDM BLND 2045 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 094 | Common Collective Trust | — | — | $12.0M | 4.7% | |
| Fidelity Freedom Balanced 2025 Q Mutual fund | — | — | — | $11.1M | 4.3% | |
| FID FRDM BLND 2025 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 090 | Common Collective Trust | — | — | $11.1M | 4.3% | |
| Fidelity Freedom Balanced 2055 Q Mutual fund | — | — | — | $9.5M | 3.7% | |
| FID FRDM BLND 2055 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 113 | Common Collective Trust | — | — | $9.5M | 3.7% | |
| Fidelity Total Bond K Mutual fund | — | — | — | $8.0M | 3.1% | |
| Fidelity Managed Income Portfolio Common collective trust fund | — | — | — | $7.6M | 3.0% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $7.2M | 2.8% | |
| Fidelity Balanced K Mutual fund | — | — | — | $6.7M | 2.6% | |
| Fidelity External Market Index Mutual fund | — | — | — | $5.8M | 2.3% | |
| Fidelity Diversified International K Mutual fund | — | — | — | $4.9M | 1.9% | |
| Victory Sycamore Established Value Fund Mutual fund | — | — | — | $4.9M | 1.9% | |
| Fidelity Freedom Balanced 2020 Q Mutual fund | — | — | — | $4.8M | 1.9% | |
| FID FRDM BLND 2020 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 089 | Common Collective Trust | — | — | $4.8M | 1.9% | |
| ABF Small Cap Values PA Mutual fund | — | — | — | $4.8M | 1.9% | |
| Fidelity Global EX US Idx Pr Mutual fund | — | — | — | $4.7M | 1.8% | |
| Fidelity Freedom Balanced 2060 Q Mutual fund | — | — | — | $4.6M | 1.8% | |
| FID FRDM BLND 2060 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 147 | Common Collective Trust | — | — | $4.6M | 1.8% | |
| Brokerage Link Common stock | — | — | — | $4.4M | 1.7% | |
| Carillon Eagle Mid Cap Growth I Fund Mutual fund | — | — | — | $4.1M | 1.6% | |
| Fidelity US Bond Idx Pr Mutual fund | — | — | — | $3.9M | 1.5% | |
| Mutual fund | Mutual Funds | — | — | $3.2M | 1.2% | |
| Trp Small-Cap Value I Mutual fund | — | — | — | $2.2M | 0.9% | |
| Harding Loevner International Equity Mutual funds | — | — | — | $2.2M | 0.9% | |
| Participant loans receivable Interest rates range from 6.25% | — | — | — | $2.1M | 0.8% | |
| Cohen & Steers Reality Mutual fund | — | — | — | $1.9M | 0.7% | |
| Fidelity international Small Cap Opp Mutual fund | — | — | — | $1.7M | 0.6% | |
| Fidelity Freedom Balanced 2065 Q Mutual fund | — | — | — | $998K | 0.4% | |
| FID FRDM BLND 2065 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 168 | Common Collective Trust | — | — | $998K | 0.4% | |
| Cash | — | — | — | $741K | 0.3% | |
| Fidelity Freedom Balanced 2015 Q Mutual fund | — | — | — | $477K | 0.2% | |
| FID FRDM BLND 2015 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 088 | Common Collective Trust | — | — | $477K | 0.2% | |
| Fidelity Freedom Balanced 2010 Q Mutual fund | — | — | — | $467K | 0.2% | |
| FID FRDM BLND 2010 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 087 | Common Collective Trust | — | — | $467K | 0.2% | |
| External mutual funds | — | — | — | $423K | 0.2% | |
| Fidelity mutual fund | — | — | — | $357K | 0.1% | |
| Fidelity Freedom Blend Income Q Mutual fund | — | — | — | $296K | 0.1% | |
| FID FRDM BLEND INC Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 085 | Common Collective Trust | — | — | $296K | 0.1% | |
| Rights/Warrants ** (101) Preferred stock | — | — | — | $180K | <0.1% | |
| Fidelity Government Money market | — | — | — | $68K | <0.1% | |
| Government bonds | — | — | — | $50K | <0.1% | |
| Certificates of deposit | — | — | — | $4K | <0.1% | |
| FID FRDM BLND 2005 H FIAM TRUST COMPANY · EIN 20-4659714 / PN 086 | Common Collective Trust | — | — | $0 | <0.1% |
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