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Original filing (PDF)20251008173826NAL0006197889001
TANDEM MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
TANDEM HR, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
9,352
Accounts w/ balance
4,974
Plan assets (EOY)
$309.9M
Net assets (EOY)
$309.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 40 bps in Schedule C fees — 300% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
- 53% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TANDEM MANAGEMENT, LLC.
Plan sponsor
Name
TANDEM MANAGEMENT, LLC
EIN
36-4231315
Address
1475 S PRICE ROAD · CHANDLER, AZ · 85286
Phone
(630) 755-2107
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
2W · Pooled employer plan (PEP)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
METZ CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERITAS LIFE INSURANCE CORP | 47-0098400 | — | NONE | $755K | — |
| TANDEM HR, LLC | 36-4231315 | — | NONE | $282K | — |
| BKS FINANCIAL INVESTMENTS LLC | 84-1921272 | — | NONE | $72K | — |
| FORVIS MAZARS, LLP | 44-0160260 | — | NONE | $58K | — |
| VENSURE EMPLOYER SERVICES, INC. | 37-1508469 | — | NONE | $41K | — |
| CHARLES SCHWAB BANK | 82-3967259 | — | NONE | $30K | — |
Investments
41 direct securities · 2 pooled funds· $309.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$305.8M
41 holdings
Common Collective Trust
$4.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual funds | — | — | — | $40.7M | 13.1% | |
| Vanguard Target Retirement 2035 Fund Mutual funds | — | — | — | $28.4M | 9.2% | |
| Vanguard Target Retirement 2040 Fund Mutual funds | — | — | — | $26.0M | 8.4% | |
| Vanguard Target Retirement 2025 Fund Mutual funds | — | — | — | $22.8M | 7.3% | |
| Vanguard Target Retirement 2050 Fund Mutual funds | — | — | — | $21.9M | 7.1% | |
| Vanguard Target Retirement 2030 Fund Mutual funds | — | — | — | $21.8M | 7.0% | |
| Vanguard Target Retirement 2045 Fund Mutual funds | — | — | — | $21.2M | 6.8% | |
| Vanguard Target Retirement 2055 Fund Mutual funds | — | — | — | $15.0M | 4.9% | |
| AllianceBernstein Large Cap Growth (Z) Mutual funds | — | — | — | $11.9M | 3.8% | |
| Vanguard Target Retirement 2060 Fund Mutual funds | — | — | — | $9.5M | 3.1% | |
| Vanguard Target Retirement 2020 Fund Mutual funds | — | — | — | $9.4M | 3.0% | |
| Dodge & Cox Stock Fund (X) Mutual funds | — | — | — | $7.5M | 2.4% | |
| iShares MSCI EAFE Intl Index (K) Mutual funds | — | — | — | $6.8M | 2.2% | |
| Vanguard Target Retirement Income Fund Mutual funds | — | — | — | $6.8M | 2.2% | |
| Vanguard Mid-Cap Index Fund (Adm) Mutual funds | — | — | — | $6.6M | 2.1% | |
| Vanguard Small Cap Index Admiral Shares Mutual funds | — | — | — | $5.0M | 1.6% | |
| American Funds New Perspective Fund (R6) Mutual funds | — | — | — | $4.5M | 1.4% | |
| GREAT GRAY CIT III FOR METLIFE GROU GREAT GRAY TRUST COMPANY, LLC · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $4.1M | 1.3% | |
| Vanguard Total Bond Market Index (Adm) Mutual funds | — | — | — | $3.6M | 1.1% | |
| Dodge & Cox Balanced Fund (X) Mutual funds | — | — | — | $3.4M | 1.1% | |
| Invesco Discovery Fund (R6) Mutual funds | — | — | — | $3.1M | 1.0% | |
| TCW MetWest Total Return Bond (Plan) Mutual funds | — | — | — | $3.0M | 1.0% | |
| Franklin Small Cap Value Fund (R6) Mutual funds | — | — | — | $2.8M | 0.9% | |
| DFA Emerging Mkts Core Equity Port (I) Mutual funds | — | — | — | $2.6M | 0.8% | |
| Carillon Eagle Mid Cap Growth Fund (R6) Mutual funds | — | — | — | $2.4M | 0.8% | |
| Vanguard FTSE Social Index Fund (Adm) Mutual funds | — | — | — | $2.4M | 0.8% | |
| Participant Loans Interest rates between 4.10% to 9.50% $0 | — | — | — | $2.2M | 0.7% | |
| Amer Funds Amer High-Income Trust (R6) Mutual funds | — | — | — | $2.0M | 0.6% | |
| Columbia Select Mid Cap Value Fund (I3) Mutual funds | — | — | — | $2.0M | 0.6% | |
| Vanguard Inflation Protected Sec (Adm) Mutual funds | — | — | — | $1.9M | 0.6% | |
| Nuveen Real Estate Securities Fund (R6) Mutual funds | — | — | — | $1.8M | 0.6% | |
| Harbor Capital Appreciation Fund (Ret) Common collective trusts 293 * Schwab Self Directed Account Self-directed brokerage accounts | — | — | — | $1.6M | 0.5% | |
| Vanguard Target Retirement 2065 Fund Mutual funds | — | — | — | $1.5M | 0.5% | |
| American Century Government Bond (R5) Mutual funds | — | — | — | $1.4M | 0.4% | |
| Vanguard Short-Term Investment Grade Adm Mutual funds | — | — | — | $791K | 0.3% | |
| Cash Noninterest-bearing cash | — | — | — | $745K | 0.2% | |
| Pear Tree Polaris Foreign Val Sm Cap R6 Mutual funds | — | — | — | $420K | 0.1% | |
| Self Directed Account Self-directed brokerage accounts | — | — | — | $251K | <0.1% | |
| Vanguard Total Intl Stock Index (Adm) Mutual funds | — | — | — | $243K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Mutual funds | — | — | — | $61K | <0.1% | |
| Vanguard Institutional Index Fund (I) Mutual funds | — | — | — | $3K | <0.1% | |
| Lord Abbett Bond Debenture Fund (R6) Mutual funds | — | — | — | $1K | <0.1% | |
| GALLIARD STABLE RETURN FUND C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $271 | <0.1% |