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Original filing (PDF)20251015132106NAL0002475235001
TRUSTEES OF SEIU LOCAL NO. 4 PENSION FUND
Form 5500
FILING_RECEIVED
SEIU LOCAL NO. 4 PENSION FUND
Defined-benefit pension plan
Signals · 4
81% in single holding~129 bps in Sched C feesNo recordkeeper disclosed22 service providers
Active participants
9,515
Accounts w/ balance
—
Plan assets (EOY)
$88.8M
Net assets (EOY)
$88.6M
How this plan invests
This plan
4 pooled trusts
Schedule D
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: BNYM MELLON AFL-CIO SL LARGE CAP STOCK INDEX FUND OF THE BANK OF NEW YORK MELLON (extraction pending)]" is 81% of plan.
- 129 bps in Schedule C fees — 707% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF SEIU LOCAL NO. 4 PENSION FUND.
Plan sponsor
Name
TRUSTEES OF SEIU LOCAL NO. 4 PENSION FUND
EIN
36-4198045
Address
2229 S. HALSTED ST. · CHICAGO, IL · 60608
Phone
(773) 385-9300
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
22 rowsOther
22| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | NONE | $148K | — |
| S. MITCHELL | 36-4198045 | — | EMPLOYEE | $110K | — |
| C. FRESAS | 36-4198045 | — | EMPLOYEE | $104K | — |
| THE SEGAL COMPANY (MIDWEST), INC. | 13-1975125 | — | NONE | $97K | — |
| BRIDGEWAY BENEFIT TECHNOLOGIES | 52-1796473 | — | NONE | $86K | — |
| SEGAL MARCO ADVISORS | 13-2646110 | — | NONE | $84K | — |
| B. LEMON | 36-4198045 | — | EMPLOYEE | $80K | — |
| ASHER, GITTLER & D'ALBA | 36-2786883 | — | NONE | $78K | — |
| C. ABRAMS | 36-4198045 | — | EMPLOYEE | $68K | — |
| K. MICKLES | 36-4198045 | — | EMPLOYEE | $62K | — |
| E. COSTA | 36-4198045 | — | ADMINISTRATOR | $53K | — |
| SOMMERS & FAHRENBACH, INC. | 36-1796440 | — | NONE | $38K | — |
| C. BARNETT | 36-4198045 | — | EMPLOYEE | $36K | — |
| J. MACK | 36-4198045 | — | EMPLOYEE | $29K | — |
| COMERICA BANK | 42-1741646 | — | NONE | $21K | — |
| APPLEGATE CONSULTING GROUP | 45-4769589 | — | NONE | $11K | — |
| LHH RECRUITMENT SOLUTIONS | 59-3482208 | — | NONE | $10K | — |
| K-PLUS COMPUTER SERVICES LLC | 36-4282001 | — | NONE | $10K | — |
| MNJ TECHNOLOGIES | 01-0560518 | — | NONE | $10K | — |
| DOWD, BLOCH, BENNETT, CERVONE, AUER | 36-3371377 | — | NONE | $7K | — |
| C. HARRIS-ARMSTRONG | — | CHICAGO, IL | NONE | $6K | — |
| SEGAL SELECT INSURANCE SERVICES | 46-0619194 | — | NONE | $0 | — |
Investments
4 pooled funds· $31.5M(35% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNYM AFL-CIO SL LARGE CAP STOCK IND THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 355 | Common Collective Trust | — | — | $25.4M | 28.6% | |
| BNYM AFL-CIO SL SMALL CAP STOCK IND THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 342 | Common Collective Trust | — | — | $3.8M | 4.3% | |
| AFL-CIO BUILDING INVESTMENT TRUST GREAT GRAY TRUST COMPANY, LLC · EIN 52-6328901 / PN 001 | Common Collective Trust | — | — | $2.3M | 2.6% | |
| BARINGS INT'L SMALL CAP EQUITY CIF GLOBAL TRUST COMPANY · EIN 30-6617568 / PN 003 | Common Collective Trust | — | — | $0 | <0.1% |